Common Contracts
14 similar Placement Agency Agreement contracts by Altimmune, Inc., Uranium Resources Inc /De/, Real Goods Solar, Inc., others
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 11th, 2019 • Altimmune, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 9th, 2018 • Altimmune, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 25th, 2018 • Altimmune, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 27th, 2018 • NTN Buzztime Inc • Television broadcasting stations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 8th, 2017 • Real Goods Solar, Inc. • Construction - special trade contractors • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 2nd, 2017 • Real Goods Solar, Inc. • Construction - special trade contractors • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 22nd, 2016 • Ocean Power Technologies, Inc. • Electric services • New York
Ocean Power Technologies, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through Roth Capital Partners, LLC (the “Placement Agent”) as placement agent, securities of the Company consisting of units (the “Units” or the “Securities”) each to purchase (x) one share (collectively, the “Shares”) of the Company’s common stock (“Common Stock”), $0.001 par value per share, and (y) 0.3 of a warrant to purchase one share of Common Stock (collectively, the “Warrants”), directly to various investors (the “Investors”) as set forth on Schedule I hereto, which Units will not be issued or certificated and the Shares and Warrants included therein will be transferable separately immediately upon issuance.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 11th, 2016 • Sophiris Bio Inc. • Pharmaceutical preparations • New York
Sophiris Bio Inc., a British Columbia corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through the Roth Capital Partners, LLC (the “Placement Agent”) as placement agent, securities of the Company consisting of shares (“Shares”) of the Company’s common stock (“Common Stock”), no par value per share, and warrants to purchase shares of Common Stock (“Warrants”, and collectively with the Shares, the “Securities”), directly to various investors (the “Investors”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 18th, 2015 • Uranium Resources Inc /De/ • Metal mining • New York
Uranium Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through the Roth Capital Partners, LLC (“Roth Capital”) as placement agent (the “Placement Agent”), securities of the Company consisting of shares (“Shares” or “Securities”) of the Company’s common stock (“Common Stock”), par value $0.001 per share, directly to various investors (the “Investors”). The Placement Agent may retain sub-agents or selected-dealers in connection with the Offering (as defined below).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 20th, 2015 • Galectin Therapeutics Inc • Pharmaceutical preparations • New York
Galectin Therapeutics Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through the Roth Capital Partners, LLC (the “Placement Agent”) as placement agent, securities of the Company consisting of shares (“Shares”) of the Company’s common stock (“Common Stock”), par value $0.001 per share, and warrants to purchase shares of Common Stock (“Warrants”, and collectively with the Shares, the “Securities”), directly to various investors (the “Investors”) pursuant to a securities purchase agreement (the “Purchase Agreement”).
PLACEMENT AGENCY AGREEMENT March 24, 2015Placement Agency Agreement • March 25th, 2015 • Mad Catz Interactive Inc • Games, toys & children's vehicles (no dolls & bicycles) • New York
Mad Catz Interactive, Inc., a corporation organized under the Canada Business Corporations Act (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through the Roth Capital Partners, LLC (the “Placement Agent”) as placement agent, securities of the Company consisting of shares (“Shares”) of the Company’s common stock (“Common Stock”), no par value and warrants to purchase shares of Common Stock (“Warrants”, and collectively with the Shares, the “Securities”), directly to various investors (the “Investors”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 6th, 2015 • Uranium Resources Inc /De/ • Metal mining • New York
Uranium Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through the Roth Capital Partners, LLC (the “Placement Agent”) as placement agent, securities of the Company consisting of shares (“Shares”) of the Company’s common stock (“Common Stock”), par value $0.001 per share and warrants to purchase shares of Common Stock (“Warrants”, and collectively with the Shares, the “Securities”), directly to various investors (the “Investors”).
CO-PLACEMENT AGENCY AGREEMENT-Placement Agency Agreement • February 12th, 2014 • Uranium Resources Inc /De/ • Metal mining • New York
Uranium Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through Roth Capital Partners, LLC (“Roth”) and Cowen and Company, LLC (“Cowen,” and each of Roth and Cowen, a “Placement Agent” and together, the “Co-Placement Agents”) as co-placement agents, up to 3,960,000 shares of the Company’s common stock, par value $0.001 per share (the “Shares”) directly to various investors (the “Investors”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 23rd, 2009 • Rentech Inc /Co/ • Paints, varnishes, lacquers, enamels & allied prods • New York
Rentech, Inc., a Colorado corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell up to 11,111,000 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) directly to various investors (the “Investors”) in a transaction in which Brean Murray, Carret & Co., LLC (the “Placement Agent”) will act as placement agent.
