Common Contracts
34 similar Security and Pledge Agreement contracts by Helios & Matheson Analytics Inc., PAVmed Inc., ARYA Sciences Acquisition Corp IV, others
FORM OF CONVERT SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • February 14th, 2024 • ARYA Sciences Acquisition Corp IV • Blank checks • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of February [____ __], 2024 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company, ARYA Sciences Acquisition Corp IV and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
FORM OF CONVERT SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • February 14th, 2024 • ARYA Sciences Acquisition Corp IV • Blank checks • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of February [____ __], 2024 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company, ARYA Sciences Acquisition Corp IV and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • December 12th, 2023 • BIT ORIGIN LTD • Finance services • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of December 7, 2023, (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • June 1st, 2023 • Ocean Biomedical, Inc. • Pharmaceutical preparations • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of May 15, 2023, (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • May 16th, 2023 • Ocean Biomedical, Inc. • Pharmaceutical preparations • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of May 15, 2023, (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • April 28th, 2023 • BitNile Metaverse, Inc. • Crude petroleum & natural gas • Nevada
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of April 27, 2023 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall sell, and the Buyers shall purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • March 14th, 2023 • Lucid Diagnostics Inc. • Surgical & medical instruments & apparatus • New York
SECURITY AND PLEDGE AGREEMENT, dated as of March __, 2023 (this “Agreement”), made by Lucid Diagnostics Inc., a Delaware corporation with offices located at 360 Madison Avenue, 25th Floor, New York, NY 10017 (the “Company”), and each of the undersigned direct and indirect Significant Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B, in its capacity as collateral agent (in such capacity, the “Collateral Agent”) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of March 13, 2023 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • February 21st, 2023 • Gaucho Group Holdings, Inc. • Land subdividers & developers (no cemeteries) • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of February 21, 2023 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”), by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”) and the “Warrants” issued pursuant thereto (as such Warrants may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Warrants”); and
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • February 6th, 2023 • Vinco Ventures, Inc. • Games, toys & children's vehicles (no dolls & bicycles) • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of [January __, 2023], (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • January 4th, 2023 • Addentax Group Corp. • Services-mailing, reproduction, commercial art & photography • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of January 4, 2023, (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company, and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • October 25th, 2022 • BIT ORIGIN LTD • Meat packing plants • Illinois
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of October 21, 2022, (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • September 1st, 2022 • Arcimoto Inc • Motorcycles, bicycles & parts • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of [_______], 2022, (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company, [______] a [______] company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • June 13th, 2022 • Moringa Acquisition Corp • Blank checks • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of June 9, 2022, (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company, Moringa Acquisition Corp. a Cayman Islands exempted company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • April 25th, 2022 • American Virtual Cloud Technologies, Inc. • Services-computer integrated systems design • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of April 14, 2022, (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”) by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • April 4th, 2022 • PAVmed Inc. • Surgical & medical instruments & apparatus • New York
SECURITY AND PLEDGE AGREEMENT, dated as of April 4, 2022 (this “Agreement”), made by PAVmed Inc., a Delaware corporation with offices located at One Grand Central Place, Suite 4600, New York, NY 10165 (the “Company”), and each of the undersigned direct and indirect Significant Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of [●], in its capacity as collateral agent (in such capacity, the “Collateral Agent”) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of March 31, 2022 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • November 8th, 2021 • Gaucho Group Holdings, Inc. • Land subdividers & developers (no cemeteries) • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of November 3, 2021 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, the “Securities Purchase Agreement”), by and among the Company and each party listed as a “Buyer” on the Schedule of Buyers attached thereto (each a “Buyer” and collectively, the “Buyers”), pursuant to which the Company shall be required to sell, and the Buyers shall purchase or have the right to purchase, the “Notes” issued pursuant thereto (as such Notes may be amended, modified, supplemented, extended, renewed, restated or replaced from time to time in accordance with the terms thereof, collectively, the “Notes”); and
AMENDED AND RESTATED SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • October 5th, 2021 • Akerna Corp. • Services-computer processing & data preparation • New York
WHEREAS, the Company is party to that certain Securities Purchase Agreement, dated as of June 9, 2020 (as amended, restated, extended, replaced or otherwise modified from time to time, the “2020 Securities Purchase Agreement”) pursuant to which the Company sold senior secured convertible notes of the Company (“2020 Notes”) to each party listed as a “Buyer” on the Schedule of Buyers attached thereto (the “2020 Buyers”);
