Delivery and Payment: Delivery of the Units shall be made on or about _____________, 2007 or such later date as we may advise on not less than one day's notice to you, at the office of Chardan Capital Markets, LLC, 17 State Street, Suite 1600, New...Dealers Agreement • June 28th, 2007 • InterAmerican Acquisition Group Inc • Blank checks • New York
Contract Type FiledJune 28th, 2007 Company Industry Jurisdiction
MORGAN STANLEY ALLOCATOR FUND SELECTED DEALERS AGREEMENT Gentlemen: Morgan Stanley Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Morgan Stanley Allocator Fund, a Massachusetts business trust...Dealers Agreement • December 18th, 2002 • Morgan Stanley Allocator Fund
Contract Type FiledDecember 18th, 2002 Company
DEALER'S AGREEMENT We invite you, as a selected dealer, to participate as principal in the distribution of the shares of all of the classes (now existing or hereafter added) of all of the Funds in the Delaware Group of Investment Companies which...Dealer's Agreement • February 27th, 1998 • Voyageur Funds Inc
Contract Type FiledFebruary 27th, 1998 Company
BOFA SECURITIES, INC. MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Dealers Agreement • January 31st, 2022 • Cohen & Steers Real Estate Opportunities & Income Fund • New York
Contract Type FiledJanuary 31st, 2022 Company JurisdictionThis Master Selected Dealers Agreement (this “Master SDA”), dated as of November 25, 2019, is by and between BofA Securities, Inc. (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
ATEL 16, LLC SELECTED DEALERS AGREEMENT San Francisco, CaliforniaDealers Agreement • September 16th, 2013 • Atel 16, LLC • Services-equipment rental & leasing, nec
Contract Type FiledSeptember 16th, 2013 Company IndustryThe undersigned, ATEL Securities Corporation (the “Dealer Manager”), has entered into an agreement (the “Selling Agreement”) with ATEL 16, LLC, a California limited liability company (the “Fund”) and the Manager, ATEL Managing Member, LLC (the “Manager”) pursuant to which the undersigned has agreed to use its best efforts to form and manage, as Dealer Manager, a group of securities dealers (the “Soliciting Dealers”) for the purpose of soliciting offers for the purchase of units of limited liability company interest (“Units”) in the Fund. The terms of the offering are set forth in the Fund’s Registration Statement No. 333-188924 on Form S-1 which was filed with the Securities and Exchange Commission (the “Commission”) pursuant to the Securities Act of 1933, as amended (the “1933 Act”). Such registration statement in the form in which it became effective is referred to herein as the “Registration Statement” and the prospectus included therein, in the form in which it became effective and
SELECTED DEALERS AGREEMENTDealers Agreement • February 7th, 2008 • Global Alternative Asset Management, Inc. • Blank checks • New York
Contract Type FiledFebruary 7th, 2008 Company Industry Jurisdiction
SELECTED DEALERS AGREEMENTDealers Agreement • May 18th, 2006 • Millennium India Acquisition CO Inc. • Blank checks • New York
Contract Type FiledMay 18th, 2006 Company Industry Jurisdiction
FUND COMPANY] Dealer’s AgreementDealer’s Agreement • February 27th, 2014 • Diamond Hill Funds • Ohio
