CONFIDENTIALHamilton Bancorp, Inc. • June 15th, 2012
Company FiledJune 15th, 2012Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”) is pleased to submit this letter agreement setting forth the terms of the proposed engagement of Stifel Nicolaus as data processing records management agent (the “Records Agent”) for Hamilton Bank (the “Bank”) in connection with the proposed mutual-to-stock conversion of the Bank and the concurrent sale of common stock of a new stock holding company (the “Stock Company”) to be formed in connection with the Conversion.
CONFIDENTIALFairmount Bancorp, Inc. • June 9th, 2011 • Savings institution, federally chartered
Company FiledJune 9th, 2011 IndustryStifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”) is pleased to submit this letter agreement setting forth the terms of the proposed engagement of Stifel Nicolaus as data processing records management agent (the “Records Agent”) for Fullerton Federal Savings Association (the “Bank”) in connection with the proposed mutual-to-stock conversion of the Bank, the simultaneous merger of the Bank into the Fairmount Bank and the concurrent sale of common stock of Fairmount Bancorp, Inc. (the “Stock Company”)to eligible members of Fullerton and the employee stock ownership plan of the Stock Company in a subscription offering with any remaining shares offered to members of the public in a community offering (the “Merger Conversion”).
CONFIDENTIALCarroll Bancorp, Inc. • March 11th, 2011
Company FiledMarch 11th, 2011Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”) is pleased to submit this letter agreement setting forth the terms of the proposed engagement of Stifel Nicolaus as data processing records management agent (the “Records Agent”) for Carroll Community Bank (the “Bank”) in connection with the proposed mutual-to-stock conversion of the Bank and the concurrent sale of common stock of a new stock holding company (the “Stock Company”) to be formed in connection with the Conversion.
Re: Proposed Conversion – Records Processing ServicesSI Financial Group, Inc. • September 10th, 2010 • New York
Company FiledSeptember 10th, 2010 JurisdictionStifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”) is pleased to submit this letter agreement setting forth the terms of the proposed engagement of Stifel Nicolaus as data processing records management agent (the “Records Agent”) for Savings Institute Bank And Trust Company (the “Bank”) in connection with the proposed mutual-to-stock conversion of the MHC (as defined below) (the “Conversion”) and the concurrent sale of common stock of a new stock holding company (the “Stock Company”) to be formed in connection with the Conversion representing the ownership interest in the Mid-Tier (as defined below) currently owned by the MHC (as defined below).
CONFIDENTIALAtlantic Coast Financial CORP • June 18th, 2010 • Savings institution, federally chartered
Company FiledJune 18th, 2010 IndustryMr. Robert J. Larison, Jr. President and Chief Executive Officer Atlantic Coast Federal, MHC Atlantic Coast Federal Corporation Atlantic Coast Bank 12724 Grand Bay Parkway Suite 150 Jacksonville, Florida 32258
CONFIDENTIALStandard Financial Corp. • June 17th, 2010
Company FiledJune 17th, 2010Mr. Timothy K. Zimmerman President and Chief Executive Officer Standard Mutual Holding Company Standard Bank, PaSB 2640 Monroeville Boulevard Monroeville, Pennsylvania 15146
CONFIDENTIALColonial Financial Services, Inc. • March 17th, 2010
Company FiledMarch 17th, 2010Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”) is pleased to submit this letter agreement setting forth the terms of the proposed engagement of Stifel Nicolaus as data processing records management agent (the “Records Agent”) for Colonial Bank, FSB (the “Bank”) in connection with the proposed mutual-to-stock conversion of the MHC (as defined below) (the “Conversion”) and the concurrent sale of common stock of a new stock holding company (the “Stock Company”) to be formed in connection with the Conversion representing the ownership interest in the Mid-Tier (as defined below) currently owned by the MHC (as defined below).
CONFIDENTIALOneida Financial Corp. • March 12th, 2010
Company FiledMarch 12th, 2010Mr. Michael R. Kallet President and Chief Executive Officer Oneida Financial, MHC Oneida Financial Corp. The Oneida Savings Bank 182 Main Street Oneida, New York 13421
February 22, 2010 Mr. Thomas M. Petro President and Chief Executive Officer Fox Chase MHC Fox Chase Bancorp, Inc. Hatboro, PA 19040-2544Fox Chase Bancorp Inc • March 12th, 2010 • New York
Company FiledMarch 12th, 2010 JurisdictionStifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”) is pleased to submit this letter agreement setting forth the terms of the proposed engagement of Stifel Nicolaus as data processing records management agent (the “Records Agent”) for Fox Chase Bank (the “Bank”) in connection with the proposed mutual-to-stock conversion of the MHC (as defined below) (the “Conversion”) and the concurrent sale of common stock of a new stock holding company (the “Stock Company”) to be formed in connection with the Conversion representing the ownership interest in the Mid-Tier (as defined below) currently owned by the MHC (as defined below).
February 22, 2010 Mr. Thomas M. Petro President and Chief Executive Officer Fox Chase MHC Fox Chase Bancorp, Inc. Hatboro, PA 19040-2544Fox Chase Bancorp Inc • March 12th, 2010 • Savings institution, federally chartered • New York
Company FiledMarch 12th, 2010 Industry JurisdictionStifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”) is pleased to submit this letter agreement setting forth the terms of the proposed engagement of Stifel Nicolaus as data processing records management agent (the “Records Agent”) for Fox Chase Bank (the “Bank”) in connection with the proposed mutual-to-stock conversion of the MHC (as defined below) (the “Conversion”) and the concurrent sale of common stock of a new stock holding company (the “Stock Company”) to be formed in connection with the Conversion representing the ownership interest in the Mid-Tier (as defined below) currently owned by the MHC (as defined below).
CONFIDENTIALFairmount Bancorp, Inc. • December 17th, 2009
Company FiledDecember 17th, 2009Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”) is pleased to submit this letter agreement setting forth the terms of the proposed engagement of Stifel Nicolaus as data processing records management agent (the “Records Agent”) for Fairmount Bank (the “Bank”) in connection with the proposed mutual-to-stock conversion of the Bank and the concurrent sale of common stock of a new stock holding company (the “Stock Company”) to be formed in connection with the Conversion.