Common Contracts

31 similar Underwriting Agreement contracts by Agrify Corp, Jin Medical International Ltd., Aclarion, Inc., others

FUNCTIONAL BRANDS INC. UNDERWRITING AGREEMENT
Underwriting Agreement • February 12th, 2025 • Functional Brands Inc. • Medicinal chemicals & botanical products • New York

Functional Brands Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 1,500,000 units (the “Units”), with each Unit consisting of: (i) one share of the Company’s common stock, par value $0.00001 per share ( the “Shares”), (ii) one Series A purchase warrant (the “Series A Warrant”) to purchase one share of Common Stock (the “Series A Warrant Shares”) and (iii) one Series B purchase warrant (the “Series B Warrant” and together with the Series A Warrant and the Representative’s Warrants (as defined below), the “Warrants”) to purchase one share of Common Stock (the “Series B Warrant Shares” and together with the Series A Warrant Shares and the shares underlying the Representative’s Warrants, the “Warrant Shares”). Such Units are hereinafter collectively called the “Firm Securities.”

UNDERWRITING AGREEMENT
Underwriting Agreement • October 3rd, 2024 • Heritage Distilling Holding Company, Inc. • Beverages • New York

The undersigned, Heritage Distilling Holding Company, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Heritage Distilling Holding Company, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Newbridge Securities Corporation is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

NEO-CONCEPT INTERNATIONAL GROUP HOLDINGS LIMITED UNDERWRITING AGREEMENT
Underwriting Agreement • April 26th, 2024 • Neo-Concept International Group Holdings LTD • Apparel & other finishd prods of fabrics & similar matl • New York
NEO-CONCEPT INTERNATIONAL GROUP HOLDINGS LIMITED UNDERWRITING AGREEMENT
Underwriting Agreement • November 16th, 2023 • Neo-Concept International Group Holdings LTD • Apparel & other finishd prods of fabrics & similar matl • New York
●] SHARES OF COMMON STOCK MED-X, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • October 27th, 2023 • Med-X, Inc. • Pharmaceutical preparations • New York

The undersigned, MED-X, INC., a company incorporated under the laws of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC (“Maxim”) is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

LOGICMARK, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • January 26th, 2023 • LogicMark, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York

LogicMark, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of (i) 10,585,000 common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one warrant to purchase one and one-half Share (each a “Warrant” and collectively, the “Warrants”), and (ii) 3,440,000 pre-funded units (each a “Pre-Funded Unit” and collectively, the “Pre-Funded Units”), with each Pre-Funded Unit consisting of (A) one pre-funded warrant (each a “Pre-Funded Warrant” and collectively, the “Pre-Funded Warrants”), with each Pre-Funded Warrant exercisable to purchase one Share (the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share, (B) one Warrant to the several underwriters (such underwriters, for whom Maxim Group L

LOGICMARK, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • January 13th, 2023 • LogicMark, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York

LogicMark, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of (i) [ ] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one warrant to purchase one and one-half Share (each a “Warrant” and collectively, the “Warrants”), and (ii) [ ] pre-funded units (each a “Pre-Funded Unit” and collectively, the “Pre-Funded Units”), with each Pre-Funded Unit consisting of (A) one pre-funded warrant (each a “Pre-Funded Warrant” and collectively, the “Pre-Funded Warrants”), with each Pre-Funded Warrant exercisable to purchase one Share (the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share, (B) one Warrant to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” o

JIN MEDICAL INTERNATIONAL LTD. UNDERWRITING AGREEMENT
Underwriting Agreement • December 1st, 2022 • Jin Medical International Ltd. • Orthopedic, prosthetic & surgical appliances & supplies • New York
JIN MEDICAL INTERNATIONAL LTD. UNDERWRITING AGREEMENT
Underwriting Agreement • September 13th, 2022 • Jin Medical International Ltd. • Orthopedic, prosthetic & surgical appliances & supplies • New York
JIN MEDICAL INTERNATIONAL LTD. UNDERWRITING AGREEMENT
Underwriting Agreement • August 31st, 2022 • Jin Medical International Ltd. • Orthopedic, prosthetic & surgical appliances & supplies • New York
UNDERWRITING AGREEMENT
Underwriting Agreement • April 11th, 2022 • SOS Hydration Inc. • Beverages • New York

The undersigned, SOS Hydration Inc., a company incorporated under the laws of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of SOS Hydration Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • March 23rd, 2022 • Aclarion, Inc. • Services-medical laboratories • New York

The undersigned, Aclarion, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Aclarion, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • March 4th, 2022 • Aclarion, Inc. • Services-medical laboratories • New York

The undersigned, Aclarion, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Aclarion, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

DERMATA THERAPEUTICS, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • February 4th, 2022 • Dermata Therapeutics, Inc. • Pharmaceutical preparations • New York

The undersigned, Dermata Therapeutics, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • December 27th, 2021 • Nexgel, Inc. • Surgical & medical instruments & apparatus • New York

