NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT THE TEBERG FUNDAgreement • November 22nd, 2023 • Northern Lights Fund Trust Iii • New York
Contract Type FiledNovember 22nd, 2023 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 21st day of November, 2023, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of The Teberg Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Absolute Capital Management, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT Persimmon Long/Short FundAgreement • July 22nd, 2021 • Northern Lights Fund Trust Iii • New York
Contract Type FiledJuly 22nd, 2021 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2021, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Persimmon Long/Short Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, DAKOTA WEALTH, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT SWAN DEFINED RISK ENHANCED FUNDAgreement • November 16th, 2018 • Northern Lights Fund Trust Iii • New York
Contract Type FiledNovember 16th, 2018 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of August, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Swan Defined Risk Enhanced Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Swan Capital Management, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM Dividend Sector Plus FundAgreement • March 3rd, 2015 • Northern Lights Fund Trust Iii • New York
Contract Type FiledMarch 3rd, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of February, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Dividend Sector Plus Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT RAYLOR MANAGED FUTURES STRATEGY FUNDAgreement • February 26th, 2015 • Northern Lights Fund Trust Iii • New York
Contract Type FiledFebruary 26th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of January, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Raylor Managed Futures Strategy Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Raylor Investments, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT ACM DYNAMIC OPPORTUNITY FUNDAgreement • January 13th, 2015 • Northern Lights Fund Trust Iii • New York
Contract Type FiledJanuary 13th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 19th day of November, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the ACM Dynamic Opportunity Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Ascendant Capital Management, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL INCOME FUNDAgreement • October 7th, 2014 • Northern Lights Fund Trust Iii • New York
Contract Type FiledOctober 7th, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND TOTAL RETURN FUNDAgreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York
Contract Type FiledSeptember 3rd, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Total Return Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND MULTI-ASSET INCOME FUNDAgreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York
Contract Type FiledSeptember 3rd, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Multi-Asset Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM Tactical Growth FundAgreement • July 8th, 2014 • Northern Lights Fund Trust Iii • New York
Contract Type FiledJuly 8th, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 7th day of May, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Tactical Growth Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT GOOD HARBOR TACTICAL CURRENCY STRATEGY FUNDAgreement • May 29th, 2014 • Northern Lights Fund Trust Iii • New York
Contract Type FiledMay 29th, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Good Harbor Tactical Currency Strategy Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Good Harbor Financial, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND RISK MANAGED GLOBAL SECTORS FUNDAgreement • April 25th, 2014 • Northern Lights Fund Trust Iii • New York
Contract Type FiledApril 25th, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Risk Managed Global Sectors Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).