First Amendment to Fund Participation Agreement
First Amendment to the Fund Participation Agreement dated January 1, 2013 (the “Agreement”) made by and among Forethought Life Insurance Company, Hartford Funds Management Company, LLC, Hartford Investment Financial Services Company, Inc. and each of the Investment Companies listed of Schedule A.
In accordance with Article XIII, Section 13.11 of the Agreement, the parties hereby amend the Agreement as follows:
1. References to “Hartford Investment Financial Services Company, Inc.” and “HIFSCO” are hereby changed to “Hartford Funds Distributors, LLC” and “HFD” respectively.
2. Schedule A to the Agreement is deleted and replaced in its entirety by a new Schedule A, effective as of May 1, 2014.
IN WITNESS WHEREOF, the undersigned parties have executed this Agreement to be effective upon the date below.
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Date: |
April 29, 2014 |
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Forethought Life Insurance Company | |
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By its authorized officer, | |
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By: |
/s/ ▇▇▇▇ ▇. ▇▇▇▇ |
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Name: |
▇▇▇▇ ▇. ▇▇▇▇ |
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Title: |
Sr. Vice President |
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Date: |
April 29, 2014 |
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Hartford Funds Management Company, LLC | |
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By its authorized officer, | |
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By: |
/s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇ |
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Name: |
▇▇▇▇▇▇▇ ▇▇▇▇▇ |
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Title: |
Chief Financial Officer |
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Date: |
April 29, 2014 |
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Hartford Funds Distributors, LLC | |
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By its authorized officer, | |
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By: |
/s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇ |
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Name: |
▇▇▇▇▇▇▇ ▇▇▇▇▇ |
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Title: |
Chief Financial Officer |
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Date: |
April 29, 2014 |
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Each Investment Company Listed on Schedule A | |
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By its authorized officer, | |
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By: |
/s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ |
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Name: |
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ |
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Title: |
Vice President and Chief Legal Officer |
Schedule A
Effective May 1, 2014
INVESTMENT COMPANIES
Hartford Capital Appreciation HLS Fund
Hartford Dividend and Growth HLS Fund
Hartford Growth HLS Fund
Hartford Growth Opportunities HLS Fund
Hartford High Yield HLS Fund
Hartford Index HLS Fund
Hartford International Opportunities HLS Fund
Hartford Portfolio Diversifier HLS Fund
Hartford Total Return Bond Fund
Hartford Value HLS Fund
SEPARATE ACCOUNTS
Forethought Life Insurance Company Separate Account A
PORTFOLIO HOLDINGS
With respect to the Hartford Portfolio Diversifier HLS Fund, the Fund, Adviser and Distributor agree to make available specific Portfolio Holdings described below that are publicly available for use by the Company. Such Portfolio Holdings will be made available on Portfolio Diversifier Fund rebalancing and futures roll dates. The Portfolio Holdings will be continuously available provided any assets of Forethought variable annuity contracts are invested in the Hartford Portfolio Diversifier HLS Fund.
Portfolio Holdings:
1. S&P 500 Sleeve Amount
2. BarcAgg Sleeve Amount
3. Target Cash Amount
4. Long-term Options Sleeve Amount
5. Futures Sleeve Amount