CAPITAL SOUTHWEST CORPORATION 2,203,857 Shares of Common Stock UNDERWRITING AGREEMENTCapital Southwest Corp • November 17th, 2022 • New York
Capital Southwest Corporation, a Texas corporation (the “Company”), is entering into this agreement (this “Agreement”) with Raymond James & Associates, Inc. (“Raymond James”) and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Raymond James is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company of 2,203,857 shares (the “Initial Securities”) of the Company’s common stock, par value $0.25 per share (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in Exhibit A hereto, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of up to 330,579 additional s
