Common Contracts
17 similar null contracts
PLACEMENT AGREEMENTNew York • May 5th, 2020
to Bidders (as defined below) and will sell directly to the Winning Bidders (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, three warrants (each, a “Warrant”) of HMN Financial, Inc. a Delaware corporation (the “Company”), three warrants each representing the right to purchase an aggregate of up to 277,777.66 shares (all such shares, collectively the “Warrant Shares”), of the Company’s common stock, $0.01 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000, and to directors and executive officers of
Lakeland Financial Corporation PLACEMENT AGREEMENTNew York • May 5th, 2020
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of Lakeland Financial Corporation, an Indiana corporation (the “Company”), representing the right to purchase an aggregate of up to 198,269 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined). Such QIBs are herein referred to collectively as the “Bidders”.
PLACEMENT AGREEMENTNew York • May 18th, 2015
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of First United Corporation, a Maryland corporation, (the “Company”), representing the right to purchase an aggregate of up to 326,323 shares (the “Warrant Shares”) of the Company’s common stock, par value $.01 per share (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000, an
Warrant Exercisable for up to 367,916.17 Shares of Common StockNew York • May 18th, 2015
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of F.N.B. Corporation, a Florida corporation, (the “Company”), representing the right to purchase an aggregate of up to 367,916.17 shares (the “Warrant Shares”) of the Company’s common stock,
Warrant Exercisable for up to 95,383 Shares of Common StockNew York • May 18th, 2015
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of M&T Bank Corporation, a New York corporation (the “Company”), representing the right to purchase an aggregate of up to 95,383 shares (the “Warrant Shares”) of the Company’s common stock,
Valley National Bancorp PLACEMENT AGREEMENTNew York • May 18th, 2015
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Valley National Bancorp, a New Jersey corporation (the “Company”), representing the right to purchase an aggregate of up to shares (the “Warrant Shares”) of the Company’s no par value common stock, (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined), to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000, and to directors and e
Amended and Restated Warrant Exercisable for up to 22,071.43 Shares of Common StockNew York • May 18th, 2015
this Agreement on the terms set forth herein and in the Time of Sale Information. As used herein, “Time of Sale Information” shall mean (i) (a) the Company’s Annual Report on Form 10-K for the Company’s most recently completed fiscal year (the “Form 10-K”), (b) the Company’s Quarterly Report(s) on Form 10-Q for the fiscal quarter(s) ended after the Company’s most recently completed fiscal year (the “Form 10-Qs”), and (c) the Company’s Current Report(s) on Form 8-K filed with the Securities and Exchange Commission (the “Commission”) after the end of the Company’s most recently completed fiscal year (the “Form 8-Ks”, and collectively together with the Form 10-K and Form 10-Qs, and including all documents incorporated by
Warrant Exercisable for up to 819,640.21 Shares of Common StockNew York • May 18th, 2015
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of F.N.B. Corporation, a Florida corporation, (the “Company”), representing the right to purchase an aggregate of up to 819,640.21 shares (the “Warrant Shares”) of the Company’s common stock,
Warrant Exercisable for up to 243,998.43 Shares of Common StockNew York • June 5th, 2013
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Banner Corporation, a Washington corporation (the “Company”), representing the right to purchase an aggregate of up to 243,998.43 shares (the “Warrant Shares”) of the Company’s common stock,
Warrant Exercisable for up to 219,908.40 Shares of Common StockNew York • June 4th, 2013
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of United Community Banks, Inc., a Georgia corporation (the “Company”), representing the right to purchase an aggregate of up to 219,909 shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); and to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000. Such
Heritage Commerce Corp PLACEMENT AGREEMENTNew York • June 4th, 2013
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of Heritage Commerce Corp, a California corporation (the “Company”), representing the right to purchase an aggregate of up to462,963 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); and to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,000; (together wi
S&T BANCORP, INC. PLACEMENT AGREEMENTNew York • June 4th, 2013
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of S&T Bancorp, Inc., a Pennsylvania corporation (the “Company”), representing the right to purchase an aggregate of up to 517,012 shares (the “Warrant Shares”) of the Company’s common stock,
Warrant Exercisable for up to 1,326,238 Shares of Common StockNew York • June 4th, 2013
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, a warrant (the “Warrant”) of International Bancshares Corporation, a Texas corporation (the “Company”), representing the right to purchase an aggregate of up to 1,326,238 shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); and to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in excess of $25,000,00
YADKIN FINANCIAL CORPORATION PLACEMENT AGREEMENTNew York • June 4th, 2013
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the respective Winning Bidders (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as the Selling Security Holder’s exclusive placement agent for the sale of, two warrants (the “Warrants”) of Yadkin Financial Corporation, a North Carolina corporation (the “Company”), representing the right to purchase an aggregate of up to 219,841.33 shares (the “Warrant Shares”) of the Company’s voting common stock, $1.00 par value (the “Common Stock”), in a placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined); to certain “accredited investors,” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D (each an “Institutional Accredited Investor”) under the Act, who have represented to us that they have total assets in
PLACEMENT AGREEMENTNew York • November 16th, 2011
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of Middleburg Financial Corporation, a Virginia corporation (the “Company”), representing the right to purchase an aggregate of up to 104,101 shares (the “Warrant Shares”) of the Company’s common stock, $2.50 par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined). Such QIBs are herein referred to collectively as the “Bidders”.
HORIZON BANCORP PLACEMENT AGREEMENTNew York • November 16th, 2011
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of Horizon Bancorp, an Indiana corporation (the “Company”), representing the right to purchase an aggregate of up to 212,188.01 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined). Such QIBs are herein referred to collectively as the “Bidders”.
First Bancorp PLACEMENT AGREEMENTNew York • November 16th, 2011
The United States Department of the Treasury (the “Selling Security Holder”) will offer to Bidders (as defined below) and will sell directly to the Winning Bidder (as defined in Section 2 hereof), and Deutsche Bank Securities Inc. (the “Placement Agent”) will act as exclusive placement agent for the sale of, a warrant (the “Warrant”) of First Bancorp, a North Carolina corporation (the “Company”), representing the right to purchase an aggregate of up to 616,308 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”), in a private placement (the “Placement”) to “qualified institutional buyers,” as defined in Rule 144A (each, a “QIB”) under the Act (as hereinafter defined). Such QIBs are herein referred to collectively as the “Bidders”.
