Exhibit 77Q(e)(6) THIRD AMENDMENT TO SUB-ADVISORY AGREEMENT ING EQUITY TRUST This Third Amendment, effective as of December 15, 2006, amends the Sub- Advisory Agreement (the "Agreement") dated the 23rd day of September 2002, as amended, between ING...Ing Equity Trust • July 30th, 2007
Company FiledJuly 30th, 2007
d)(11)(ii) FIRST AMENDMENT TO SUB-ADVISORY AGREEMENT ING EQUITY TRUST This First Amendment, effective as of December 15, 2006, amends the Sub-Advisory Agreement (the "Agreement") dated the 28th day of July 2005 between ING Investments, LLC, an Arizona...Ing Equity Trust • July 26th, 2007
Company FiledJuly 26th, 2007
WITNESSETHIng Mutual Funds • February 23rd, 2007
Company FiledFebruary 23rd, 2007
WITNESSETHIng Mutual Funds • February 23rd, 2007
Company FiledFebruary 23rd, 2007
EXHIBIT 4.1Apropos Technology Inc • March 23rd, 2005 • Services-prepackaged software
Company FiledMarch 23rd, 2005 Industry
EXHIBIT 99.3 AMENDMENT TO WARRANT NO. CS-88 THIS AMENDMENT, dated January 4, 2005 (this "Amendment"), to Warrant No. CS-88, issued on November 9, 2004 by Markland Technologies, Inc., a Florida corporation (the "Company") to Harborview Master Fund, LP...Markland Technologies Inc • January 7th, 2005 • Measuring & controlling devices, nec
Company FiledJanuary 7th, 2005 IndustryTHIS AMENDMENT, dated January 4, 2005 (this "Amendment"), to Warrant No. CS-88, issued on November 9, 2004 by Markland Technologies, Inc., a Florida corporation (the "Company") to Harborview Master Fund, LP (the "Warrant Holder") for the purchase of up to 1,625,000 shares of the common stock, $.0001 par value per share ("Common Stock"), of the Company (the "Warrant");
CORPORATESysco Corp • September 16th, 2004 • Wholesale-groceries & related products
Company FiledSeptember 16th, 2004 Industry
AMENDMENT NO. 9 TO THE FIRST AMENDED AND RESTATED MASTER TRUST AGREEMENTSmith Barney Equity Funds • May 28th, 2004
Company FiledMay 28th, 2004
CLASS Z WARRANTTrinity Partners Acquistion CO Inc. • May 10th, 2004
Company FiledMay 10th, 2004is the registered holder of a Warrant or Warrants expiring ________, 2011 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Trinity Partners Acquisition Company Inc., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) __________ ___, 2005 or (ii) the earlier of (a) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (b) the distribution of the trust fund to the Company's Class B stockholders, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, American Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but
Brussels, 24 March 2003 RE : SHAREHOLDER AGREEMENT Gentlemen, As agreed, we have decided to co-ordinate with you the acquisitions or transfers of shares or any other security (hereafter referred to as "Securities") issued by the company Genesys, SA...Genesys Sa • March 31st, 2003 • Services-business services, nec
Company FiledMarch 31st, 2003 IndustryAs agreed, we have decided to co-ordinate with you the acquisitions or transfers of shares or any other security (hereafter referred to as "Securities") issued by the company Genesys, SA with a Board of Directors and a capital of 77,049,665 EURO, having its registered company office situated at 954 avenue Jean Mermoz at Montpellier (34000), registered on the Montpellier Corporate Register under the number 339 697 021 (hereafter referred to as the "Company") of which the shares are listed on the Paris New Euronext Market (Euroclear Code 3955) and represented by "American Depository Receipts" registered on Nasdaq.
Exhibit 1(h) ARTICLES OF TRANSFER FROM MERRILL LYNCH BALANCED FUND FOR INVESTMENT AND RETIREMENT, INC., A MARYLAND CORPORATION TO MERRILL LYNCH GLOBAL ALLOCATION FUND A MARYLAND CORPORATION THESE ARTICLES OF TRANSFER are made and entered into as of...Merrill Lynch Global Allocation Fund Inc • February 20th, 2003
Company FiledFebruary 20th, 2003
Print Name of Investor: ______________________________________________________ PACIFIC CMA, INC. SUBSCRIPTION AGREEMENT TO: PACIFIC CMA, INC. Attention: [ ] 1. SUBSCRIPTION The undersigned hereby subscribes for and agrees to purchase the number of...Pacific Cma Inc • January 10th, 2003 • Terminal maintenance facilities for motor freight transport • Colorado
Company FiledJanuary 10th, 2003 Industry Jurisdiction
SCHEDULE A DATED FEBRUARY ___, 2002 TO THE ADMINISTRATION AGREEMENT DATED NOVEMBER 14, 1991 (AS AMENDED AND RESTATED MAY 17, 1994) BETWEEN ADVISORS' INNER CIRCLE FUND AND SEI INVESTMENTS MUTUAL FUNDS SERVICESAdvisors Inner Circle Fund • April 3rd, 2002
Company FiledApril 3rd, 2002
SCHEDULE A DATED FEBRUARY ___, 2002 TO THE ADMINISTRATION AGREEMENT DATED NOVEMBER 14, 1991 (AS AMENDED AND RESTATED MAY 17, 1994) BETWEEN ADVISORS' INNER CIRCLE FUND AND SEI INVESTMENTS MUTUAL FUNDS SERVICESAdvisors Inner Circle Fund • April 3rd, 2002
Company FiledApril 3rd, 2002
SUPPLEMENT TO INVESTMENT ADVISORY CONTRACT PIMCO Funds: Pacific Investment Management Series 840 Newport Center Drive Newport Beach, California 92660 Pacific Investment Management Company LLC 840 Newport Center Drive Newport Beach, California 92660...Pimco Funds • September 20th, 2001
Company FiledSeptember 20th, 2001
CUSIP ___________ EARTHNETMEDIA, INC. COMMON STOCK PURCHASE WARRANT CEarthnetmedia Inc • June 29th, 2001 • Services-motion picture & video tape production
Company FiledJune 29th, 2001 IndustryThis Warrant is issued under and the rights represented hereby are subject to the terms and provisions provided for in the Underwriting and to all the terms and provisions of which the registered holder of this Warrant, by acceptance hereof, assents.
