CORTEX PHARMACEUTICALS, INC. 7,075,000 Shares Warrants to Purchase 2,830,000 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTCortex Pharmaceuticals Inc/De/ • August 27th, 2007 • Pharmaceutical preparations • New York
Company FiledAugust 27th, 2007 Industry JurisdictionThe undersigned, Cortex Pharmaceuticals, Inc., a Delaware corporation (the “Company”), desires to engage JMP Securities LLC as lead placement agent (the “Lead Placement Agent”) and Rodman & Renshaw, LLC as co-placement agent (together with the Lead Placement Agent, the “Placement Agents”), as set forth herein, in connection with the issuance and sale of the Securities (as defined below). The Lead Placement Agent is acting as the representative of the Placement Agents.
TETON ENERGY CORPORATION 964,060 Shares of Common Stock ($0.001 Par Value) 337,421 Warrants PLACEMENT AGENCY AGREEMENTTeton Energy Corp • August 14th, 2007 • Drilling oil & gas wells • New York
Company FiledAugust 14th, 2007 Industry JurisdictionThe undersigned, Teton Energy Corporation, a Delaware corporation (the “Company”), hereby addresses Commonwealth Associates, LP (“COMW”), Ferris, Baker Watts, Incorporated (“FBW”) (each, the “Placement Agent” and collectively, the “Placement Agents”) and confirms its agreement with the Placement Agents as follows:
CAPSTONE TURBINE CORPORATION 40,000,000 Shares Warrants to Purchase 20,000,000 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTCapstone Turbine Corp • January 19th, 2007 • Engines & turbines • New York
Company FiledJanuary 19th, 2007 Industry JurisdictionThe undersigned, Capstone Turbine Corporation, a Delaware corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
NEOMAGIC CORPORATION 2,500,000 Shares Warrants to Purchase 1,250,000 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTNeomagic Corp • December 1st, 2006 • Semiconductors & related devices • New York
Company FiledDecember 1st, 2006 Industry JurisdictionThe undersigned, NeoMagic Corporation, a Delaware corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
7,142,858 Shares Warrants for 1,785,714 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENT8x8 Inc /De/ • December 20th, 2005 • Telephone communications (no radiotelephone) • Delaware
Company FiledDecember 20th, 2005 Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTDelaware • December 16th, 2005
Jurisdiction FiledDecember 16th, 2005