Common Contracts

PFENEX INC. Common Stock (par value $0.001 per share) Equity Sales Agreement

Pfenex Inc. • May 7th, 2020 • Pharmaceutical preparations • New York

• Company
  Pfenex Inc.
• Filed
  May 7th, 2020
• Industry
  Pharmaceutical preparations
• Jurisdiction
  New York

Pfenex Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with each of William Blair & Company, L.L.C. and H.C. Wainwright & Co., LLC (each, an “Agent,” and together, the “Agents”) as follows:

CNB FINANCIAL CORPORATION Up to $40,000,000 of Common Stock, no par value At Market Issuance Sales Agreement

CNB Financial Corp/Pa • November 13th, 2019 • State commercial banks • New York

• Company
  CNB Financial Corp/Pa
• Filed
  November 13th, 2019
• Industry
  State commercial banks
• Jurisdiction
  New York

CNB Financial Corporation, a Pennsylvania corporation (the “Company”), confirms its agreement (this “Agreement”) with Keefe, Bruyette & Woods, Inc. (“KBW” or the “Distribution Agent”) as follows: