Common Contracts
12 similar Underwriting Agreement contracts by TCP Capital Corp., BlackRock TCP Capital Corp., Special Value Continuation Fund, LLC
BLACKROCK TCP CAPITAL CORP. (a Delaware corporation) $150,000,000 2.850% Notes due 2026 UNDERWRITING AGREEMENT Dated: August 18, 2021Underwriting Agreement • August 20th, 2021 • BlackRock TCP Capital Corp. • New York
The Notes will be issued under an indenture, dated as of August 11, 2017 (the “Base Indenture”), as supplemented by the Third Supplemental Indenture, dated as of February 9, 2021 (the “Third Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The aforesaid $150,000,000 aggregate principal amount of Notes to be purchased by the Underwriters are herein called the “Securities.” The Securities will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”), pursuant to a blanket letter of representations, dated as of June 3, 2014 (the “DTC Agreement”), between the Company and DTC.
BLACKROCK TCP CAPITAL CORP. (a Delaware corporation)Underwriting Agreement • February 4th, 2021 • BlackRock TCP Capital Corp. • New York
The Notes will be issued under an indenture, dated as of August 11, 2017 (the “Base Indenture”), as supplemented by the Third Supplemental Indenture, to be dated as of February 9, 2021 (the “Third Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The aforesaid $175,000,000 aggregate principal amount of Notes to be purchased by the Underwriters are herein called the “Securities.” The Securities will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”), pursuant to a blanket letter of representations, dated as of June 3, 2014 (the “DTC Agreement”), between the Company and DTC.
BLACKROCK TCP CAPITAL CORP. (a Delaware corporation) $50,000,000 3.900% Notes due 2024 UNDERWRITING AGREEMENT Dated: September 25, 2020Underwriting Agreement • September 29th, 2020 • BlackRock TCP Capital Corp. • New York
The Notes will be issued under an indenture, dated as of August 11, 2017 (the “Base Indenture”), as supplemented by the Second Supplemental Indenture, dated as of August 23, 2019 (the “Second Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The aforesaid $50,000,000 aggregate principal amount of Notes to be purchased by the Underwriters are herein called the “Securities.” The Securities will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”), pursuant to a blanket letter of representations, dated as of June 3, 2014 (the “DTC Agreement”), between the Company and DTC.
BLACKROCK TCP CAPITAL CORP. (a Delaware corporation) $50,000,000 3.900% Notes due 2024 UNDERWRITING AGREEMENTUnderwriting Agreement • November 20th, 2019 • BlackRock TCP Capital Corp. • New York
The Notes will be issued under an indenture, dated as of August 11, 2017 (the “Base Indenture”), as supplemented by the Second Supplemental Indenture, dated as of August 23, 2019 (the “Second Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The aforesaid $50,000,000 aggregate principal amount of Notes to be purchased by the Underwriters are herein called the “Securities.” The Securities will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”), pursuant to a blanket letter of representations, dated as of June 3, 2014 (the “DTC Agreement”), between the Company and DTC.
BLACKROCK TCP CAPITAL CORP. (a Delaware corporation) $150,000,000 3.900% Notes due 2024 UNDERWRITING AGREEMENT Dated: August 16, 2019Underwriting Agreement • August 20th, 2019 • BlackRock TCP Capital Corp. • New York
The Notes will be issued under an indenture, dated as of August 11, 2017 (the “Base Indenture”), as supplemented by the Second Supplemental Indenture, dated as of August 23, 2019 (the “Second Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The aforesaid $150,000,000 aggregate principal amount of Notes to be purchased by the Underwriters are herein called the “Securities.” The Securities will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”), pursuant to a blanket letter of representations, dated as of June 3, 2014 (the “DTC Agreement”), between the Company and DTC.
TCP CAPITAL CORP. (a Delaware corporation)Underwriting Agreement • November 3rd, 2017 • TCP Capital Corp. • New York
The Notes will be issued under an indenture, dated as of August 11, 2017 (the “Base Indenture”), as supplemented by the First Supplemental Indenture, dated as of August 11, 2017 (the “First Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The aforesaid $125,000,000 aggregate principal amount of Notes to be purchased by the Underwriters are herein called the “Securities.” The Securities will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”), pursuant to a blanket letter of representations, dated as of June 3, 2014 (the “DTC Agreement”), between the Company and DTC.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 25th, 2017 • TCP Capital Corp. • New York
TCP Capital Corp., a Delaware corporation (the “Company”), Special Value Continuation Partners, LP, a Delaware limited partnership (“SVCP”), Tennenbaum Capital Partners, LLC, a Delaware limited liability company and a registered investment adviser (“TCP”), and Series H of SVOF/MM, LLC, a series of a Delaware limited liability company (the “General Partner” and, collectively with the Company, SVCP and TCP, the “TCP Entities”), confirm their agreement with each of the Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Wells Fargo Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Raymond James & Associates, Inc. are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of share
TCP CAPITAL CORP. (a Delaware corporation) 5,900,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 26th, 2014 • TCP Capital Corp. • New York
TCP CAPITAL CORP. (a Delaware corporation) 5,400,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 1st, 2014 • TCP Capital Corp. • New York
TCP CAPITAL CORP. (a Delaware corporation) 4,500,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 18th, 2013 • TCP Capital Corp. • New York
TCP CAPITAL CORP. (a Delaware corporation) 4,500,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 24th, 2013 • TCP Capital Corp. • New York
TCP CAPITAL CORP. (a Delaware corporation) [ ] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 13th, 2011 • Special Value Continuation Fund, LLC • New York
The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Representatives deem advisable after this Agreement has been executed and delivered.
