Common Contracts
3 similar Underwriting Agreement contracts by Cushing Royalty & Income Fund, Cushing Renaissance Fund
2,4000,000 Shares THE CUSHING® ROYALTY & INCOME FUND Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • June 18th, 2014 • Cushing Royalty & Income Fund
The Cushing® Royalty & Income Fund, a Delaware statutory trust (the “Fund”) and non-diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are
Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • August 30th, 2012 • Cushing Renaissance Fund • New York
disclose the intention to make any such offer, sale, pledge or disposition, or to enter into any such transaction, swap, hedge or other arrangement, without, in each case, the prior written consent of Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”), which consent may be withheld in Stifel Nicolaus’ sole discretion; provided, however, that if (i) during the last 17 days of the initial Lock-Up Period, the Fund releases earnings results or material news or a material event relating to the Fund occurs or (ii) prior to the expiration of the initial Lock-Up Period, the Fund announces that it will release earnings results during the 16-day period beginning on the last day of the initial Lock-Up Period, then in each case the Lock-Up Period will be automatically extended until the expiration of the 18-day period beginning on the date of release of the earnings results or the occurrence of the material news or material event, as applicable, unless Stifel Nicolaus waives, in writing,
Shares THE CUSHING ROYALTY & INCOME FUND Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • February 23rd, 2012 • Cushing Royalty & Income Fund
make any such offer, sale, pledge or disposition, or to enter into any such transaction, swap, hedge or other arrangement, without, in each case, the prior written consent of Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”), which consent may be withheld in Stifel Nicolaus’ sole discretion; provided, however, that if (i) during the last 17 days of the initial Lock-Up Period, the Fund releases earnings results or material news or a material event relating to the Fund occurs or (ii) prior to the expiration of the initial Lock-Up Period, the Fund announces that it will release earnings results during the 16-day period beginning on the last day of the initial Lock-Up Period, then in each case the Lock-Up Period will be automatically extended until the expiration of the 18-day period beginning on the date of release of the earnings results or the occurrence of the material news or material event, as applicable, unless Stifel Nicolaus waives, in writing, such extension.
