Common Contracts

1 similar Settlement Agreement contracts

ORDER
Settlement Agreement • May 20th, 2009
Contract Type
Filed
May 20th, 2009
WHEREAS Staff of the Commission and the Respondent Assante Financial Management Ltd. entered into a Settlement Agreement dated 15 April 2009 (Agreement) in which they agreed to a proposed settlement of certain violations of New Brunswick securities law, subject to the approval of the Commission;