Common Contracts

The U.S. Foreign Account Tax Compliance Act (“FATCA”)

October 14th, 2022

• Filed
  October 14th, 2022

This Schedule is supplemental to the Agreement for Securities Trading Account (“Agreement”) entered into by EISHK and the Client to which this Schedule is annexed whereby pursuant to the U.S. Foreign Account Tax Compliance Act, or FATCA, all non- United States entities in a broadly defined class of financial institutions (“FIs”), are required to comply with an expansive documentation and reporting regime, or, beginning from July 1, 2014, be subject to a 30% United States withholding tax on certain

Essence International Securities (Hong Kong) Limited

July 15th, 2014

• Filed
  July 15th, 2014

This Schedule is supplemented to the Agreement for Securities Trading Account (“Agreement”) entered into by EISHK and the Client to which this Schedule is annexed whereby pursuant to the U.S. Foreign Account Tax Compliance Act, or FATCA, all non-United States entities in a broadly defined class of financial institutions (FIs), are required to comply with an expansive documentation and reporting regime, or, beginning from July 1, 2014, be subject to a 30% United States withholding tax on certain