Common Contracts
7 similar Selected Dealer Agreement contracts by VII Peaks-KBR Co-Optivist Income BDC II, Inc., Keating Capital Inc, FS Energy & Power Fund II, VII Peaks Co-Optivist Income BDC II, Inc.
FORM OF DEALER MANAGER AGREEMENT Up to $_______,000,000 in Shares of Common Stock, $0.001 par value per share March ____, 2016Selected Dealer Agreement • March 11th, 2016 • VII Peaks Co-Optivist Income BDC II, Inc. • Delaware
The Company has entered into an investment advisory agreement, dated as of August 20, 2013 (the “Investment Advisory Agreement”), with VII Peaks Capital, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
FS ENERGY AND POWER FUND II Up to 300,000,000 Common Shares of Beneficial Interest, $0.001 par value per share DEALER MANAGER AGREEMENT JULY 31, 2014Selected Dealer Agreement • November 12th, 2014 • FS Energy & Power Fund II • Delaware
FS Energy and Power Fund II, a Delaware statutory trust (the “Company”), has registered for public sale (the “Offering”) a maximum of 300,000,000 common shares of beneficial interest, $0.001 par value per share (the “Common Shares”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers, registered investment advisors (“RIA”) and other financial intermediaries (the “Selected Dealers”) participating in the offering at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
FORM OF DEALER MANAGER AGREEMENT Up to $750,000,000 in Shares of Common Stock, $0.001 par value per share September 23, 2013Selected Dealer Agreement • September 27th, 2013 • VII Peaks-KBR Co-Optivist Income BDC II, Inc. • Delaware
The Company has entered into an investment advisory agreement, dated as of August 20, 2013 (the “Investment Advisory Agreement”), with VII Peaks Capital, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
FORM OF DEALER MANAGER AGREEMENTSelected Dealer Agreement • February 15th, 2012 • VII Peaks-KBR Co-Optivist Income BDC II, Inc. • Delaware
FORM OF DEALER MANAGER AGREEMENTSelected Dealer Agreement • December 19th, 2011 • VII Peaks-KBR Co-Optivist Income BDC II, Inc. • Delaware
DEALER MANAGER AGREEMENT KEATING CAPITAL, INC. Up to $100,000,000 in Shares of Common Stock, $0.001 par value per share June 4, 2009Selected Dealer Agreement • June 5th, 2009 • Keating Capital Inc • Colorado
Keating Capital, Inc., a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) a maximum of $100,000,000 in shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased or other special circumstances). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 2.1 below.
FORM OF DEALER MANAGER AGREEMENT ] DEALER MANAGER AGREEMENT KEATING CAPITAL, INC. Up to 10,000,000 Shares of Common Stock, $0.001 par value per shareSelected Dealer Agreement • May 1st, 2009 • Keating Capital Inc • Colorado
Keating Capital, Inc., a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) a maximum of 10,000,000 shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 2.1 below.
