Common Contracts
9 similar Underwriting Agreement contracts by New Mountain Finance Corp, New Mountain Finance Holdings, L.L.C.
Underwriting AgreementUnderwriting Agreement • April 11th, 2014 • New Mountain Finance Holdings, L.L.C. • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,500,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company. In addition, the Company proposes to sell, at the election of the Representatives, up to an additional 525,000 of Stock of the Company (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Underwriting AgreementUnderwriting Agreement • January 29th, 2014 • New Mountain Finance Corp • New York
New Mountain Finance AIV Holdings Corporation (the “Selling Stockholder”) proposes, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,325,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share (“Stock”) of New Mountain Finance Corporation, a Delaware corporation (the “Company”). In addition, the Selling Stockholder proposes to sell, at the election of the Underwriters, up to an additional 346,938 shares of Stock of the Company (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Underwriting AgreementUnderwriting Agreement • October 15th, 2013 • New Mountain Finance Holdings, L.L.C. • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 3,000,000 shares of Common Stock, $0.01 par value per share (“Stock”) of the Company, and New Mountain Finance AIV Holdings Corporation (the “Selling Stockholder”) proposes, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of 3,000,000 shares of Stock of the Company (collectively, the “Firm Shares”). In addition, the Selling Stockholder proposes to sell, at the election of the Underwriters, up to an additional 900,000 shares of Stock of the Company (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Form of Underwriting Agreement] New Mountain Finance Corporation Common Stock, $0.01 par value per shareUnderwriting Agreement • June 18th, 2013 • New Mountain Finance Holdings, L.L.C. • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 2,000,000 shares of Common Stock, $0.01 par value per share (“Stock”) of the Company, and New Mountain Finance AIV Holdings Corporation (the “Selling Stockholder”) proposes, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of 4,000,000 shares of Stock of the Company (collectively, the “Firm Shares”). In addition, the Selling Stockholder proposes to sell, at the election of the Underwriters, up to an additional 900,000 shares of Stock of the Company (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Form of Underwriting Agreement] New Mountain Finance Corporation Common Stock, $0.01 par value per shareUnderwriting Agreement • March 20th, 2013 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the "Underwriters"), an aggregate of 2,000,000 shares of Common Stock, $0.01 par value per share ("Stock") of the Company, and New Mountain Finance AIV Holdings Corporation (the "Selling Stockholder") proposes, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of 4,000,000 shares of Stock of the Company (collectively, the "Firm Shares"). In addition, the Selling Stockholder proposes to sell, at the election of the Underwriters, up to an additional 900,000 shares of Stock of the Company (the "Optional Shares"). The Firm Shares and the Optional Shares are herein referred to collectively as the "Shares."
New Mountain Finance Corporation Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • December 4th, 2012 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 3,250,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 487,500 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).
Form of Underwriting Agreement] New Mountain Finance Corporation Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • September 25th, 2012 • New Mountain Finance Corp • New York
The undersigned, New Mountain Finance Corporation, a Delaware corporation (the “Company”), New Mountain Finance Holdings, L.L.C., a Delaware limited liability company (“NMF LLC” and, together with the Company, the “NMF Funds”), New Mountain Finance Advisers BDC, L.L.C., a Delaware limited liability company (the “Adviser”), New Mountain Finance Administration, L.L.C., a Delaware limited liability company (the “Administrator”) and New Mountain Finance AIV Holdings Corporation (the “Selling Stockholder”), confirm their respective agreements with the several underwriters named in Schedule I hereto (the “Underwriters”), subject to the terms and conditions stated herein, for the sale to the Underwriters by the Selling Stockholder of an aggregate of 4,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 600,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares tha
New Mountain Finance Corporation Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • July 12th, 2012 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 5,250,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 787,500 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).
FORM OF UNDERWRITING AGREEMENT] New Mountain Finance Corporation Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • July 10th, 2012 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of _________ shares (the “Firm Shares”) and, at the election of the Underwriters, up to __________ additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).