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • June 29th, 2021 • Boston Therapeutics, Inc. • Pharmaceutical preparations • New York
SECURITY AND PLEDGE AGREEMENT, dated as of June 25, 2021 (this “Agreement”), made by Boston Therapeutics, Inc., a Delaware corporation with offices located at 354 Merrimack Street #4, Lawrence, MA 01843 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of HT Investments MA LLC, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement (as defined below).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • December 21st, 2020 • Cannabics Pharmaceuticals Inc. • Pharmaceutical preparations • New York
SECURITY AND PLEDGE AGREEMENT, dated as of December __, 2020 (this “Agreement”), made by Cannabics Pharmaceuticals Inc., a Nevada corporation, with offices located at 11 Habarzel St, Tel Aviv, Israel 6971017 (the “Company”), and each of the undersigned direct and indirect Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of 3i LP, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of December 16 2020 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECOND AMENDED AND RESTATED SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • August 6th, 2020 • PAVmed Inc. • Surgical & medical instruments & apparatus • New York
SECOND AMENDED AND RESTATED SECURITY AND PLEDGE AGREEMENT, dated as of August 5, 2020 (this “Agreement”), made by PAVmed Inc., a Delaware corporation with offices located at One Grand Central Place, Suite 4600, New York, NY 10165 (the “Company”), and each of the undersigned direct and indirect Significant Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to (i) the Securities Purchase Agreement, dated as of November 3, 2019 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “2019 Securities Purchase Agreement”), and (ii) the Securities Purchase Agreement, dated as of August 5, 2020 (as amended, modified, supplemented, extende
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • April 21st, 2020 • One Stop Systems, Inc. • Electronic computers • New York
SECURITY AND PLEDGE AGREEMENT, dated as of April 20, 2020 (this “Agreement”), made by One Stop Systems, Inc., a Delaware corporation, with offices located at 2235 Enterprise Street #11, Escondido, California 92029 (the “Company”), and each other undersigned Person, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of April 20, 2020 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
AMENDED AND RESTATED SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • November 4th, 2019 • PAVmed Inc. • Surgical & medical instruments & apparatus • New York
AMENDED AND RESTATED SECURITY AND PLEDGE AGREEMENT, dated as of November 4, 2019 (this “Agreement”), made by PAVmed Inc., a Delaware corporation with offices located at One Grand Central Place, Suite 4600, New York, NY 10165 (the “Company”), and each of the undersigned direct and indirect Significant Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to (i) the Securities Purchase Agreement, dated as of December 27, 2018 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “2018 Securities Purchase Agreement”), and (ii) the Securities Purchase Agreement, dated as of November 3, 2019 (as amended, modified, supplemented, extended,
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • August 19th, 2019 • Toughbuilt Industries, Inc • Cutlery, handtools & general hardware • New York
SECURITY AND PLEDGE AGREEMENT, dated as of August 19, 2019 (this “Agreement”), made by Toughbuilt Industries, Inc., a Nevada corporation, with offices located at 25371 Commercentre Drive, Ste 200, Lake Forest, CA 92630 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of August 19, 2019 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • August 15th, 2017 • Helios & Matheson Analytics Inc. • Services-miscellaneous business services • New York
SECURITY AND PLEDGE AGREEMENT, dated as of August __, 2017 (this “Agreement”), made by Helios and Matheson Analytics Inc., a Delaware corporation, with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Hudson Bay Master Fund Ltd, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of August __, 2017 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • February 7th, 2017 • Helios & Matheson Analytics Inc. • Services-miscellaneous business services • New York
SECURITY AND PLEDGE AGREEMENT, dated as of February __, 2017 (this “Agreement”), made by Helios and Matheson Analytics Inc., a Delaware corporation, with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Hudson Bay Master Fund Ltd, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of February __, 2017 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • December 2nd, 2016 • Helios & Matheson Analytics Inc. • Services-miscellaneous business services • New York
SECURITY AND PLEDGE AGREEMENT, dated as of December __, 2016 (this “Agreement”), made by Helios and Matheson Analytics Inc., a Delaware corporation, with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Hudson Bay Master Fund Ltd, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of December 1, 2016 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • September 8th, 2016 • Helios & Matheson Analytics Inc. • Services-miscellaneous business services • New York
SECURITY AND PLEDGE AGREEMENT, dated as of September 7, 2016 (this “Agreement”), made by HMNY Zone Loan LLC, a Delaware limited liability company with offices located at 4023 Kennett Pike, Wilmington, Delaware 19807 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Hudson Bay Master Fund Ltd, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of September 7, 2016 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • May 16th, 2016 • Eastside Distilling, Inc. • Beverages • New York
SECURITY AND PLEDGE AGREEMENT, dated as of May 13, 2016 (this “Agreement”), made by Eastside Distilling, Inc., a Nevada corporation (the “Company”) (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Magna Equities II LLC, a New York limited liability company, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Exchange Agreement (as defined below).
