Common Contracts

2 similar Disciplinary Complaint Resolution Agreement contracts

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect JULY 12, 2021. The below constitutes a summary of such DCRA:

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DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • July 12th, 2021

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect JULY 12, 2021. The below constitutes a summary of such DCRA:

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