Common Contracts
5 similar Placement Agency Agreement contracts by Avanex Corp, Barrier Therapeutics Inc, Bioenvision Inc, others
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 9th, 2007 • Ultralife Batteries Inc • Miscellaneous electrical machinery, equipment & supplies • Arkansas
Ultralife Batteries, Inc., a Delaware corporation (the “Company”), proposes to sell to certain investors (collectively, the “Investors”) up to an aggregate of 1,000,000 shares (the “Shares”) of Common Stock, $.10 par value per share (the “Common Stock”), of the Company. Pursuant to this Agreement, the Company engages Stephens Inc. (the “Placement Agent”) as the exclusive placement agent in connection with the sale of the Shares. The Shares are described in the Prospectus that is referred to below.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 24th, 2007 • Barrier Therapeutics Inc • Pharmaceutical preparations • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 31st, 2007 • DXP Enterprises Inc • Wholesale-industrial machinery & equipment • New York
DXP Enterprises, Inc., a Texas corporation (the “Company”), proposes to sell to certain investors (collectively, the “Investors”) up to an aggregate of 1,000,000 shares (the “Shares”) of Common Stock, $.01 par value per share (the “Common Stock”), of the Company. Pursuant to this Agreement, the Company engages Stephens Inc. (the “Placement Agent”) as the exclusive placement agent in connection with the sale of the Shares. The Shares are described in the Prospectus that is referred to below.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 2nd, 2007 • Bioenvision Inc • Pharmaceutical preparations • New York
of a financial, statistical or accounting nature included or incorporated by reference therein, as to which we express no opinion), complied as to form in all material respects with the applicable requirements of Form 10-K, Form 10-Q and Form 8-K, as the case may be, under the Securities Exchange Act of 1934, as amended;
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 7th, 2006 • Avanex Corp • Semiconductors & related devices • New York
Avanex Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to certain investors (collectively, the “Investors”) up to an aggregate of 24,075,000 shares (the “Shares”) of Common Stock, $.001 par value per share (the “Common Stock”), of the Company. In addition, together with each Share sold, the Company shall issue and sell to each Investor a warrant to purchase 0.3 shares of the Company’s Common Stock per Share issued to such Investor (the “Warrants”). The Shares and Warrants are collectively referred to herein as the “Securities.” The Company desires to engage Banc of America Securities LLC (the “Placement Agent”) as its exclusive placement agent in connection with the issuance and sale of the Securities. The Securities are described in the Prospectus that is referred to below.
