HWH INTERNATIONAL INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 3rd, 2025 • HWH International Inc. • Wholesale-drugs, proprietaries & druggists' sundries • New York
Contract Type FiledJanuary 3rd, 2025 Company Industry Jurisdiction
HWH INTERNATIONAL INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 10th, 2024 • HWH International Inc. • Wholesale-drugs, proprietaries & druggists' sundries • New York
Contract Type FiledDecember 10th, 2024 Company Industry Jurisdiction
NOVAN, INC. 5,261,311 Units, Each Consisting of One Share of Common Stock (or Pre-Funded Warrant in lieu thereof) and a Warrant to Purchase One Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • June 10th, 2022 • Novan, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 10th, 2022 Company Industry JurisdictionSubject to the terms and conditions herein (this “Agreement”) Novan, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of (i) 5,261,311 (the “Shares”) of the Company’s common stock, $0.0001 par value per share (the “Common Stock”) or pre-funded warrants to purchase Shares of Common Stock (the “Pre-Funded Warrants”) in lieu thereof and (ii) warrants (the “Warrants”) to purchase up to an aggregate of 5,261,311 shares of Common Stock (the “Warrant Shares”) directly to various purchasers (each, a “Purchaser” and, collectively, the “Purchasers”) through Oppenheimer & Co. Inc., as Placement Agent (the “Placement Agent”). This Agreement and the documents executed and delivered by the Company and the Purchasers in connection with the Offering (as defined below), including, without limitation, a securities purchase agreement (the “Purchase Agreement”), shall be collectively referred to herein as the “Transaction Documents.” The shares of Common Stock issuabl