Common Contracts
2 similar Dealer-Manager Agreement contracts by Real Goods Solar, Inc.
DEALER-MANAGER AGREEMENTDealer-Manager Agreement • November 19th, 2019 • Real Goods Solar, Inc. • Construction - special trade contractors • New York
The following will confirm our agreement relating to the proposed subscription rights offering (the “Rights Offering”) to be undertaken by Real Goods Solar, Inc., a Colorado corporation (the “Company”), pursuant to which the Company will distribute to holders of record of its common stock, par value $0.0001 per share (the “Common Stock”), and outstanding warrants exercisable to purchase Common Stock (the “Warrants”) subscription rights (the “Rights”) as set forth in the Offering Circular in the Company’s Form 1-A offering statement (File No. 024-11087) filed with the U.S. Securities and Exchange Commission (the “Commission”) on September 30, 2019 to subscribe for and purchase shares of the Company’s to be authorized Series 1 Preferred Stock, par value $0.0001 per share (the “Preferred Stock”), at a subscription price equal to $10.00 per share (the “Subscription Price”). Shares of Preferred Stock issuable in the Rights Offering shall be referred to herein as the “Rights Shares.”
FORM OF DEALER-MANAGER AGREEMENTDealer-Manager Agreement • October 30th, 2019 • Real Goods Solar, Inc. • Construction - special trade contractors • New York
The following will confirm our agreement relating to the proposed subscription rights offering (the “Rights Offering”) to be undertaken by Real Goods Solar, Inc., a Colorado corporation (the “Company”), pursuant to which the Company will distribute to holders of record of its common stock, par value $0.0001 per share (the “Common Stock”), and outstanding warrants exercisable to purchase Common Stock (the “Warrants”) subscription rights (the “Rights”) as set forth in the Offering Circular in the Company’s Form 1-A offering statement (File No. 024-11087) filed with the U.S. Securities and Exchange Commission (the “Commission”) on September 30, 2019 to subscribe for and purchase shares of the Company’s to be authorized Series 1 Preferred Stock, par value $0.0001 per share (the “Preferred Stock”), at a subscription price equal to $10.00 per share (the “Subscription Price”). Shares of Preferred Stock issuable in the Rights Offering shall be referred to herein as the “Rights Shares.”
