Common Contracts
35 similar Placement Agency Agreement contracts by Luokung Technology Corp., PARETEUM Corp, usell.com, Inc., others
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 21st, 2024 • China Natural Resources Inc • Gold and silver ores • New York
This letter (this “Agreement”) constitutes the agreement between China Natural Resources, Inc. (NASDAQ: CHNR) (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 18th, 2024 • ICZOOM Group Inc. • Retail-radio, tv & consumer electronics stores • New York
This letter (this “Agreement”) constitutes the agreement between ICZOOM Group Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 23rd, 2023 • SunCar Technology Group Inc. • Services-automotive repair, services & parking • New York
This letter (this “Agreement”) constitutes the agreement between SunCar Technology Group Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 26th, 2022 • Luokung Technology Corp. • Services-computer programming services • New York
This letter (this “Agreement”) constitutes the agreement between Luokung Technology Corp. (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined in Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 2nd, 2022 • Dogness (International) Corp • Miscellaneous manufacturing industries • New York
This letter (this “Agreement”) constitutes the agreement between Dogness (International) Corporation, a British Virgin Islands company limited by shares (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined in Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 13th, 2021 • Agm Group Holdings, Inc. • Services-computer programming services • New York
This letter (this “Agreement”) constitutes the agreement between AGM Group Holdings, Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 4th, 2021 • TDH Holdings, Inc. • Food and kindred products • Delaware
This letter (this “Agreement”) constitutes the agreement between TDH Holdings, Inc., a British Virgin Islands company (the “Company”) and Boustead Securities LLC. (“Boustead”) pursuant to which Boustead shall serve as the exclusive placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Boustead’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Boustead to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Boustead placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 1st, 2021 • TDH Holdings, Inc. • Food and kindred products • Delaware
This letter (this “Agreement”) constitutes the agreement between TDH Holdings, Inc., a British Virgin Islands company (the “Company”) and Boustead Securities LLC. (“Boustead”) pursuant to which Boustead shall serve as the exclusive placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Boustead’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Boustead to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Boustead placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 21st, 2021 • Luokung Technology Corp. • Services-computer programming services • New York
This letter (this “Agreement”) constitutes the agreement between Luokung Technology Corp. (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 30th, 2021 • Aditxt, Inc. • Pharmaceutical preparations • Florida
This letter (this “Agreement”) constitutes the agreement between Aditxt, Inc. (the “Company”) and Dawson James Securities, Inc. (“Dawson”) pursuant to which Dawson shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 22nd, 2021 • Datasea Inc. • Services-prepackaged software • New York
This letter (this “Agreement”) constitutes the agreement between Datasea, Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 19th, 2021 • Dogness (International) Corp • Miscellaneous manufacturing industries • Georgia
This letter (this “Agreement”) constitutes the agreement between Dogness (International) Corporation, a British Virgin Islands company (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 28th, 2021 • EZGO Technologies Ltd. • Motorcycles, bicycles & parts • New York
This letter (this “Agreement”) constitutes the agreement between EZGO Technologies Ltd. (the “Company”), and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which the Placement Agent shall serve as the placement agent (the “Services”), for the Company, on a “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that the Placement Agent’s obligations hereunder are on a “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by the Placement Agent to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of the Placement Agent placing the Securities.
FORM OF PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 20th, 2021 • EZGO Technologies Ltd. • Motorcycles, bicycles & parts • New York
This letter (this “Agreement”) constitutes the agreement between EZGO Technologies Ltd. (the “Company”), and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which the Placement Agent shall serve as the placement agent (the “Services”), for the Company, on a “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that the Placement Agent’s obligations hereunder are on a “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by the Placement Agent to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of the Placement Agent placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 11th, 2021 • Senmiao Technology LTD • Finance services • Georgia
This letter (this “Agreement”) constitutes the agreement between Senmiao Technology Limited (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 6th, 2021 • Blue Hat Interactive Entertainment Technology • Games, toys & children's vehicles (no dolls & bicycles) • New York
This letter (this “Agreement”) constitutes the agreement between Blue Hat Interactive Entertainment Technology (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 11th, 2021 • MingZhu Logistics Holdings LTD • Transportation services • Georgia
This letter (this “Agreement”) constitutes the agreement between MingZhu Logistics Holdings Limited (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 5th, 2021 • MingZhu Logistics Holdings LTD • Transportation services • Georgia
This letter (this “Agreement”) constitutes the agreement between MingZhu Logistics Holdings Limited (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 17th, 2021 • ZW Data Action Technologies Inc. • Services-computer programming, data processing, etc. • Georgia
This letter (this “Agreement”) constitutes the agreement between ZW Data Action Technologies, Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 17th, 2021 • Luokung Technology Corp. • Services-computer programming services • New York
This letter (this “Agreement”) constitutes the agreement between Luokung Technology Corp. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 11th, 2021 • Luokung Technology Corp. • Services-computer programming services • New York
This letter (this “Agreement”) constitutes the agreement between Luokung Technology Corp. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 9th, 2021 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • Georgia
This letter (this “Agreement”) constitutes the agreement between CBAK Energy Technology, Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 9th, 2021 • Senmiao Technology LTD • Finance services • Georgia
This letter (this “Agreement”) constitutes the agreement between Senmiao Technology Limited (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 5th, 2021 • Luokung Technology Corp. • Services-computer programming services • New York
This letter (this “Agreement”) constitutes the agreement between Luokung Technology Corp. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 1st, 2021 • Blue Hat Interactive Entertainment Technology • Games, toys & children's vehicles (no dolls & bicycles) • New York
This letter (this “Agreement”) constitutes the agreement between Blue Hat Interactive Entertainment Technology (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 20th, 2021 • China Natural Resources Inc • Gold and silver ores • New York
This letter (this “Agreement”) constitutes the agreement between China Natural Resources, Inc. (the “Company”) and FT Global Capital, Inc. (“FT Global”) pursuant to which FT Global shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 23rd, 2019 • PARETEUM Corp • Services-computer integrated systems design • New York
This letter (this “Agreement”) constitutes the agreement between Pareteum Corporation, a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 14th, 2019 • Sigma Labs, Inc. • Miscellaneous manufacturing industries • New York
This letter (this “Agreement”) constitutes the agreement between Sigma Labs, Inc., a Nevada corporation (the “Company”), and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 9th, 2018 • PARETEUM Corp • Services-computer integrated systems design • New York
This letter (this “Agreement”) constitutes the agreement between Pareteum Corp., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 6th, 2017 • Biocept Inc • Services-medical laboratories • New York
This letter (this “Agreement”) constitutes the agreement between Biocept, Inc., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 1st, 2017 • PARETEUM Corp • Services-computer integrated systems design • New York
This letter (this “Agreement”) constitutes the agreement between Pareteum Corp., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 30th, 2016 • Skyline Medical Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
This letter (this “Agreement”) constitutes the agreement between Skyline Medical, Inc., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
COMPANY LETTERHEAD PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 15th, 2014 • usell.com, Inc. • Services-personal services • New York
This letter (this “Agreement”) constitutes the agreement between USell.com, Inc., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a best efforts basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company and Dawson shall mutually agree to the terms of the Offering and the Securities, and nothing in this Agreement may be construed to suggest that Dawson would have the power or authority to bind the Company or an obligation for the Company to issue any Securities or complete the Offering. The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable best “efforts basis” only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securiti
COMPANY LETTERHEAD PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 4th, 2014 • usell.com, Inc. • Services-personal services • New York
COMPANY LETTERHEAD PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 22nd, 2014 • usell.com, Inc. • Services-personal services • New York
