Common Contracts
7 similar Underwriting Agreement contracts by Dime Community Bancshares, Inc. /NY/, First Foundation Inc., Hanmi Financial Corp, others
West Bancorporation, Inc. UNDERWRITING AGREEMENT June 9, 2022Underwriting Agreement • June 10th, 2022 • West Bancorporation Inc • State commercial banks • New York
West Bancorporation, Inc., an Iowa corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Piper Sandler & Co., as the sole underwriter (the “Underwriter”), $60,000,000 principal amount of its 5.25% Fixed-to-Floating Rate Subordinated Notes due 2032 (each a “Note” and collectively, the Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated as of June 14, 2022, and a First Supplemental Indenture to be dated as of June 14, 2022 (collectively, the “Indenture”), each between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
Dime Community Bancshares, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2022 • Dime Community Bancshares, Inc. /NY/ • National commercial banks • New York
FIRST FOUNDATION INC.Underwriting Agreement • January 21st, 2022 • First Foundation Inc. • State commercial banks • New York
FIRST FOUNDATION INC., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Piper Sandler & Co. is acting as representative (the “Representative”), $150,000,000 principal amount of its 3.50% Fixed-to-Floating Rate Subordinated Notes due 2032 (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture, to be dated as of January 24, 2022, between the Company, as issuer, and U.S. Bank N.A., as the trustee (the “Trustee”), as supplemented by the First Supplemental Indenture to be dated as of January 24, 2022 (collectively, the “Indenture”), between the Company and the Trustee. In all dealings hereunder, the Representative shall act on behalf of each of the Underwriters, and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreem
WSFS Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • December 8th, 2020 • WSFS Financial Corp • National commercial banks • New York
WSFS FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein (the “Agreement”), to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Piper Sandler & Co. is acting as representative (the “Representative”), $150,000,000 principal amount of its 2.75% Fixed-to-Floating Rate Senior Notes (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture, dated August 27, 2012, and a supplemental indenture to be dated as of December 8, 2020 (collectively, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
Heritage Commerce Corp UNDERWRITING AGREEMENTUnderwriting Agreement • May 26th, 2017 • Heritage Commerce Corp • State commercial banks • New York
HERITAGE COMMERCE CORP, a California corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of $40,000,000 principal amount of its 5.25% Fixed-to-Floating Rate Subordinated Notes due 2027 (the “Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated on or about May 26, 2017, as supplemented by the First Supplemental Indenture to be dated on or about May 26, 2017 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
Hanmi Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2017 • Hanmi Financial Corp • National commercial banks • New York
HANMI FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of $100,000,000 principal amount of its 5.45% Fixed-to-Floating Rate Subordinated Notes due 2027 (the “Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated on or about March 21, 2017, as supplemented by the First Supplemental Indenture to be dated on or about March 21, 2017 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
Renasant Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2016 • Renasant Corp • State commercial banks • New York
RENASANT CORPORATION, a Mississippi corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), (i) $60,000,000 principal amount of its 5.0% Fixed-to-Floating Rate Subordinated Notes due 2026 (the “2026 Notes”) and (ii) $40,000,000 principal amount of its 5.5% Fixed-to-Floating Rate Subordinated Notes due 2031 (the “2031 Notes” and, together with the 2026 Notes, the “Notes”). The Notes will be issued pursuant to an Indenture, dated August 22, 2016, and a first supplemental indenture and second supplemental indenture, each to be dated as of August 22, 2016 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
