Amendment No. 1 to Amended and Restated Security Agreement
EXHIBIT 10.21
Amendment No. 1 to Amended and Restated Security Agreement
This Amendment No. 1 to Amended and Restated Security Agreement (this “Amendment”) is
entered into as of the Closing Date (as defined in the Credit Agreement defined below), by and
between HearUSA, Inc. (formerly HEARx, LTD.), a Delaware corporation (the “Debtor”), and
SIEMENS HEARING INSTRUMENTS, INC., a Delaware corporation (the “Secured Party”).
Preliminary Statements
A. The Debtor and the Secured Party are parties to a certain Amended and Restated Security
Agreement, dated as of February 10, 2006 (the “Security Agreement”). All capitalized terms
used herein without definition shall have the same meanings herein as such terms have in the
Security Agreement.
B. The Debtor and the Secured Party have entered into a Second Amended and Restated Credit
Agreement dated as of December 30, 2006 (as amended, supplemented or restated from time to time,
“Credit Agreement”).
C. It is a condition to the effectiveness of the Credit Agreement that the Debtor and the
Secured Party enter into this Amendment.
NOW, THEREFORE, in consideration of the benefits to the Debtor, the receipt and sufficiency of
which are hereby acknowledged, the Debtor and the Secured Party hereby agree as follows:
SECTION 1. AMENDMENTS.
1.01 The definition of “Credit Agreement,” as such term is used in the Security Agreement is
amended to read as follows:
“Credit Agreement” means the Second Amended and Restated Credit Agreement dated
as of December 30, 2006, between the Debtor and the Secured Party, as amended, supplemented
or restated from time to time.
1.02. Schedules I, II, III and IV to the Security Agreement shall be amended and restated in
their entirety to read as Schedules I, II, III and IV, respectively, attached hereto.
SECTION 2. REPRESENTATIONS.
In order to induce the Secured Party to execute and deliver this Amendment, the Debtor hereby
represents to the Secured Party that:
(a) This Amendment has been duly executed and delivered by the Debtor and constitutes a
legal, valid and binding obligation of the Debtor enforceable in accordance
with its terms, except to the extent that such enforcement may be limited by applicable
bankruptcy, insolvency, reorganization, moratorium or similar laws affecting creditors’
rights generally and by general principles of equity (whether enforcement is sought by
proceedings in equity or at law); and
(b) as of the date hereof the representations and warranties set forth in the Security
Agreement are and shall be and remain true and correct and the Debtor is in compliance with
the terms and conditions of the Security Agreement.
SECTION 4. MISCELLANEOUS.
4.01. Except as specifically amended herein, the Security Agreement shall continue in full
force and effect in accordance with its original terms. Reference to this specific Amendment need
not be made in the Security Agreement, the Credit Agreement, the Notes, or any other instrument or
document executed in connection therewith, or in any certificate, letter or communication issued or
made pursuant to or with respect to the Security Agreement, any reference in any of such items to
the Security Agreement being sufficient to refer to the Security Agreement as amended hereby.
4.02. This Agreement may be executed in any number of counterparts and by the different
parties hereto on separate counterparts, each of which when so executed and delivered shall be an
original, but both of which shall together constitute one and the same instrument.
4.03. This Amendment shall be governed by, and construed and interpreted in accordance with,
the law of the State of New York without regard to conflict of law principles (other than Sections
5-1401 and 5-1402 of the New York General Obligations Law).
[SIGNATURE PAGE FOLLOWS]
2
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed and delivered
by their respective duly authorized officers as of the date first above written.