AMENDED AND RESTATED SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • April 19th, 2016 • Eastside Distilling, Inc. • Beverages • New York
AMENDED AND RESTATED SECURITY AND PLEDGE AGREEMENT, dated as of April 18, 2016 (this “Agreement”), made by Eastside Distilling, Inc., a Nevada corporation (the “Company”) (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Magna Equities II LLC, a New York limited liability company, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement (as defined below).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • April 6th, 2016 • Duos Technologies Group, Inc. • Services-prepackaged software • New York
SECURITY AND PLEDGE AGREEMENT, dated as of April 1, 2016 (this “Agreement”), made by Duos Technologies Group, Inc., a Florida corporation, with offices located at 6622 Southpoint Drive South, Suite 310, Jacksonville, Florida 32216 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of GPB Debt Holdings II, LLC, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of March 31, 2016 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • November 23rd, 2015 • CVSL Inc. • Retail-nonstore retailers • New York
SECURITY AND PLEDGE AGREEMENT, dated as of November 20, 2015 (this “Agreement”), made by CVSL Inc., a Florida corporation, with offices located at 2400 North Dallas Parkway, Suite 230, Plano, Texas 75093 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries (as defined below) of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Dominion Capital LLC, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of November 20, 2015 (as amended, modified, supplemented, extended, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • November 17th, 2014 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
SECURITY AND PLEDGE AGREEMENT, dated as of November , 2014 (this “Agreement”), made by Ascent Solar Technologies, Inc., a Delaware corporation, with offices located at 12300 Grant Street, Thornton, CO 80214 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Hudson Bay Master Fund Ltd, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of November 14, 2014 (as amended, modified, supplemented, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • November 14th, 2013 • Digital Angel Corp • Communications equipment, nec • New York
SECURITY AND PLEDGE AGREEMENT, dated as of November 13, 2013 (this “Agreement”) made by VeriTeQ Corporation, a Delaware corporation with offices located at 220 Congress Park Drive, Suite 200, Delray Beach, Florida 33445 (the “Company”), and each of the undersigned subsidiaries of the Company from time to time, if any (each a “Grantor” and collectively and together with the Company the “Grantors”), in favor of Hudson Bay Master Fund Ltd., in its capacity as collateral agent (in such capacity, the “Collateral Agent”) for the “Buyers” (as defined below) party to the Securities Purchase Agreement, dated as of November 13, 2013 (as amended, restated or otherwise modified from time to time, the “Securities Purchase Agreement”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • March 15th, 2013 • Worlds Online Inc. • Services-computer processing & data preparation • New York
SECURITY AND PLEDGE AGREEMENT, dated as of March [ ], 2013 (this “Agreement”) made by Worlds Inc., a Delaware corporation with offices located at 11 Royal Road, Brookline, MA 02445 (the “Company”), and each of the undersigned subsidiaries of the Company from time to time, if any (each a “Grantor” and collectively and together with the Company the “Grantors”), in favor of Hudson Bay IP Opportunities Master Fund LP in its capacity as collateral agent (in such capacity, the “Collateral Agent”) for the “Buyers” (as defined below) party to the Securities Purchase Agreement, dated as of March 14, 2013 (as amended, restated or otherwise modified from time to time, the “Securities Purchase Agreement”).
