Common Contracts
22 similar Terms Agreement contracts by Indaptus Therapeutics, Inc., Advent Technologies Holdings, Inc., Aethlon Medical Inc, others
AT THE MARKET OFFERING AGREEMENT December 27, 2023Terms Agreement • December 28th, 2023 • Digital Brands Group, Inc. • Retail-apparel & accessory stores • New York
Digital Brands Group, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT November 22, 2023Terms Agreement • November 22nd, 2023 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture • New York
ThermoGenesis Holdings, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT August 21, 2023Terms Agreement • August 21st, 2023 • AppTech Payments Corp. • Services-prepackaged software • New York
AppTech Payments Corp., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with StockBlock Securities LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTTerms Agreement • June 2nd, 2023 • Advent Technologies Holdings, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Advent Technologies Holdings, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT May 12, 2023Terms Agreement • May 15th, 2023 • TRX GOLD Corp • Gold and silver ores • New York
TRX Gold Corporation, a corporation incorporated under the Business Corporations Act (Alberta) (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Lead Manager”) and Roth Capital Partners, LLC (“Roth” and, collectively with the Lead Manager, the “Managers” and each, a “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT June 1, 2022Terms Agreement • September 1st, 2022 • Indaptus Therapeutics, Inc. • Pharmaceutical preparations • New York
Indaptus Therapeutics, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT June 1, 2022Terms Agreement • June 1st, 2022 • Indaptus Therapeutics, Inc. • Pharmaceutical preparations • New York
Indaptus Therapeutics, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT April 7, 2022Terms Agreement • April 7th, 2022 • InMed Pharmaceuticals Inc. • Pharmaceutical preparations • New York
InMed Pharmaceuticals Inc., a corporation organized under the laws of British Columbia, Canada (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTTerms Agreement • March 24th, 2022 • Aethlon Medical Inc • Surgical & medical instruments & apparatus • New York
AT THE MARKET OFFERING AGREEMENTTerms Agreement • May 26th, 2021 • Pulmatrix, Inc. • Pharmaceutical preparations • New York
Pulmatrix, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT April 26, 2021Terms Agreement • April 26th, 2021 • Ion Geophysical Corp • Oil & gas field exploration services • New York
ION Geophysical Corp., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AMENDED AND RESTATED AT THE MARKET OFFERING AGREEMENTTerms Agreement • November 13th, 2020 • Opgen Inc • Services-medical laboratories • New York
OpGen, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (“Wainwright”) and BTIG, LLC (“BTIG” and, collectively with Wainwright, the “Managers” and, each, a “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT October 30, 2020Terms Agreement • October 30th, 2020 • Fennec Pharmaceuticals Inc. • Biological products, (no disgnostic substances) • New York
Fennec Pharmaceuticals Inc., a British Columbia corporation (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTTerms Agreement • October 22nd, 2020 • Enlivex Therapeutics Ltd. • Pharmaceutical preparations • New York
Enlivex Therapeutics Ltd., a company organized under the laws of the State of Israel (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTTerms Agreement • September 17th, 2020 • Windtree Therapeutics Inc /De/ • Biological products, (no disgnostic substances) • New York
Windtree Therapeutics, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Ladenburg Thalmann & Co. Inc. (the “Manager”) as follows:
EX-1.1 2 pdex_ex1z1.htm AT THE MARKET OFFERING AGREEMENT AT THE MARKET OFFERING AGREEMENT February 16, 2017 Ascendiant Capital Markets, LLC 18881 Von Karman, 16th Floor Irvine, California 92612 Ladies and Gentlemen:Terms Agreement • May 5th, 2020 • New York
Pro-Dex, Inc., a Colorado corporation (the “Company”), confirms its agreement (this “Agreement”) with Ascendiant Capital Markets, LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT October 16, 2014 Ascendiant Capital Markets, LLC 18881 Von Karman, 16th Floor Irvine, California 92612 Ladies and Gentlemen:Terms Agreement • May 5th, 2020 • New York
NovaBay Pharmaceuticals, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Ascendiant Capital Markets, LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTTerms Agreement • November 22nd, 2019 • Emagin Corp • Semiconductors & related devices • New York
eMagin Corporation, a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT January 28, 2019Terms Agreement • January 28th, 2019 • Cemtrex Inc • Measuring & controlling devices, nec • New York
AT THE MARKET OFFERING AGREEMENT November 2, 2018Terms Agreement • November 2nd, 2018 • U.S. Gold Corp. • Metal mining • New York
AT THE MARKET OFFERING AGREEMENTTerms Agreement • February 10th, 2017 • Naked Brand Group Inc. • Men's & boys' furnishgs, work clothg, & allied garments • New York
Naked Brand Group, Inc., a corporation organized under the laws of Nevada (the “Company”), confirms its agreement (this “Agreement”) with Maxim Group, LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTTerms Agreement • October 17th, 2014 • NovaBay Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
NovaBay Pharmaceuticals, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Ascendiant Capital Markets, LLC (the “Manager”) as follows:
