Common Contracts
3 similar Finra Transparency Services Participation Agreement contracts
FINRA TRANSPARENCY SERVICES PARTICIPATION AGREEMENT v. 1.3a4Finra Transparency Services Participation Agreement • March 6th, 2017 • New York
This Agreement is made by and between FINRA, a Delaware nonprofit corporation that is a securities self-regulatory organization, registered with the SEC and subject to The Act (FINRA and its subsidiaries, and affiliated entities, are collectively referred to herein as FINRA) whose principal place of business is located at 1735 K Street, N.W., Washington, D.C. and (full legal name of Participant) incorporated/registered in (State of incorporation/registration) with a principal place of business at (address of principal place of business), MPID(s) and CRD Number (“Participant”).
FINRA TRANSPARENCY SERVICES PARTICIPATION AGREEMENT v. 1.3aFinra Transparency Services Participation Agreement • October 6th, 2016 • New York
This Agreement is made by and between FINRA, a Delaware nonprofit corporation that is a securities self-regulatory organization, registered with the SEC and subject to The Act (FINRA and its subsidiaries, and affiliated entities, are collectively referred to herein as FINRA) whose principal place of business is located at 1735 K Street, N.W., Washington, D.C. and
FINRA TRANSPARENCY SERVICES PARTICIPATION AGREEMENT v. 1.3Finra Transparency Services Participation Agreement • September 21st, 2016 • New York
This Agreement is made by and between FINRA, a Delaware nonprofit corporation that is a securities self-regulatory organization, registered with the SEC and subject to The Act (FINRA and its subsidiaries, and affiliated entities, are collectively referred to herein as FINRA) whose principal place of business is located at 1735 K Street, N.W., Washington, D.C. and
