Common Contracts
12 similar Placement Agency Agreement contracts by Wisa Technologies, Inc., Tivic Health Systems, Inc., First Wave BioPharma, Inc., others
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 17th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
This letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of 675,000 units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one common stock purchase warrant (the “Warrant”) to purchase one share of Common Stock (the “Warrant Shares”) at the combined purchase price of $3.61 per Unit. The Units and the securities included therein (i.e., the Shares, the Warrants and the Warrant Shares) are referred to herein as the “Securities.” The documents executed
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 15th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
This letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of 785,000 units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one common stock purchase warrant (the “Warrant”) to purchase one share of Common Stock (the “Warrant Shares”) at the combined purchase price of $3.31 per Unit. The Units and the securities included therein (i.e., the Shares, the Warrants and the Warrant Shares) are referred to herein as the “Securities.” The documents executed
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 14th, 2024 • Smith Micro Software, Inc. • Services-prepackaged software • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 13th, 2024 • First Wave BioPharma, Inc. • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 13th, 2024 • Tivic Health Systems, Inc. • Electromedical & electrotherapeutic apparatus • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 8th, 2024 • Tivic Health Systems, Inc. • Electromedical & electrotherapeutic apparatus • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 3rd, 2024 • Safe & Green Development Corp • Real estate • New York
Introduction. Subject to the terms and conditions herein (this “Agreement”), Safe and Green Development Corporation, a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of approximately $10,000,000 of units (the “Units”) of the Company, each Unit consisting of one share of the Company’s common stock (the “Shares”), par value $0.001 per share (the “Common Stock”), or one Pre-funded Warrant (the “Pre-Funded Warrants”) and one warrant to purchase one share of Common Stock (the “Common Warrants” and together with the Pre-Funded Warrants, the “Warrants”) directly to various investors (each, an “Investor” and, collectively, the “Investors”) through Maxim Group LLC (the “Placement Agent”) as placement agent. The Common Stock underlying the Warrants are hereinafter referred to as the “Warrant Shares.” The Shares, the Warrants and the Warrant Shares are referred to herein as the “Securities”. The documents executed and delivered by the Company and the Investors in c
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 1st, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 30th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
This letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of 418,845 units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one common stock purchase warrant (the “Warrant”) to purchase one share of Common Stock (the “Warrant Shares”). The Units and the securities included therein (i.e., the Shares, the Warrants and the Warrant Shares) are referred to herein as the “Securities.” The documents executed and delivered by the Company and the Purchasers
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 29th, 2024 • Tivic Health Systems, Inc. • Electromedical & electrotherapeutic apparatus • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 23rd, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
This letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of 361,904 units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one common stock purchase warrant (the “Warrant”) to purchase one and one half share of Common Stock (the “Warrant Shares”). The Units and the securities included therein (i.e., the Shares, the Warrants and the Warrant Shares) are referred to herein as the “Securities.” The documents executed and delivered by the Company and th
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 20th, 2023 • U Power LTD • Motor vehicle parts & accessories • New York