Contract Type FiledFebruary 27th, 2014 Company JurisdictionBHIL Distributors, Inc. (“we,” “us,” or “BHIL”) is the distributor of the shares of beneficial interest (the “Shares”) of (the “Trust”), a management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”). We invite you, as a selected dealer (“you” or “Dealer”), to participate in the distribution of the Shares of each series of the Trust (referred to herein as a “Fund” or the “Funds”) that is listed in Schedule A, which is attached hereto and made a part hereof. We agree to sell to you, subject to any limitations imposed by the Trust, Shares issued by the Trust and to promptly confirm each sale to you. All sales will be made according to the following terms:
Exhibit h.2 WACHOVIA CAPITAL MARKETS, LLC MASTER SELECTED DEALERS AGREEMENTDealers Agreement • June 22nd, 2007 • Calamos Global Dynamic Income Fund • New York
Contract Type FiledJune 22nd, 2007 Company Jurisdiction
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) September 2, 2011Dealers Agreement • September 26th, 2013 • Ares Multi-Strategy Credit Fund, Inc. • New York
Contract Type FiledSeptember 26th, 2013 Company JurisdictionThis Master Selected Dealers Agreement (this “Master SDA”), dated as of , 2011, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
CAPITAL GROWTH FINANCIAL, LLC 225 Mizner Blvd. Suite 750 Boca Raton, FL 33432 SELECTED DEALERS AGREEMENTDealers Agreement • July 20th, 2006 • NGTV • Cable & other pay television services • Florida
Contract Type FiledJuly 20th, 2006 Company Industry Jurisdiction
I-BANKERS SECURITIES INCORPORATED 1560 East Southlake Boulevard, Suite 232 Southlake, TX 76092 SELECTED DEALERS AGREEMENTDealers Agreement • August 1st, 2005 • Community Bankers Acquisition Corp. • Blank checks • New York
Contract Type FiledAugust 1st, 2005 Company Industry Jurisdiction
SELECTED DEALERS AGREEMENTDealers Agreement • August 19th, 2005 • Ready Mix, Inc. • Concrete products, except block & brick • New York
Contract Type FiledAugust 19th, 2005 Company Industry Jurisdiction
EXHIBIT B A REGISTRATION STATEMENT RELATING TO THESE SECURITIES HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BUT HAS NOT YET BECOME EFFECTIVE. NO OFFER TO BUY THE SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE...Dealers Agreement • August 14th, 2000 • Investors Capital Holdings LTD
Contract Type FiledAugust 14th, 2000 Company
Ferris, Baker Watts Incorporated 100 Light Street Baltimore, Maryland 21202 SELECTED DEALERS AGREEMENTDealers Agreement • November 2nd, 2005 • India Globalization Capital, Inc. • Blank checks • Maryland
Contract Type FiledNovember 2nd, 2005 Company Industry Jurisdiction
EXHIBIT E(3) DELAWARE(SM) INVESTMENTS DEALER'S AGREEMENT We invite your, as a selected dealer, to participate as principal in the distribution of the shares of all of the classes (now existing or hereafter added) of all of the Funds in the Delaware...Dealer's Agreement • October 30th, 2000 • Voyageur Insured Funds
Contract Type FiledOctober 30th, 2000 Company
AMERICAN CHURCH MORTGAGE COMPANY SOLICITING DEALERS AGREEMENTDealers Agreement • August 8th, 2014 • American Church Mortgage Co • Real estate
Contract Type FiledAugust 8th, 2014 Company IndustryWe have entered into an agreement (the “Distribution Agreement”) which is a part hereof and attached hereto, with American Church Mortgage Company, a Minnesota corporation (the “Company”), under which we have agreed to use our best efforts to solicit subscriptions for the Series D Secured Investor Certificates (the “Certificates”) of the Company. The Company is offering to the public an aggregate maximum of $10,000,000 worth of Certificates at a price of $1,000 per Certificate (the “Offering”).
