AMENDMENT
To Transfer Agency and Service Agreements
Between
State Street Bank and Trust Company
And
Xxxxxxxx Global Series Trust,
Xxxxxxxx Series Trust and
Xxxxxxxx Capital Funds (Delaware)
This Amendment is made as of the 1st day of September, 2005, by State Street
Bank and Trust Company (the "Transfer Agent" or the "Bank") and each of Xxxxxxxx
Global Series Trust, Xxxxxxxx Series Trust and Xxxxxxxx Capital Funds (Delaware)
(each a "Fund", collectively the "Funds"). In accordance with the Transfer
Agency and Service Agreements between Xxxxxxxx Global Series Trust and the
Transfer Agent dated September 1, 2003, Xxxxxxxx Series Trust and the Bank dated
October 27, 1993 and Xxxxxxxx Capital Funds (Delaware) and the Transfer Agent
dated May 28, 1999 (the "Agreements"), the Transfer Agent and/or the Bank and
each Fund desire to amend the Agreements as set forth herein.
NOW THEREFORE, the parties agree as follows:
1. Fees and Expenses. The Fee Schedule dated September 1, 2004 through August
31, 2005 to the Agreements is replaced and superseded with the Fee Schedule
attached hereto and dated September 1, 2005 through August 31, 2006;
2. All defined terms and definitions in the Agreement shall be the same in this
amendment (the "2005 Amendment") except as specifically revised by this 2005
Amendment; and
3. Except as specifically set forth in this 2005 Amendment, all other terms and
conditions of the Agreement shall remain in full force and effect.
AMENDMENT
To Transfer Agency and Service Agreements
Between
State Street Bank and Trust Company
And
Xxxxxxxx Global Series Trust,
Xxxxxxxx Series Trust and
Xxxxxxxx Capital Funds (Delaware)
(continued)
IN WITNESS WHEREOF, the parties hereto have caused this 2005 Amendment to be
executed in their names and on their behalf by and through their duly authorized
officers, as of the day and year first above written.
XXXXXXXX GLOBAL SERIES TRUST STATE STREET BANK AND TRUST COMPANY
By: By:
--------------------------------- ------------------------------------
Xxxxxx X. Xxxxxx
Name: Executive Vice President
-------------------------------
Title:
------------------------------
XXXXXXXX SERIES TRUST XXXXXXXX CAPITAL FUNDS (DELAWARE)
By: By:
--------------------------------- ------------------------------------
Name: Name:
------------------------------- ----------------------------------
Title: Title:
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FEES
Effective: September 1, 2005 through August 31, 2006
General: Fees are billable on a monthly basis at the rate of 1/12 of the annual
fee. A charge is made for an account in the month that an account opens or
closes. Account service fees are the higher of: open account charges plus closed
account charges or the fund minimum.
Annual Account Fees
Daily Dividend Fund $ 14.29/account
Non-Daily Dividend Fund $ 11.44/account
Closed Account Fee $ 2.06/account
Additional Annual Fees
Complex Base Fee $285,734.00
Fund Minimum $ 22,860.00/CUSIP
Activity Based Fees
New Account Set-Up $ 5.71/each
Manual Transactions $ 2.29/each
Shareholder Telephone Calls $ 2.29/each
Correspondence $ 3.43/each
Banking Services
Checkwriting $ 1.10/each
ACH $ 0.40/each
Other Fees (if applicable)
Investor Processing $ 2.00/each
Closed CUSIP (until purged) $ 1,500.00/each
XXX Custodial Fees
Annual Maintenance (paid by Shareholder) $ 10.00/account
Out-of-Pocket Expenses: Out-of-pocket expenses are billed as incurred and
include, but are not limited to: mailing expenses (i.e., statements, checks,
printing, postage, etc.), telecommunication expenses, equipment and software
expenses (Fund-site only), programming expenses, microfiche, AML delegation
duties, freight, bank charges, custom billing, and all other expenses incurred
on the Fund's behalf.
FEES
Effective: September 1, 2005 through August 31, 2006
(continued)
XXXXXXXX GLOBAL SERIES TRUST STATE STREET BANK AND TRUST COMPANY
By: By:
------------------------------------ ---------------------------------
Xxxxxx X. Xxxxxx
Name: Executive Vice President
-----------------------------------
Title:
----------------------------------
XXXXXXXX SERIES TRUST XXXXXXXX CAPITAL FUNDS (DELAWARE)
By: By:
------------------------------------- ---------------------------------
Name: Name:
----------------------------------- -------------------------------
Title: Title:
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