Common Contracts

2 similar Authorized Participant Agreement contracts by New York Life Investments Active ETF Trust, New York Life Investments ETF Trust

AUTHORIZED PARTICIPANT AGREEMENT FOR NYLIM Active ETF Trust NYLIM ETF Trust
Authorized Participant Agreement • August 26th, 2026 • New York Life Investments Active ETF Trust • New York

This Authorized Participant Agreement (this “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and ________________________________ (the “Authorized Participant” or the “AP”) and is subject to acceptance by The Bank of New York Mellon (the “BNYM ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the NYLIM Active ETF Trust and the NYLIM ETF Trust (each a “Trust”) and is a Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that each Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of each Trust acting on an agency basis in connection with the sale and distribution of shares of bene

AUTHORIZED PARTICIPANT AGREEMENT FOR NYLIM Active ETF Trust NYLIM ETF Trust
Authorized Participant Agreement • August 26th, 2026 • New York Life Investments ETF Trust • New York

This Authorized Participant Agreement (this “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and ________________________________ (the “Authorized Participant” or the “AP”) and is subject to acceptance by The Bank of New York Mellon (the “BNYM ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the NYLIM Active ETF Trust and the NYLIM ETF Trust (each a “Trust”) and is a Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that each Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of each Trust acting on an agency basis in connection with the sale and distribution of shares of bene