DEAN WITTER JAPAN FUND SELECTED DEALERS AGREEMENT Gentlemen: Dean Witter Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Dean Witter Japan Fund, a Massachusetts business trust (the "Fund"),...Dealers Agreement • March 4th, 1996 • Dean Witter Japan Fund
Contract Type FiledMarch 4th, 1996 Company
Exhibit (e)(5) NAVELLIER PERFORMANCE FUNDS ONE EAST LIBERTY, THIRD FLOOR RENO, NEVADA 89501 DEALER'S AGREEMENT IFS Fund Distributors, Inc. ("Underwriter") invites you, as a selected dealer, to participate as principal in the distribution of shares...Dealer's Agreement • May 1st, 2007 • Navellier Performance Funds • Ohio
Contract Type FiledMay 1st, 2007 Company Jurisdiction
SELECTED DEALER'S AGREEMENT ---------------------------Dealer's Agreement • December 13th, 2000 • Protosource Corp • Services-computer integrated systems design
Contract Type FiledDecember 13th, 2000 Company Industry
TCW/DW MID-CAP EQUITY TRUST SELECTED DEALERS AGREEMENT Gentlemen: Dean Witter Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with TCW/DW Mid-Cap Equity Trust, a Massachusetts business trust (the...Dealers Agreement • December 6th, 1995 • TCW Dw Mid Cap Equity Trust
Contract Type FiledDecember 6th, 1995 Company
UBS Securities LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Dealers Agreement • January 29th, 2019 • PIMCO Energy & Tactical Credit Opportunities Fund • New York
Contract Type FiledJanuary 29th, 2019 Company JurisdictionThis Master Selected Dealers Agreement (this “Master SDA”), dated as of May 23, 2012, is by and between UBS Securities LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
FORM OF SELECTED DEALER'S AGREEMENT IWT TESORO CORPORATION (a Nevada Corporation) 250,000 Units SELECTED DEALER'S AGREEMENTDealer's Agreement • June 4th, 2003 • Iwt Tesoro Corp • Wholesale-durable goods
Contract Type FiledJune 4th, 2003 Company IndustryIWT TESORO CORPORATION, a Nevada corporation (the "Company"), invites your participation as a Selected Dealer ("Selected Dealer") in an offering of up to 250,000 Units (the "Units"). Each Unit consists of one share of Company Common Stock and a warrant to purchase one share at $7.00 per share. The Company is offering the Units pursuant to a registration statement (the "Registration Statement") filed under the Securities Act of 1933, as amended (the "Act") with the Securities and Exchange Commission. This invitation is made by the Company only if the Units may be lawfully offered by dealers in your state. The terms and conditions of this invitation are as follows:
ACTIVE ASSETS INSTITUTIONAL GOVERNMENT SECURITIES TRUST SELECTED DEALERS AGREEMENT Gentlemen: Morgan Stanley Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Active Assets Institutional Government...Dealers Agreement • March 12th, 2002 • Active Assets Institutional Government Securities Trust
Contract Type FiledMarch 12th, 2002 Company
DEAN WITTER MARKET LEADER TRUST SELECTED DEALERS AGREEMENT Gentlemen: Dean Witter Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Dean Witter S&P 500 Index Fund, a Massachusetts business trust...Dealers Agreement • July 30th, 1997 • Witter Dean S&p 500 Index Fund
Contract Type FiledJuly 30th, 1997 Company
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGSDealers Agreement • September 23rd, 2015 • First Trust Dynamic Europe Equity Income Fund • New York
Contract Type FiledSeptember 23rd, 2015 Company Jurisdiction
RE: MARINE SHUTTLE OPERATIONS INC. SELECTED DEALERS AGREEMENT BETWEEN BERLINER EFFEKTENBANK AG (THE "UNDERWRITER") AND CHRISTIANA MARKETS ("YOU") Dear Mr. Holst, The Underwriter has agreed to offer and sell on behalf of Marine Shuttle Operations Inc.,...Dealers Agreement • October 14th, 1998 • Marine Shuttle Operations Inc • Oil & gas field services, nec
Contract Type FiledOctober 14th, 1998 Company IndustryThe Underwriter has agreed to offer and sell on behalf of Marine Shuttle Operations Inc., a Nevada Corporation (the "Company"), 20,000,000 shares of common stock (the "Shares"), all as set forth in the prospectus (the "Prospectus") which is part of the Company's registration statement (the "Registration Statement") filed with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the "Act"), and subject to the terms of the Underwriting Agreement referred to therein.
