BRIGHTHOUSE FINANCIAL, INC. Underwriting AgreementUnderwriting Agreement • November 22nd, 2021 • Brighthouse Financial, Inc. • Life insurance • New York
Contract Type FiledNovember 22nd, 2021 Company Industry JurisdictionBrighthouse Financial, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed on Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $400,000,000 principal amount of its 3.850% Senior Notes due 2051 (the “Securities”). The Securities will be issued pursuant to a Senior Indenture, dated as of May 15, 2020, as supplemented by the Second Supplemental Indenture, to be dated as of November 22, 2021 (together, the “Indenture”), each between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
SVB FINANCIAL GROUP 600,000 Depositary Shares, each representing a 1/100th interest in a share of Series E Non-Cumulative Perpetual Preferred Stock ($0.001 par value per share, liquidation preference $100,000 per share) Underwriting AgreementUnderwriting Agreement • October 28th, 2021 • SVB Financial Group • State commercial banks • New York
Contract Type FiledOctober 28th, 2021 Company Industry JurisdictionSVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as Representative (the “Representative”), an aggregate of 600,000 depositary shares (the “Depositary Shares” or the “Securities”), each representing a 1/100th interest in a share of the Series E Non-Cumulative Perpetual Preferred Stock, par value $0.001 per share, liquidation preference $100,000 per share, of the Company (the “Preferred Stock”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued under a deposit agreement (the “Deposit Agreement”) to be dated on or about the Closing Date (as defined below) among the Company, American Stock Transfer and Trust Company, LLC (the “Depositary”), and the holders from time to time of the Depositary Receipts issued thereunder. The Prefe
SVB FINANCIAL GROUP 1,000,000 Depositary Shares, each representing a 1/100th interest in a share of Series C Non-Cumulative Perpetual Preferred Stock ($0.001 par value per share, liquidation preference $100,000 per share) Underwriting AgreementUnderwriting Agreement • May 13th, 2021 • SVB Financial Group • State commercial banks • New York
Contract Type FiledMay 13th, 2021 Company Industry JurisdictionSVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 1,000,000 depositary shares (the “Depositary Shares” or the “Securities”), each representing a 1/100th interest in a share of the Series C Non-Cumulative Perpetual Preferred Stock, par value $0.001 per share, liquidation preference $100,000 per share, of the Company (the “Preferred Stock”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued under a deposit agreement (the “Deposit Agreement”) to be dated on or about the Closing Date (as defined below) among the Company, American Stock Transfer and Trust Company, LLC (the “Depositary”), and the holders from time to time of the Depositary Receipts issued thereunder. The P
SVB FINANCIAL GROUP 750,000 Depositary Shares, each representing a 1/100th interest in a share of Series B Non-Cumulative Perpetual Preferred Stock ($.001 par value per share, liquidation preference $100,000 per share) Underwriting AgreementUnderwriting Agreement • February 2nd, 2021 • SVB Financial Group • State commercial banks • New York
Contract Type FiledFebruary 2nd, 2021 Company Industry JurisdictionSVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 750,000 depositary shares (the “Depositary Shares” or the “Securities”), each representing a 1/100th interest in a share of the Series B Non-Cumulative Perpetual Preferred Stock, par value $0.001 per share, liquidation preference $100,000 per share, of the Company (the “Preferred Stock”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued under a deposit agreement (the “Deposit Agreement”) to be dated on or about the Closing Date (as defined below) among the Company, American Stock Transfer and Trust Company, LLC (the “Depositary”), and the holders from time to time of the Depositary Receipts issued thereunder. The Pre
BRIGHTHOUSE FINANCIAL, INC. Underwriting AgreementUnderwriting Agreement • June 2nd, 2020 • Brighthouse Financial, Inc. • Life insurance • New York
Contract Type FiledJune 2nd, 2020 Company Industry JurisdictionBrighthouse Financial, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed on Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $115,000,000 principal amount of its 5.625% Senior Notes due 2030 (the “Securities”), which form part of the same series as the Company’s outstanding 5.625% Senior Notes due 2030, issued on May 15, 2020. The Securities will be issued pursuant to the Senior Indenture dated as of May 15, 2020, as supplemented by the First Supplemental Indenture, dated as of May 15, 2020 (together, the “Indenture”), each between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
BRIGHTHOUSE FINANCIAL, INC. Underwriting AgreementUnderwriting Agreement • May 15th, 2020 • Brighthouse Financial, Inc. • Life insurance • New York
Contract Type FiledMay 15th, 2020 Company Industry JurisdictionBrighthouse Financial, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed on Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $500,000,000 principal amount of its 5.625% Senior Notes due 2030 (the “Securities”). The Securities will be issued pursuant to a Senior Indenture to be dated as of May 15, 2020, as supplemented by the first supplemental indenture, to be dated as of May 15, 2020 (together, the “Indenture”), each between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
SVB FINANCIAL GROUP 14,000,000 Depositary Shares, each representing a 1/40th interest in a share of ($.001 par value per share, liquidation preference $1,000 per share) Underwriting AgreementUnderwriting Agreement • December 9th, 2019 • SVB Financial Group • State commercial banks • New York
Contract Type FiledDecember 9th, 2019 Company Industry JurisdictionSVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 14,000,000 depositary shares (the “Depositary Shares” or the “Securities”), each representing a 1/40th interest in a share of the 5.250% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.001 per share, liquidation preference $1,000 per share, of the Company (the “Preferred Stock”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued under a deposit agreement (the “Deposit Agreement”) to be dated on or about the Closing Date (as defined below) among the Company, American Stock Transfer and Trust Company, LLC (the
BRIGHTHOUSE FINANCIAL, INC. 17,000,000 Depositary Shares, Each Representing a 1/1,000th Interest in a Share of Underwriting AgreementUnderwriting Agreement • March 25th, 2019 • Brighthouse Financial, Inc. • Life insurance • New York
Contract Type FiledMarch 25th, 2019 Company Industry JurisdictionThe Preferred Shares will, when issued, be deposited by the Company against delivery of depositary receipts (the “Depositary Receipts”) to be issued by the Depositary (as defined below) pursuant to a deposit agreement (the “Deposit Agreement”), to be dated as of March 25, 2019, among the Company, Computershare Inc. and Computershare Trust Company, N.A., acting jointly as depositary (the “Depositary”), and holders from time to time of the Depositary Receipts issued thereunder to evidence the Securities. Each Security will represent a 1/1,000th interest in one Preferred Share pursuant to the Deposit Agreement. The terms of the Preferred Shares will be set forth in a certificate of designations (the “Certificate of Designations”), the proposed form of which has been provided to the Underwriters, to be filed by the Company with the Secretary of State of the State of Delaware.