Common Contracts
10 similar Underwriting Agreement contracts by Pulaski Financial Corp, BNC Bancorp, First Financial Holdings Inc /De/, others
UNDERWRITING AGREEMENTUnderwriting Agreement • August 27th, 2012 • BNC Bancorp • National commercial banks • New York
BNC Bancorp, a North Carolina corporation (the “Company”), Bank of North Carolina (the “Bank”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Sandler O’Neill & Partners, L.P. (“Sandler O’Neill,” and collectively with Merrill Lynch, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom Merrill Lynch and Sandler O’Neill are acting as Representatives (in such capacity, the “Representatives”), with respect to the sale by the Selling Shareholder and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A of the Company (the “Preferred Stock”) set forth in Schedule A hereto. The aforesaid 31,260 shares of Preferred Stock to be purchased by the Underwriters are referred to
Mackinac Financial Corporation (a Michigan corporation) 11,000 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2012 • Mackinac Financial Corp /Mi/ • State commercial banks • New York
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sandler O’Neill & Partners, L.P. as Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 and Sandler O’Neill & Partners, L.P. 1251 Avenue of the Americas, 6th Floor New York, New York 10020
PULASKI FINANCIAL CORP. (a Missouri corporation) 32,538 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENTUnderwriting Agreement • June 28th, 2012 • Pulaski Financial Corp • Savings institution, federally chartered • New York
METROCORP BANCSHARES, INC. (a Texas corporation) 45,000 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENTUnderwriting Agreement • June 28th, 2012 • MetroCorp Bancshares, Inc. • State commercial banks • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • June 26th, 2012 • Southern First Bancshares Inc • National commercial banks • New York
PULASKI FINANCIAL CORP. (a Missouri corporation) 32,538 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2012 • Pulaski Financial Corp • Savings institution, federally chartered • New York
Pulaski Financial Corp., a Missouri corporation (the “Company”), Pulaski Bank (the “Bank”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement with [ ] (“[ ]”) and [ ] (“[ ],” and collectively with [ ], the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom [ ] and [ ] are acting as Representatives (in such capacity, the “Representatives”), with respect to the sale by the Selling Shareholder and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the “Preferred Stock”) set forth in Schedule A hereto. The aforesaid 32,538 shares of Preferred Stock to be purchased by the Underwriters are referred to herein, collectively, as the “Securities.”
LNB BANCORP, INC. (an Ohio corporation) 25,223 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B UNDERWRITING AGREEMENTUnderwriting Agreement • May 18th, 2012 • LNB Bancorp Inc • State commercial banks • New York
LNB Bancorp, Inc., an Ohio corporation (the “Company”), The Lorain National Bank (the “Bank”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement with [—] and [—] (“[—],” and collectively with [—], the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom[—] and[—] are acting as Representatives (in such capacity, the “Representatives”), with respect to the sale by the Selling Shareholder and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, without par value, of the Company (the “Preferred Stock”) set forth in Schedule A hereto. The aforesaid 25,223 shares of Preferred Stock to be purchased by the Underwriters are referred to herein, collectively, as the “Securities.”
FIRST FINANCIAL HOLDINGS, INC. 65,000 Shares of Fixed Rate Cumulative Series A Perpetual Preferred Stock, Liquidation Preference $1,000 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • April 3rd, 2012 • First Financial Holdings Inc /De/ • Savings institution, federally chartered • New York
First Financial Holdings, Inc., a Delaware corporation (the “Company”), First Federal Savings and Loan Association of Charleston (the “Bank”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch” and together with any underwriter substituted as hereinafter provided in Section 11 hereof, the “Underwriters”), for whom Merrill Lynch is acting as Representative (in such capacity, the “Representative”), with respect to the sale by the Selling Shareholder and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Fixed Rate Cumulative Perpetual Series A Preferred Stock, par value $0.01 per share, of the Company (the “Preferred Stock”) set forth in Schedule A hereto. The aforesaid 65,000 shares of Preferred Stock to be purchased by the Underwriters are referred to herein, collectively, as the “Securities.”
MAINSOURCE FINANCIAL GROUP, INC. an Indiana corporation 57,000 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENTUnderwriting Agreement • April 2nd, 2012 • Mainsource Financial Group • State commercial banks • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • March 28th, 2012 • New York