Marine Midland Bank Member HSBC Group RETAIL & WHOLESALE DEALER'S AGREEMENT RETAIL & WHOLESALE DEALER'S AGREEMENT This Dealer's Agreement is entered into this 30th day of March, 1995 between Marine Midland Bank ("the Bank") and the dealer ("Dealer")...Dealer's Agreement • January 8th, 1998 • Fidelity Holdings Inc • Radiotelephone communications • New York
Contract Type FiledJanuary 8th, 1998 Company Industry Jurisdiction
Morgan Stanley & Co. LLC FORM OF MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Dealers Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
Contract Type FiledMay 11th, 2012 Company JurisdictionThis Master Selected Dealers Agreement (this “Master SDA”), dated as of June 1, 2011, is by and between Morgan Stanley & Co. LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
Exhibit 1 (iii) 800,000 SHARES (A WASHINGTON CORPORATION) ($5.00 PER SHARE) SELECTED DEALERS AGREEMENT ----------------------------Dealers Agreement • December 17th, 2001 • Temporary Financial Services Inc • Finance services • Washington
Contract Type FiledDecember 17th, 2001 Company Industry JurisdictionWe have agreed to act as the exclusive agent of Temporary Financial Services, Inc., a Washington Corporation ("Company"), pursuant to an Underwriting Agreement between the Company and us ("Underwriter"), which may be obtained from us on written request, for the sale to the public of an aggregate of 800,000 Shares of Common Stock, par value $0.001 ("Shares"). The Shares are described in the enclosed Prospectus, additional copies of which will be supplied in reasonable quantities upon request to us.
EXHIBIT 1.3 CAPSOURCE FINANCIAL, INC., (A COLORADO CORPORATION) (3,000,0000 shares of Common Stock @ $1.75 per share ) SELECTED DEALERS AGREEMENT --------------------------Dealers Agreement • February 25th, 2003 • Capsource Financial Inc • Services-miscellaneous equipment rental & leasing • Washington
Contract Type FiledFebruary 25th, 2003 Company Industry JurisdictionWe have agreed to act as the exclusive agent of CAPSOURCE FINANCIAL, INC., a Colorado Corporation ("Company"), pursuant to an Underwriting Agreement between the Company and us ("Underwriter"), which may be obtained from us on written request, for the sale to the public of an aggregate of 3,000,000 shares of common stock, $0.01 par value @ $1.75 per share ("Common Stock"). The Common Stock is described in the enclosed Prospectus, additional copies of which will be supplied in reasonable quantities upon request to us.
Exhibit 1.2 INLAND RETAIL REAL ESTATE TRUST, INC. SOLICITING DEALERS AGREEMENT Ladies and Gentlemen: We have entered into an agreement (the "Dealer Manager Agreement") which is a part hereof and attached hereto, with Inland Retail Real Estate Trust,...Dealers Agreement • November 28th, 2000 • Inland Retail Real Estate Trust Inc • Real estate investment trusts • Illinois
Contract Type FiledNovember 28th, 2000 Company Industry Jurisdiction
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENTDealers Agreement • September 27th, 2010 • First Trust High Income Long/Short Fund • New York
Contract Type FiledSeptember 27th, 2010 Company Jurisdiction
Exhibit 1 (i) Form of Underwriting Agreement June , 2001 Public Securities, Inc. 300 North Argonne Road Suite 202 Spokane, Washington 99212 Gentlemen: TEMPORARY FINANCIAL SERVICES, a Washington Corporation (the "Company"), with principal offices...Dealers Agreement • August 28th, 2001 • Temporary Financial Services Inc • Finance services • Washington
Contract Type FiledAugust 28th, 2001 Company Industry Jurisdiction
EXHIBIT B A REGISTRATION STATEMENT RELATING TO THESE SECURITIES HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BUT HAS NOT YET BECOME EFFECTIVE. NO OFFER TO BUY THE SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE...Dealers Agreement • July 24th, 2000 • Nations Express Inc
Contract Type FiledJuly 24th, 2000 Company