Delivery and Payment: Delivery of the Units shall be made on or about _____________, 2007 or such later date as we may advise on not less than one day's notice to you, at the office of Chardan Capital Markets, LLC, 17 State Street, Suite 1600, New...Dealers Agreement • June 28th, 2007 • InterAmerican Acquisition Group Inc • Blank checks • New York
Contract Type FiledJune 28th, 2007 Company Industry Jurisdiction
Dealer #_______ TOUCHSTONE INVESTMENTS 303 BROADWAY, SUITE 1100 CINCINNATI, OH 45202 800.638.8194 DEALER'S AGREEMENT Touchstone Securities, Inc., as the exclusive distributor for the Touchstone Family of Mutual Funds (the "Funds") invites you, as a...Dealer's Agreement • February 1st, 2007 • Touchstone Funds Group Trust • Ohio
Contract Type FiledFebruary 1st, 2007 Company Jurisdiction
Dealer #_______ TOUCHSTONE INVESTMENTS 303 BROADWAY, SUITE 1100 CINCINNATI, OH 45202 800.638.8194 DEALER'S AGREEMENT Touchstone Securities, Inc., as the exclusive distributor for the Touchstone Family of Mutual Funds (the "Funds") invites you, as a...Dealer's Agreement • February 1st, 2007 • Touchstone Investment Trust • Ohio
Contract Type FiledFebruary 1st, 2007 Company Jurisdiction
Delivery and Payment: Delivery of the Units shall be made on or about _____________, 2006 or such later date as we may advise on not less than one day's notice to you, at the office of Rodman & Renshaw, LLC, 1270 Avenue of the Americas, 16th Floor,...Dealers Agreement • June 7th, 2006 • InterAmerican Acquisition Group Inc • Blank checks • New York
Contract Type FiledJune 7th, 2006 Company Industry Jurisdiction
Delivery and Payment: Delivery of the Units shall be made on or about _____________, 2006 or such later date as we may advise on not less than one day's notice to you, at the office of Rodman & Renshaw, LLC, 1270 Avenue of the Americas, 16th Floor,...Dealers Agreement • April 27th, 2006 • InterAmerican Acquisition Group Inc • Blank checks • New York
Contract Type FiledApril 27th, 2006 Company Industry Jurisdiction
EARLYBIRDCAPITAL, INC. 275 MADISON AVENUE SUITE 1203 NEW YORK, NEW YORK 10016Dealers Agreement • February 8th, 2006 • Jaguar Acquisition Corp. • Blank checks • New York
Contract Type FiledFebruary 8th, 2006 Company Industry Jurisdiction
Delivery and Payment: Delivery of the Units shall be made on or about _____________, 2005 or such later date as we may advise on not less than one day's notice to you, at the office of Granite Financial Group, Inc., 12220 El Camino Real, Suite 400,...Dealers Agreement • December 9th, 2005 • InterAmerican Acquisition Group Inc • Blank checks • New York
Contract Type FiledDecember 9th, 2005 Company Industry Jurisdiction
Delivery and Payment: Delivery of the Units shall be made on or about _____________, 2005 or such later date as we may advise on not less than one day's notice to you, at the office of Rodman & Renshaw, LLC, 330 Madison Avenue, New York, NY or at such...Dealers Agreement • August 18th, 2005 • Vector Intersect Security Acquisition Corp. • New York
Contract Type FiledAugust 18th, 2005 Company Jurisdiction
EARLYBIRDCAPITAL, INC. 275 MADISON AVENUE SUITE 1203 NEW YORK, NEW YORK 10016Dealers Agreement • August 3rd, 2005 • Jaguar Acquisition Corp. • New York
Contract Type FiledAugust 3rd, 2005 Company Jurisdiction
Dealers' Selling Concession: Not to exceed $0.__ per Unit payable upon termination of this Agreement, except as provided below. We reserve the right not to pay such concession on any of the Units purchased by any of the Selected Dealers from us and...Dealers Agreement • July 13th, 2005 • Argyle Security Acquisition CORP • New York
Contract Type FiledJuly 13th, 2005 Company Jurisdiction
Delivery and Payment: Delivery of the Units shall be made on or about _____________, 2005 or such later date as we may advise on not less than one day's notice to you, at the office of Granite Financial Group, Inc., 12220 El Camino Real, Suite 400,...Dealers Agreement • June 6th, 2005 • InterAmerican Acquisition Group Inc • New York
