Common Contracts

TP Flexible Income Fund, Inc., Los Angeles, California 90045 Re: Dealer Manager Agreement Ladies and Gentlemen:

Dealer Agreement • April 1st, 2019 • TP Flexible Income Fund, Inc. • New York

• Contract Type
  Dealer Agreement
• Filed
  April 1st, 2019
• Company
  TP Flexible Income Fund, Inc.
• Jurisdiction
  New York

TP Flexible Income Fund, Inc., a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) shares of its Class A common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Participating Dealers”). The Offered Shares will be sold at the initial offering prices, which may be subject to change, as more fully described in its registration statement on Form N-2 filed by the Company with the Securities and Exchange Commission (the “Commission”) (currently File No. 333-206730 and including any subsequent registration statement to the extent that it continues the Offering) (as may be amended or supplemented from time to time, the “Registration Statement”), which includes the Company’s prospectus, as amended or supplemented from time to time. Terms not otherwise de

Up to 20,000,000 in Shares of Common Stock, $0.001 par value per share PARTICIPATING DEALER AGREEMENT

Dealer Agreement • November 6th, 2007 • California

• Contract Type
  Dealer Agreement
• Filed
  November 6th, 2007
• Jurisdiction
  California

Subject to the terms set forth below, Triton Pacific Securities, LLC, as the dealer manager (“Dealer Manager”) for Triton Pacific Investment Corporation, Inc. a Maryland corporation (the “Company”), invites you (“Participating Dealer”) to participate in the distribution, on a best efforts basis, of up to 20,000,000 in shares of common stock of the Company, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) at an initial offering price of $15.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased) as set forth in the registration statement on Form N-2 filed by the Company (File No. 333-174873), which includes the Company’s prospectus, as amended or supplemented (the “Prospectus”).