AMENDMENT TO THE AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT
Exhibit h 5 a i
AMENDMENT TO THE AMENDED AND RESTATED
This Amendment to the Amended and Restated Expense Limitation Agreement is hereby made as of the 18th day of June, 2015, between The MainStay Funds and MainStay Funds Trust (each a “Trust” and collectively, the “Trusts”), on behalf of each of the series of the Trusts, and New York Life Investment Management LLC (the “Manager”) (“Amendment”).
WHEREAS, each Trust and the Manager are parties to an Amended and Restated Expense Limitation Agreement, dated February 27, 2015 (the “Agreement”); and
WHEREAS, the parties hereby wish to amend Schedule A of the Agreement to reflect the addition of the MainStay Absolute Return Multi-Strategy Fund.
NOW, THEREFORE, the parties agree as follows:
(i) | Effective June 18, 2015, Schedule A is hereby amended to add the MainStay Absolute Return Multi-Strategy Fund, as set forth in the Schedule attached hereto. |
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Exhibit h 5 a i
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first above written.
By: /s/ Xxxx X. Xxxxxxxxxx
Name: | Xxxx X. Xxxxxxxxxx |
Title: | Treasurer and Principal Financial and |
Accounting Officer |
THE MAINSTAY FUNDS
By: /s/ Xxxx X. Xxxxxxxxxx
Name: | Xxxx X. Xxxxxxxxxx |
Title: | Treasurer and Principal Financial and |
Accounting Officer |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
By: /s/ Xxxxxxx X. Xxxxxx
Name: | Xxxxxxx X. Xxxxxx |
Title: | President |
Exhibit h 5 a i
SCHEDULE
FUND | Total Annual Operating Expense Limit (as a percent of average daily net asset) |
MainStay Absolute Return Multi-Strategy Fund |
Expense Limitation will expire August 29, 2016: Class A: 1.80% Class C: The Adviser will apply an equivalent waiver or reimbursement,
in an equal number of basis points waived for Class A Shares. |