Common Contracts

SUB-PLACEMENT AGENT AGREEMENT

Sub-Placement Agent Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Delaware

• Contract Type
  Sub-Placement Agent Agreement
• Filed
  August 16th, 2019
• Company
  Agility Multi-Asset Income Fund
• Jurisdiction
  Delaware

This SUB-PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of July 1, 2019 is by and between Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, both Delaware limited liability companies registered with the U.S. Securities and Exchange Commission as a broker-dealers and investment advisers (the “Sub-Placement Agent”) and UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and registered with the U.S. Securities and Exchange Commission as a broker-dealer (“UMBDS”).

SUB-PLACEMENT AGENT AGREEMENT

Sub-Placement Agent Agreement • July 31st, 2019 • Corbin Multi-Strategy Fund, LLC • Delaware

• Contract Type
  Sub-Placement Agent Agreement
• Filed
  July 31st, 2019
• Company
  Corbin Multi-Strategy Fund, LLC
• Jurisdiction
  Delaware

This SUB-PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of July 1, 2019 is by and between Wells Fargo Advisors Financial Network, LLC, a Delaware limited liability company registered with the U.S. Securities and Exchange Commission as a broker-dealer and investment adviser (the “Sub-Placement Agent”) and UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and registered with the U.S. Securities and Exchange Commission as a broker-dealer (“UMBDS”).

SUB-PLACEMENT AGENT AGREEMENT

Sub-Placement Agent Agreement • July 31st, 2019 • Corbin Multi-Strategy Fund, LLC • Delaware

• Contract Type
  Sub-Placement Agent Agreement
• Filed
  July 31st, 2019
• Company
  Corbin Multi-Strategy Fund, LLC
• Jurisdiction
  Delaware

This SUB-PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of July 1, 2019 is by and between Wells Fargo Clearing Services, LLC, a Delaware limited liability company registered with the U.S. Securities and Exchange Commission as a broker-dealer and investment adviser (the “Sub-Placement Agent”) and UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and registered with the U.S. Securities and Exchange Commission as a broker-dealer (“UMBDS”).