EXHIBIT 13(a) CLASS A DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 DISTRIBUTION PLAN made as of the date set forth on Schedule A attached hereto, by and between the Corporation named on Schedule A, a Maryland corporation (the "Corporation"), on behalf of...Mercury Qa Strategy Series Inc/ • April 30th, 2001
Company FiledApril 30th, 2001
Exhibit 12(a) under Form N-14 January 5, 2001 Board of Trustees Governor Funds 3435 Stelzer Road Columbus, Ohio 43219 Board of Trustees Vision Group of Funds 5800 Corporate Drive Pittsburgh, PA 15237-7010 Re: AGREEMENTS AND PLANS OF REORGANIZATION...Vision Group of Funds • February 22nd, 2001
Company FiledFebruary 22nd, 2001
By:________________________________ Robert F. Ferguson, III Chairman of the Board ____________________________________ Secretary Countersigned: First Union National Bank By:____________________________ Authorized Signature For a more complete...Midway Airlines Corp • May 31st, 2000 • Air transportation, scheduled
Company FiledMay 31st, 2000 Industry
EXHIBIT 10.16 SECURED PROMISSORY NOTEInformatica Corp • May 15th, 2000 • Services-prepackaged software
Company FiledMay 15th, 2000 Industry
IVY FUND MASTER BUSINESS MANAGEMENT AND INVESTMENT ADVISORY AGREEMENT SUPPLEMENTIvy Fund • April 17th, 2000
Company FiledApril 17th, 2000
Exhibit (d)(26) IVY FUND FORM OFIvy Fund • March 16th, 2000
Company FiledMarch 16th, 2000
CLASS A DISTRIBUTION PLAN OF MERCURY INTERNET STRATEGIES, INC. PURSUANT TO RULE 12b-1Mercury Internet Strategies Fund Inc • March 15th, 2000
Company FiledMarch 15th, 2000
NOTICE OF GRANT OF STOCK MATTEL, INC. OPTIONS AND GRANT AGREEMENT ID: 95-1567322 333 Continental Boulevard El Segundo, CA 90245 ---------------------------------------------------------------------------Mattel Inc /De/ • March 31st, 1999 • Dolls & stuffed toys • Delaware
Company FiledMarch 31st, 1999 Industry Jurisdiction
WITNESSETH:Maxxim Medical Inc • May 12th, 1998 • Orthopedic, prosthetic & surgical appliances & supplies • Texas
Company FiledMay 12th, 1998 Industry Jurisdiction
EXHIBIT 4G ENDORSEMENT -------------------------------------------------------- ------------------------ ROTH IRA PROVISIONS ---------------------------------- ---------------------------------------------- ROTH IRA ENDORSEMENT This Contract is...Variflex Ls • April 30th, 1998
Company FiledApril 30th, 1998
1 Exhibit 4(c) Warrant No. ___ WARRANT TO PURCHASE _________ SHARES OF COMMON STOCK VOID AFTER 1:30 P.M., PHOENIX, ARIZONA TIME, ON FEBRUARY 12, 2001 OR SUCH LATER DATE SET FORTH HEREIN UGLY DUCKLING CORPORATION This certifies that, for value...Ugly Duckling Corp • February 20th, 1998 • Personal credit institutions
Company FiledFebruary 20th, 1998 Industry
CLASS C SHARESPacific Global Fund Inc • December 18th, 1997 • Maryland
Company FiledDecember 18th, 1997 Jurisdiction
SUPPLEMENT TO INVESTMENT ADVISORY CONTRACTPimco Funds • November 17th, 1997
Company FiledNovember 17th, 1997
WITNESSETHHenley Healthcare Inc • October 15th, 1997 • Surgical & medical instruments & apparatus • Texas
Company FiledOctober 15th, 1997 Industry Jurisdiction
Exhibit 4.4 Dated as of February 24, 1997 Teachers Insurance and Annuity Association of America 730 Third Avenue New York, New York 10017 Amerus Life Insurance Company, as successor to Central Life Assurance Company 611 Fifth Avenue Des Moines, Iowa...Hutchinson Technology Inc • May 12th, 1997 • Electronic components, nec
Company FiledMay 12th, 1997 Industry
Exhibit 4.6 Dated as of February 24, 1997 Teachers Insurance and Annuity Association of America 730 Third Avenue New York, New York 10017 Metropolitan Life Insurance Company 334 Madison Avenue Convent Station, New Jersey 07936 Metropolitan Insurance...Hutchinson Technology Inc • May 12th, 1997 • Electronic components, nec
Company FiledMay 12th, 1997 Industry
Exhibit 4.3 Dated as of February 24, 1997 Teachers Insurance and Annuity Association of America 730 Third Avenue New York, New York 10017 Amerus Life Insurance Company, as successor to Central Life Assurance Company 611 Fifth Avenue Des Moines, Iowa...Hutchinson Technology Inc • May 12th, 1997 • Electronic components, nec
Company FiledMay 12th, 1997 Industry
ESC STRATEGIC FUNDS, INC. 3435 STELZER ROAD COLUMBUS, OHIO 43219 January 14, 1997Esc Strategic Funds Inc • February 18th, 1997
Company FiledFebruary 18th, 1997