Contract Type FiledJune 6th, 2005 Company Jurisdiction
LADENBURG THALMANN & CO. INC. 590 MADISON AVENUE 34th FLOOR NEW YORK, NY 10022 800-523-8425Dealer's Agreement • February 28th, 2005 • Boyar Value Fund Inc • Illinois
Contract Type FiledFebruary 28th, 2005 Company Jurisdiction
ATEL CAPITAL EQUIPMENT FUND XI, LLC SELECTED DEALERS AGREEMENT San Francisco, California Gentlemen: The undersigned, ATEL Securities Corporation (the "Dealer Manager"), has entered into an agreement (the "Selling Agreement") with ATEL CAPITAL...Dealers Agreement • February 11th, 2005 • ATEL Capital Equipment Fund XI, LLC • Services-equipment rental & leasing, nec
Contract Type FiledFebruary 11th, 2005 Company Industry
] per Warrant Dealers' Selling Concession: Not to exceed $ per Share and $ per Warrant payable upon termination of this Agreement, except as provided below. We reserve the right not to pay such concession on any of the Securities purchased by any of...Dealers Agreement • November 12th, 2004 • Fusion Telecommunications International Inc • New York
Contract Type FiledNovember 12th, 2004 Company Jurisdiction
ATEL CAPITAL EQUIPMENT FUND XI, LLC SELECTED DEALERS AGREEMENT San Francisco, California Gentlemen: The undersigned, ATEL Securities Corporation (the "Dealer Manager"), has entered into an agreement (the "Selling Agreement") with ATEL CAPITAL...Dealers Agreement • November 8th, 2004 • ATEL Capital Equipment Fund XI, LLC
Contract Type FiledNovember 8th, 2004 Company
A.G. EDWARDS & SONS, INC. MASTER DEALERS AGREEMENT ------------------------Dealers Agreement • September 29th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
Contract Type FiledSeptember 29th, 2003 Company Jurisdiction
FORM OF OPTIMUM FUND TRUST DEALER'S AGREEMENT -------------------Dealer's Agreement • July 31st, 2003 • Optimum Fund Trust
Contract Type FiledJuly 31st, 2003 CompanyWe are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in the Optimum Fund Trust which retain us, Delaware Distributors, L.P., to act as exclusive national distributor. The term "Fund" as used in this Agreement refers to each Fund in the Optimum Fund Trust which retains us to promote and sell its shares, and any Fund which may hereafter be added to the Optimum Fund Trust to retain us as national distributor. The term "Class" as used in this Agreement refers to a class of shares of a Fund as described in the Fund's prospectus. You have indicated that you wish to act as agent for your customers in connection with the purchase, sale and redemption of Fund shares and/or desire to provide certain services to your customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
SCHWARTZ INVESTMENT TRUST __________________________ DEALER'S AGREEMENT Schwartz Fund Distributors, Inc. ("Distributor") invites you, as a selected dealer, to participate as principal in the distribution of shares (the "Shares") of the mutual funds...Dealer's Agreement • April 30th, 2003 • Schwartz Investment Trust • Michigan
Contract Type FiledApril 30th, 2003 Company Jurisdiction
ATEL CAPITAL EQUIPMENT FUND X, LLC SELECTED DEALERS AGREEMENT San Francisco, California Gentlemen: The undersigned, ATEL Securities Corporation (the "Dealer Manager"), has entered into an agreement (the "Selling Agreement") with ATEL CAPITAL EQUIPMENT...Dealers Agreement • March 10th, 2003 • Atel Capital Equipment Fund X LLC • Services-equipment rental & leasing, nec
Contract Type FiledMarch 10th, 2003 Company Industry
A.G. EDWARDS & SONS, INC. MASTER DEALERS AGREEMENT ------------------------Dealers Agreement • November 25th, 2002 • Neuberger Berman Real Estate Income Fund Inc • New York
Contract Type FiledNovember 25th, 2002 Company Jurisdiction
Exhibit 1.2 ATEL CAPITAL EQUIPMENT FUND X, LLC SELECTED DEALERS AGREEMENT San Francisco, California Gentlemen: The undersigned, ATEL Securities Corporation (the "Dealer Manager"), has entered into an agreement (the "Selling Agreement") with ATEL...Dealers Agreement • October 9th, 2002 • Atel Capital Equipment Fund X LLC • Services-equipment rental & leasing, nec
