Common Contracts
1 similar null contracts
ContractNew York • June 5th, 2012
This Agreement sets forth the terms and conditions under which Aufhauser Securities , its successors and assigns (the “Executing Broker”) will accept your instructions to execute securities transactions for your account and clear such transactions through the facilities of Pershing LLC (“Pershing”) pursuant to the fully disclosed clearing agreement between Executing Broker and Pershing with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Pershing has entered into a Prime Brokerage Agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as “Prime Brokerage Transaction(s)”).
