Common Contracts

8 similar Investment Sub-Advisory Agreement contracts by ALPS Series Trust, Northern Lights Fund Trust Iii

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • September 25th, 2018 • ALPS Series Trust • Colorado

This Investment Sub-Advisory Agreement made as of the 24th day of September, 2018, by and among ALPS Series Trust, a Delaware statutory trust, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”), Carret Asset Management, LLC, , a Delaware limited liability company, located at 320 Park Avenue, 18th Floor, New York, New York 10022, (the “Sub-Adviser”), and Manifold Partners, LLC a Delaware limited liability company located at 75 Virginia Road, Box 14, North White Plains, New York 10603 (the “Adviser”).

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INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • September 25th, 2018 • ALPS Series Trust • Colorado

This Investment Sub-Advisory Agreement made as of the 24th day of September, 2018, by and among ALPS Series Trust, a Delaware statutory trust, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“Trust”), Lee Capital Management, L.P., a Delaware limited partnership, located at 57 River Street, Wellesley, MA 02481(“Sub-Adviser”), and Manifold Partners, LLC a Delaware limited liability company located at 75 Virginia Road, Box 14, North White Plains, New York 10603 (“Adviser”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • September 25th, 2018 • ALPS Series Trust • Colorado

This Investment Sub-Advisory Agreement made as of the 6th day of July, 2018, by and among ALPS Series Trust, a Delaware statutory trust, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”), Sage Advisory Services, Ltd. Co., a Texas limited liability company, located at 5900 Southwest Parkway, Building 1, Suite 100, Austin, Texas 78735, (the “Sub-Adviser”), and Meritage Capital, LLC a Delaware limited liability company located at 515 Congress Avenue, Suite 2200, Austin, Texas 78701 (the “Adviser”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • June 13th, 2018 • ALPS Series Trust • Colorado

This Investment Sub-Advisory Agreement made as of the ___day of __________, 2018, by and among ALPS Series Trust, a Delaware statutory trust, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”), Carret Asset Management, LLC, , a Delaware limited liability company, located at 320 Park Avenue, 18th Floor, New York, New York 10022, (the “Sub-Adviser”), and Manifold Partners, LLC a Delaware limited liability company located at 75 Virginia Road, Box 14, North White Plains, New York 10603 (the “Adviser”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • June 13th, 2018 • ALPS Series Trust • Colorado

This Investment Sub-Advisory Agreement made as of the ___day of __________, 2018, by and among ALPS Series Trust, a Delaware statutory trust, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“Trust”), Lee Capital Management, L.P., a Delaware limited partnership, located at 57 River Street, Wellesley, MA 02481(“Sub-Adviser”), and Manifold Partners, LLC a Delaware limited liability company located at 75 Virginia Road, Box 14, North White Plains, New York 10603 (“Adviser”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • July 24th, 2015 • Northern Lights Fund Trust Iii • Colorado

AGREEMENT made as of the 28th day of May, 2015, by and between FDO Partners, LLC, a Massachusetts limited liability company, located at 134 Mt. Auburn Street, Cambridge, MA 02138 (the “Sub-Adviser”), and Good Harbor Financial, LLC, a Delaware limited liability company located at 155 North Wacker Drive, Suite 1850, Chicago, Illinois 60606 (the “Adviser”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • May 29th, 2014 • Northern Lights Fund Trust Iii • Colorado

AGREEMENT made as of the 28 day of May, 2014, by and between FDO Partners, LLC, a Massachusetts limited liability company, located at 134 Mt. Auburn Street, Cambridge, MA 02138 (the “Sub-Adviser”), and Good Harbor Financial, LLC, a Delaware limited liability company located at 155 North Wacker Drive, Suite 1850, Chicago, Illinois 60606 (the “Adviser”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • December 19th, 2013 • ALPS Series Trust • Colorado

AGREEMENT made as of the 9th day of December, 2013, by and among ALPS Series Trust, a Delaware statutory trust, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”), Sage Advisory Services, Ltd. Co., a Texas limited liability company, located at 5900 Southwest Parkway, Building 1, Suite 100, Austin, Texas 78735, (the “Sub-Adviser”), and Meritage Capital, LLC, a Delaware limited liability company located at 114 West 7th Street, #1300, Austin, Texas 78701 (the “Adviser”).

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