| HearUSA, INC. | ||||
| By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇▇ | ||||
| Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇▇ | ||||
| Title: President and CEO | ||||
| SIEMENS HEARING INSTRUMENTS, INC. | ||||
| By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ | ||||
| Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ | ||||
| Title: President and CEO |
Signature Page to Amendment No. 1 to
Amended and Restated Security Agreement
Amended and Restated Security Agreement
SCHEDULE I
CHATTEL PAPER AND INSTRUMENTS
[TO BE UPDATED]
| Notes Payable | ||||
| Name | Principal Balance | |||
HearUSA, Inc. |
||||
AHS/▇▇▇▇▇▇▇ ▇▇▇▇▇ |
$ | 57,180.74 | ||
AHS/▇▇▇▇▇ ▇▇▇▇▇▇▇ |
19,060.20 | |||
Professional Hearing Care |
1,088,888.00 | |||
Professional Hearing Aid Services |
182,811.00 | |||
▇▇▇▇▇▇▇ Hearing Centers |
328,125.00 | |||
Meadowbrook Hearing Aid Center |
112,500.00 | |||
$5.5 million Notes |
5,060,000.00 | |||
$7.5 million Notes |
7,500,000.00 | |||
SCHEDULE II
COMMERCIAL TORT CLAIMS
None
SCHEDULE III
DEBTOR AND COLLATERAL DETAILS
[TO BE UPDATED]
1. Inventory & Equipment Locations:
| LOCATION | PROPERTY | TOWN | ZIP | |||||
| NAME /# | ADDRESS | NAME | STATE | CODE | ||||
CORPORATE ▇▇▇▇▇▇ |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
CALL CENTER |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
Corporate Warehouse |
▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19001 |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇., ▇▇▇. ▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19003 |
▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇. | ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19004 |
▇▇▇▇▇ ▇▇ ▇▇▇▇ ▇▇. | ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19005 |
▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19007 |
▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19008 |
▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19010 |
▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇. | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19012 |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇. | ▇▇▇▇ ▇▇ ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19015 |
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19016 |
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19018 |
▇▇▇▇-▇▇/▇▇ ▇. ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19022 |
▇▇▇▇▇ ▇.▇. ▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19024 |
▇▇▇ ▇. ▇.▇. ▇▇▇. #▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19038 |
▇▇▇▇ ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19051 |
▇▇▇▇-▇▇▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19061 |
▇▇▇▇-▇▇▇▇ ▇.▇. ▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19063 |
▇▇▇▇ ▇. ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇▇▇ ▇▇. ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19065 |
▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19080 |
▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19082 |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇. ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19083 |
30220 - ▇▇▇ ▇▇ ▇▇▇▇▇▇▇ ▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19084 |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇. | ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19085 |
▇▇▇▇ ▇. ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19087 |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇. | ▇▇. ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19088 |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ #▇▇▇ | ▇▇▇▇ ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19091 |
▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19092 |
▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇-▇▇▇▇ | ||||
19093 |
▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇. | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
19094 |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇-▇▇▇▇ | ||||
19095 |
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ |
| LOCATION | PROPERTY | TOWN | ZIP | |||||
| NAME /# | ▇▇▇▇▇▇▇ | ▇▇▇▇ | ▇▇▇▇▇ | ▇▇▇▇ | ||||
▇▇▇▇▇ |
▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇. | ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
29000 |
▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇. | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
29401 |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
29402 |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
29403 |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
29412 |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
29414 |
▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
29421 |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
29441 |
▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
32301 |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
32670 |
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
32670 |
▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ #▇ | ▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
32673 |
▇▇▇▇ ▇. ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇-▇▇▇▇ | ||||
32674 |
▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇-▇▇▇▇ | ||||
32675 |
▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
32676 |
▇▇▇▇ ▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇-▇▇▇▇ | ||||
32677 |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
32678 |
▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
33802 |
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
33811 |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇. | ▇▇. ▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
35911 |
▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇. ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
35913 |
▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
35914 |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
35915 |
▇▇▇▇ ▇ ▇▇▇ ▇▇▇▇▇▇ | ▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇-▇▇▇▇ | ||||
35916 |
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
35921 |
▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
35931 |
▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇. ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇-▇▇▇▇ | ||||
40001 |
▇▇▇▇-▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇ ▇▇▇ ▇▇▇▇ | ▇▇ | 7093 | ||||
40002 |
▇▇ ▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40003 |
▇▇▇ ▇▇▇▇ ▇▇. | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40004 |