The undersigned, NexGel, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of NexGel, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • December 10th, 2021 • Nexgel, Inc. • Surgical & medical instruments & apparatus • New York

The undersigned, NexGel, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of NexGel, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • August 31st, 2021 • SeqLL, Inc. • Laboratory analytical instruments • New York

The undersigned, SeqLL Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of SeqLL Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

SHARES OF COMMON STOCK AND ___________ WARRANTS TO PURCHASE ___________ SHARES OF COMMON STOCK OF DERMATA THERAPEUTICS, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • August 6th, 2021 • Dermata Therapeutics, Inc. • Pharmaceutical preparations • New York

The undersigned, Dermata Therapeutics, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

iMEDIA BRANDS, INC. (Minnesota corporation) Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • June 10th, 2021 • iMedia Brands, Inc. • Retail-catalog & mail-order houses • New York
UNDERWRITING AGREEMENT
Underwriting Agreement • May 28th, 2021 • SeqLL, Inc. • Laboratory analytical instruments • New York

The undersigned, SeqLL Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of SeqLL Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • February 19th, 2021 • Agrify Corp • Agricultural services • New York

The undersigned, Agrify Corporation, a company incorporated under the laws of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Agrify Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • February 11th, 2021 • Agrify Corp • Agricultural services • New York

The undersigned, Agrify Corporation, a company incorporated under the laws of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Agrify Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • February 2nd, 2021 • Agrify Corp • Agricultural services • New York

The undersigned, Agrify Corporation, a company incorporated under the laws of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Agrify Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • January 26th, 2021 • Agrify Corp • Agricultural services • New York

The undersigned, Agrify Corporation, a company incorporated under the laws of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Agrify Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.

●] Shares American Resources Corporation Underwriting Agreement
Underwriting Agreement • February 14th, 2019 • American Resources Corp • Services-miscellaneous repair services • New York

American Resources Corporation, a Florida corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;” in the event that only a sole Underwriter is named on Schedule I hereto, then all references to “Underwriters” shall be deemed to mean and refer to such sole Underwriter), for whom Maxim Group LLC (“Maxim”) is acting as the representative (the “Representative”), an aggregate of [●] shares (the “Firm Shares”) of the Company’s Class A common stock, par value $0.0001 per share (the “Common Stock”). The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional shares (the “Optional Shares”) of Common Stock (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 1(b) hereof

CONSUMER CAPITAL GROUP INC. UNDERWRITING AGREEMENT
Underwriting Agreement • February 14th, 2018 • Consumer Capital Group, Inc. • Miscellaneous business credit institution • New York

The undersigned, Consumer Capital Group Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”), subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Boustead Securities, LLC is acting as representative (in such capacity, the “Representative”) to issue and sell to the Underwriters an aggregate of [●] shares (“Shares”) of common stock, par value $0.0001 per share, of the Company (“Common Stock”). The offering and sale of securities contemplated by this Agreement is referred to herein as the “Offering.”

INTERPACE DIAGNOSTICS GROUP, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • June 13th, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
IMMUNOCELLULAR THERAPEUTICS, LTD. UNDERWRITING AGREEMENT
Underwriting Agreement • August 3rd, 2016 • ImmunoCellular Therapeutics, Ltd. • Pharmaceutical preparations • New York

ImmunoCellular Therapeutics, Ltd., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of: (i) [ ] shares (“Firm Shares”) of the Company’s common stock, $0.0001 par value per share (“Shares”), (ii) [ ] warrants to purchase [ ] Shares at an exercise price equal to $[ ] per share (“Base Warrants”), and (iii) [ ] warrants to purchase [ ] Shares at an exercise price equal to $0.01 per share (“Pre-Funded Warrants”) to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Each Share shall be sold together with a Base Warrant to purchase 0.75 of a share of common stock; or, alternatively, each Pre-Funded Warrant shall be sold, in lieu of a Share, together with a Base Warrant to purchase 0.75 of a share of common stock. Such [ ] Base Warrants and [ ] Pre-Funded Warrants are hereinafter colle

CÜR MEDIA, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • December 3rd, 2015 • Cur Media, Inc. • Radio broadcasting stations • New York
CüR MEDIA, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • November 23rd, 2015 • Cur Media, Inc. • Radio broadcasting stations • New York
Blue Calypso, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • August 18th, 2015 • Blue Calypso, Inc. • Services-educational services • New York

The undersigned, Blue Calypso, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), an aggregate of [·] units (the “Firm Units”) of the Company’s securities. Each Unit consists of [·] share[s] of the Company’s Common Stock, $0.0001 par value per share (“Common Stock”) and [·] warrant[s] (each, a “Warrant”), with each Warrant representing the right to purchase [·] share[s] of Common Stock at a purchase price of [ % of the per share offering price]. In addition, the Company proposes to grant to the Underwriters an option to purchase from the Company up to an additional [·] units for the purpose of covering over allotments in connection with the sale of the Firm Units (collectively, the “Opti