Common Contracts
10 similar Underwriting Agreement contracts by Nuveen Build America Bond Opportunity Fund, Highland Distressed Opportunities, Inc., ING Asia Pacific High Dividend Equity Income Fund, others
NUVEEN BUILD AMERICA BOND OPPORTUNITY FUND [—] Common Shares of Beneficial Interest ($[—] par value) UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 2010 • Nuveen Build America Bond Opportunity Fund • New York
NUVEEN BUILD AMERICA BOND OPPORTUNITY FUND [—] Common Shares of Beneficial Interest ($[—] par value) UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2010 • Nuveen Build America Bond Opportunity Fund • New York
NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 [ ] Common Shares of Beneficial Interest ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
The undersigned, Nuveen Mortgage Opportunity Term Fund 2, a Massachusetts business trust (the “Fund”), Nuveen Asset Management, a Delaware corporation (“NAM” or “Adviser”), and Wellington Management Company LLP, a Massachusetts limited liability partnership (“Wellington” or “Subadviser”) address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule I hereto (the “Underwriters”). The Fund proposes to sell to the Underwriters [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Common Shares”) (said shares to be issued and sold by the Fund being hereinafter called the “Underwritten Securities”). The Fund also proposes to grant to the Underwriters an option to purchase up to [ ] additional Common Shares to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Unless otherwise stated
ING INFRASTRUCTURE, INDUSTRIALS AND MATERIALS FUND [ ] Common Shares of Beneficial Interest ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • January 26th, 2010 • ING Infrastructure, Industrials & Materials Fund • New York
The undersigned, ING Infrastructure, Industrials and Materials Fund, a Delaware statutory trust (the “Fund”), ING Investments, LLC, an Arizona limited liability company (the “Adviser”), and ING Investment Management Co., a Connecticut corporation (the “Sub-Adviser” and together with the Adviser, the “Advisers”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule I hereto (the “Underwriters”). The Fund proposes to sell to the Underwriters [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Common Shares”) (said shares to be issued and sold by the Fund being hereinafter called the “Underwritten Securities”). The Fund also proposes to grant to the Underwriters an option to purchase up to [ ] additional Common Shares to cover over-allotments (the “Option Securities”; the Option
NUVEEN MUNICIPAL VALUE FUND 2 [ ] Common Shares of Beneficial Interest ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 24th, 2009 • Nuveen Municipal Value Fund 2 • New York
The undersigned, Nuveen Municipal Value Fund 2, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (“NAM” or “Adviser”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule I hereto (the “Underwriters”). The Fund proposes to sell to the Underwriters [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Common Shares”) (said shares to be issued and sold by the Fund being hereinafter
ING ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND [ ] Common Shares of Beneficial Interest ($0.01 par value) FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • March 27th, 2007 • ING Asia Pacific High Dividend Equity Income Fund • New York
The Fund has entered into an Investment Management Agreement with the Adviser dated as of March 27, 2007, a Custodian Agreement with The Bank of New York dated as of January 6, 2003, as effective with respect to the Fund as of March 27, 2007, a Foreign Custody Manager Agreement with The Bank of New York dated as of January 6, 2003, as
NICHOLAS-APPLEGATE EQUITY & CONVERTIBLE INCOME FUND Common Shares of Beneficial Interest ($0.00001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 21st, 2007 • Nicholas-Applegate Equity & Convertible Income Fund • New York
The undersigned, Nicholas-Applegate Equity & Convertible Income Fund, a Massachusetts business trust (the “Fund”) and Allianz Global Investors Fund Management LLC, a Delaware limited liability company (the “Investment Adviser”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule I hereto (the “Underwriters”). The Fund proposes to sell to the Underwriters shares of its common shares of beneficial interest, par value $0.00001 per share (the “Common Shares”) (said shares to be issued and sold by the Fund being hereinafter called the “Underwritten Securities”). The Fund also proposes to grant to the Underwriters an option to purchase up to additional Common Shares to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Unless otherwise stated, the term “you” as used herein means Citigroup Global Markets In
HIGHLAND DISTRESSED OPPORTUNITIES, INC. 11,700,000 Common Shares Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 16th, 2007 • Highland Distressed Opportunities, Inc. • New York
Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Wachovia Capital Markets, LLC As Representatives of the several Underwriters
FORM OF ING RISK MANAGED NATURAL RESOURCES FUND Common Shares of Beneficial Interest ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • October 24th, 2006 • ING Risk Managed Natural Resources Fund • New York
The undersigned, ING Risk Managed Natural Resources Fund, a Delaware statutory trust (the “Fund”), ING Investments, LLC, an Arizona limited liability company (the “Adviser”), and ING Investment Management Co., a Connecticut corporation (the “Sub-Adviser” and together with the Adviser, the “Advisers”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule I hereto (the “Underwriters”). The Fund proposes to sell to the Underwriters shares of its common shares of beneficial interest, par value $0.01 per share (the “Common Shares”) (said shares to be issued and sold by the Fund being hereinafter called the “Underwritten Securities”). The Fund also proposes to grant to the Underwriters an option to purchase up to additional Common Shares to cover over-allotments (the “Option Securities; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Unless otherwise s
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RETURN FUND INC. Common Shares ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • August 19th, 2005 • Macquarie Global Infrastructure Total Return Fund Inc. • New York
The undersigned, Macquarie Global Infrastructure Total Return Fund Inc., a Maryland corporation (the “Fund”), and Macquarie Infrastructure Fund Adviser, LLC, a Delaware limited liability company (the “Adviser”), address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named on Schedule I hereto (the “Underwriters”). The Fund proposes to sell to the Underwriters shares (the “Underwritten Securities”) of its common stock, par value $0.001 per share (the “Common Shares”). The Fund also proposes to grant to the Underwriters an option to purchase up to additional Common Shares to cover over-allotments (the “Option Securities”). The Underwritten Securities and the Option Securities are hereinafter collectively referred to as the “Securities.” Unless otherwise stated, the term “you” as used herein means Citigroup Global Markets Inc. individually on its own behalf and on behalf of the other Representatives. Certain terms used herein are
