Common Contracts
14 similar Agent Agreement contracts by BofI Holding, Inc., Anadys Pharmaceuticals Inc, Capstone Turbine Corp, others
CLEAN DIESEL TECHNOLOGIES INC. 2,030,000 Units Each Unit Consisting of One Share of Common Stock andAgent Agreement • April 1st, 2014 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
3,125,000 Shares of Common Stock and Warrants to Purchase up to 2,343,750 Shares of Common Stock CEREPLAST, INC. Common Stock (par value $0.001) PLACEMENT AGENT AGREEMENTAgent Agreement • November 14th, 2011 • Cereplast Inc • Plastic materials, synth resins & nonvulcan elastomers • New York
LAZARD CAPITAL MARKETS LLC ARDOUR CAPITAL INVESTMENTS, LLC c/o Lazard Capital Markets LLC 30 Rockefeller Plaza New York, New York 10020
BofI Holding, Inc. 6% Series B Non-Cumulative Perpetual Convertible Preferred Stock PLACEMENT AGENT AGREEMENTAgent Agreement • October 4th, 2011 • BofI Holding, Inc. • Savings institution, federally chartered • California
BofI Holding, Inc. 6% Series B Non-Cumulative Perpetual Convertible Preferred Stock PLACEMENT AGENT AGREEMENTAgent Agreement • September 7th, 2011 • BofI Holding, Inc. • Savings institution, federally chartered • California
BofI Holding, Inc. 6% Series B Non-Cumulative Perpetual Convertible Preferred Stock PLACEMENT AGENT AGREEMENTAgent Agreement • September 2nd, 2011 • BofI Holding, Inc. • Savings institution, federally chartered • California
5,813,954 Stock ANADYS PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • May 26th, 2010 • Anadys Pharmaceuticals Inc • Pharmaceutical preparations • New York
18,000,000 Shares of Common Stock PROCERA NETWORKS, INC. Common Stock (par value $0.001) PLACEMENT AGENT AGREEMENTAgent Agreement • March 2nd, 2010 • Procera Networks Inc • Services-computer programming services • New York
10,900,000 Units COLUMBIA LABORATORIES, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • October 23rd, 2009 • Columbia Laboratories Inc • Pharmaceutical preparations • New York
6,250,000 Units OXiGENE, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • July 15th, 2009 • Oxigene Inc • Biological products, (no disgnostic substances) • New York
14,000,000 Shares of Common Stock and Warrants to Purchase up to 7,000,000 Shares of Common Stock DISCOVERY LABORATORIES, INC. Common Stock (par value $0.001) PLACEMENT AGENT AGREEMENTAgent Agreement • May 8th, 2009 • Discovery Laboratories Inc /De/ • Biological products, (no disgnostic substances) • New York
14,450,868 Shares of Common Stock and Warrants to Purchase up to 10,838,151 Shares of Common Stock CAPSTONE TURBINE CORPORATION Common Stock (par value $0.001) PLACEMENT AGENT AGREEMENTAgent Agreement • May 4th, 2009 • Capstone Turbine Corp • Engines & turbines • New York
4,848,485 SHARES OF COMMON STOCK of IMMUNOMEDICS, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • May 2nd, 2007 • Immunomedics Inc • In vitro & in vivo diagnostic substances • New York
4,249,668 Units CYCLACEL PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • February 15th, 2007 • Cyclacel Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Lazard Capital Markets LLC Needham & Company, LLC ThinkEquity Partners LLC c/o Lazard Capital Markets LLC 30 Rockefeller Plaza New York, New York 10020
12,000,000 Shares and Warrants to Purchase 7,800,000 Shares GTC BIOTHERAPEUTICS, INC. Shares of Common Stock ($.01 par value) PLACEMENT AGENT AGREEMENTAgent Agreement • July 20th, 2006 • GTC Biotherapeutics Inc • Biological products, (no disgnostic substances) • New York
This opinion is furnished to you pursuant to Section 6(d) of the Placement Agent Agreement dated July , 2006 (the “Placement Agent Agreement”) by and among GTC Biotherapeutics, Inc., a Massachusetts corporation (the “Company”), C.E. Unterberg, Towbin, LLC, Rodman & Renshaw, LLC and Oppenheimer & Co. Inc. (the “Placement Agents”), relating to the proposed sale of an aggregate of units consisting of shares (the “Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”) and Common Stock Purchase Warrants to purchase an aggregate of shares (the “Warrant Shares”) of Common Stock. Capitalized terms that are defined in the Placement Agent Agreement and not otherwise defined herein have the meanings set forth in the Placement Agent Agreement.
