Common Contracts
2 similar null contracts by Prospect Capital Corp
Prospect Capital Corporation 6,750,000 Shares 1 Common Stock ($0.001 par value) Underwriting AgreementProspect Capital Corp • May 20th, 2009 • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of common stock, $0.001 par value (“Common Stock”), of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Repres
3,200,000 Shares1 Common Stock ($0.001 par value) Underwriting AgreementProspect Capital Corp • April 23rd, 2009 • New York
Such counsel shall state that such counsel has, in connection with the preparation of the Registration Statement and the Prospectus Supplement, participated in conferences with representatives of the Company, the independent public accountants for the Company, the Underwriters and Underwriters’ counsel at which the contents of such documents and related matters were discussed, and such counsel has reviewed certain corporate records, documents and proceedings. Based upon the foregoing, nothing has come to such counsel’s attention that would lead such counsel to believe that (i) the Registration Statement (except for financial statements and schedules and other financial and accounting data included or incorporated by reference therein or omitted therefrom, as to which such counsel need make no statement), at the time such Registration Statement became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessar
