CAPITAL SOUTHWEST CORPORATION (a Texas Corporation)Underwriting Agreement • February 25th, 2021 • Capital Southwest Corp • New York
The Securities will be issued under an indenture dated as of October 23, 2017 (the “Base Indenture”), as supplemented by the Third Supplemental Indenture, dated as of December 29, 2020 (the “Third Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