▇▇▇▇ ▇▇. ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40005 |
▇▇▇▇ ▇▇▇▇▇ ▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40006 |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40007 |
▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
▇▇▇▇▇ |
▇▇▇▇▇▇▇▇ ▇▇▇▇ - Space 1224 | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40009 |
1500 Route ▇▇ ▇▇▇▇▇ | ▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40011 |
▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40012 |
▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40013 |
▇▇▇ ▇▇▇▇▇ ▇▇ ▇▇▇▇ & ▇▇▇▇▇▇ ▇▇▇ | Tom's River | NJ | 8753 | ||||
40014 |
▇▇▇ ▇. ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
40015 |
▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||
| ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ | ||||||||
42001 |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ |
| LOCATION | PROPERTY | TOWN | ZIP | |||||
| NAME /# | ▇▇▇▇▇▇▇ | ▇▇▇▇ | ▇▇▇▇▇ | ▇▇▇▇ | ||||
▇▇▇▇▇ |
▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||
42003 |
▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇-▇▇▇▇ | ||||
42004 |
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42005 |
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42006 |
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42007 |
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42008 |
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42009 |
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42011 |
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42012 |
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42013 |
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42017 |
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42201 |
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42202 |
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42203 |
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43651 |
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43652 |
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43654 |
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43655 |
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43658 |
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43659 |
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43660 |
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80601 |
▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇. | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇▇ | ||||
80602 |
▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇▇ | ||||
80603 |
▇▇▇▇ ▇▇▇▇▇ ▇'▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇▇ | ||||
80604 |
▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80605 |
▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇▇ | ||||
80611 |
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80612 |
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80613S |
▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80621 |
▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80622S |
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80623 |
▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80625 |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80626 |
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80627 |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80628S |
▇▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80631 |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80632 |
▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
▇▇▇▇▇ |
▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ | ||||
80634 |
▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇ ▇▇▇ |
| 2. | Office of Record for Accounts and Other Collateral: ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇ | |
| 3. | Debtor Organization: |
| a. | Legal Name: HearUSA, Inc. | ||
| b. | State of Incorporation: Delaware | ||
| c. | Principal Place of Business: Southeast Florida, West Coast of Florida, New York City metropolitan area, New Jersey and Southern California | ||
| d. | Chief Executive Office: ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇ |
| 4. | Debtor’s Trade Names: “HEARx LTD.”, “Helix Hearing Care of America Corp.”, and “National Ear Care Plan.” | |
| 5. | Debtor’s TAX ID Number: ▇▇-▇▇▇▇▇▇▇ |
SCHEDULE IV
PATENTS, COPYRIGHTS AND TRADEMARKS
[TO BE UPDATED]
| 1. | Registered Trademarks: |
| a. | “HEARx” design plus words, letters and/or numbers, registered January 5, 1988, registration number 1471748. | ||
| b. | “Your Prescription for Better Hearing” typed drawing, registered September 6, 1988, registration number 15032594. |
| 2. | Trademarks in Registration: |
| a. | “InTouch” design plus words, letters and/or numbers, published in Official Gazette April 17, 2001, serial number 76/107038. | ||
| b. | “International Hearing Services” words, letters or numbers in typed form, filed March 13, 2001, serial number 76/224010. | ||
| c. | “EAR & WAVE” design, registered September 20, 2000, registration number TMA533,047 | ||
| d. | “EAR & WAVE” design, registered June 6, 2000, registration number 2,354,656. | ||
| e. | “HEARUSA” and design, registered March 28, 2000, registration number 2,336,648. | ||
| f. | “Helix”, registered November 7, 2000, registration number TMA536,819. | ||
| g. | “Helix Hearing Care Centre”, registered September 10, 2001, registration number TMA550,544. | ||
| h. | “Helix Hearing Care Centre” and design, registered September 28, 2001, registration number TMA551,743. | ||
| i. | “Prestige”, registered June 22, 2004, registration number 78/310,914. | ||
| j. | “It’s Clear We Care”, registered February 1, 2005, registration number 78/174,387. |
| 3. | Common Law Trademarks, Copyrights and other Intellectual Property: |
| a. | “HELP Class” Name and design | ||
| b. | Content of HELP Class Handbook & Classroom Materials | ||
| c. | Programming and Content of “Center Management System” or “CMS” | ||
| d. | Programming and Content of “Customer Contact Plan” | ||
| e. | Programming and Content of Telemarketing Scripts, Customer Service Screens, and Call Management Flowcharts | ||
| f. | All creative content of advertisements, direct mail, brochures and public communications | ||
| g. | Content of JCAHO-compliant operating policies and procedures | ||
| h. | Content of HEARx Practice Guidelines for Clinical Services | ||
| i. | Center Operating Manual & Management Policies | ||
| j. | Sales & Customer Service training programs | ||
| k. | New Employee Training Manuals |
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