Contract Type FiledOctober 9th, 2002 Company Industry
Dated: EMPIRE STATE MUNICIPAL EXEMPT TRUST Guaranteed Series 162 (the "Trust") GLICKENHAUS & Co. LEBENTHAL & CO., INC. c/o GLICKENHAUS & CO. 6 East 43rd Street New York, New York 10017 Attn: Michael Lynch AGREEMENT AMONG UNDERWRITERSDealers Agreement • July 11th, 2002 • Empire State Municipal Exempt Trust Guaranteed Series 165 • New York
Contract Type FiledJuly 11th, 2002 Company Jurisdiction
AMERITRANS CORPORATION 325,000 UNITS SELECTED DEALERS AGREEMENT April __, 2002 Dear Sirs: 1. Registration under the Securities Act of 1933, as amended (the "Act"), of 325,000 units ("Units") of Preferred Stock $12.00 par value, Common Stock and a...Dealers Agreement • April 1st, 2002 • Ameritrans Capital Corp • Florida
Contract Type FiledApril 1st, 2002 Company Jurisdiction
WITNESSETHDealers Agreement • October 1st, 2001 • Separate Account B of Golden American Life Insurance Co • New York
Contract Type FiledOctober 1st, 2001 Company Jurisdiction
WITNESSETHDealers Agreement • June 22nd, 2001 • Separate Account B of Golden American Life Insurance Co • New York
Contract Type FiledJune 22nd, 2001 Company Jurisdiction
WITNESSETHDealers Agreement • March 19th, 2001 • Separate Account B of Golden American Life Insurance Co • New York
Contract Type FiledMarch 19th, 2001 Company Jurisdiction
ATEL CAPITAL EQUIPMENT FUND IX, LLC SELECTED DEALERS AGREEMENT San Francisco, California Gentlemen: The undersigned, ATEL Securities Corporation (the "Dealer Manager"), has entered into an agreement (the "Selling Agreement") with ATEL CAPITAL...Dealers Agreement • October 3rd, 2000 • Atel Capital Equipment Fund Ix LLC
Contract Type FiledOctober 3rd, 2000 Company
WITNESSETHDealers Agreement • June 26th, 2000 • Separate Account B of Golden American Life Insurance Co • New York
Contract Type FiledJune 26th, 2000 Company Jurisdiction
WITNESSETHDealers Agreement • February 11th, 2000 • Separate Account B of Golden American Life Insurance Co • New York
Contract Type FiledFebruary 11th, 2000 Company Jurisdiction
EXHIBIT 1.2 FIRSTSTAR BANCORP, INC. FIRSTSTAR CAPITAL TRUST Maximum of $12,000,000 Adjustable Rate Preferred Securities (Liquidation Amount $10.00 per Preferred Security) SELECTED DEALERS AGREEMENT --------------------------Dealers Agreement • December 9th, 1999 • First Star Capital Trust
Contract Type FiledDecember 9th, 1999 Company
Dealer #________ COUNTRYWIDE INVESTMENTS, INC. 312 WALNUT STREET CINCINNATI, OHIO 45202 800-543-8721 513-629-2000 DEALER'S AGREEMENT Countrywide Investments, Inc. ("Underwriter") invites you, as a selected dealer, to participate as principal in the...Dealer's Agreement • September 2nd, 1999 • Countrywide Tax Free Trust • Ohio
Contract Type FiledSeptember 2nd, 1999 Company Jurisdiction
1,380,000 SHARES CLASS A VOTING STOCK AND 1,380,000 REDEEMABLE COMMON STOCK PURCHASE WARRANTS (INCLUDES OVER-ALLOTMENT OPTION)Dealers Agreement • August 27th, 1999 • Bio Aqua Systems Inc • Blank checks
Contract Type FiledAugust 27th, 1999 Company Industry
Dealer #________ COUNTRYWIDE INVESTMENTS, INC. 312 WALNUT STREET CINCINNATI, OHIO 45202 800-543-8721 513-629-2000 DEALER'S AGREEMENT Countrywide Investments, Inc. ("Underwriter") invites you, as a selected dealer, to participate as principal in the...Dealer's Agreement • July 30th, 1999 • Countrywide Investment Trust • Ohio
Contract Type FiledJuly 30th, 1999 Company Jurisdiction
Dealer #________ COUNTRYWIDE INVESTMENTS, INC. 312 WALNUT STREET CINCINNATI, OHIO 45202 800-543-8721 513-629-2000 DEALER'S AGREEMENT Countrywide Investments, Inc. ("Underwriter") invites you, as a selected dealer, to participate as principal in the...Dealer's Agreement • July 30th, 1999 • Countrywide Strategic Trust • Ohio
Contract Type FiledJuly 30th, 1999 Company Jurisdiction
WITNESSETHDealers Agreement • May 4th, 1999 • Separate Account a of Golden American Life Insurance Co • New York
Contract Type FiledMay 4th, 1999 Company Jurisdiction