FIRST AMENDMENT
TO FUND ACCOUNTING AND SERVICES AGREEMENT
DATED SEPTEMBER 4, 2001,
BY AND AMONG
ACCESSOR FUNDS, INC.,
ACCESSOR CAPITAL MANAGEMENT LP AND
ALPS MUTUAL FUNDS SERVICES, INC.
THIS AMENDMENT is made as of December 31, 2002, by and between Accessor
Funds, Inc., a corporation established under the laws of the State of Maryland
(the "Fund"), Accessor Capital Management LP, a Washington limited partnership
("Accessor"), and ALPS Mutual Funds Services, Inc., a Colorado corporation
("ALPS").
WHEREAS, the Fund, Accessor and ALPS have entered into a Fund
Accounting and Services Agreement (the "Agreement") dated September 4, 2001;
WHEREAS, effective October 21, 2002, ALPS has moved to 0000 Xxxxxxxx,
Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000;
WHEREAS, effective December 31, 2002, an additional class of shares for
each Portfolio of the Fund was created; and
WHEREAS, in light of the foregoing, the Fund, Accessor, and ALPS wish
to modify the provisions of the Agreement to reflect ALPS' new address and the
additional class of shares for each Portfolio, and the resulting increase of the
fee paid to ALPS.
NOW, THEREFORE, the parties hereto, intending to be legally bound,
agree as follows:
1. ALPS' Address. All references to ALPS' address as 000 00xx
Xxxxxx, Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000 within the Agreement
shall be replaced with 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx,
Xxxxxxxx 00000.
2. Appendix A. Appendix A of the Agreement shall be replaced with
Appendix A, attached hereto and incorporated herein by reference.
3. Appendix C. Appendix C of the Agreement shall be replaced with
Appendix C, attached hereto and incorporated herein by reference.
4. Miscellaneous. Other than as amended hereby, all terms and
conditions of the Agreement are unchanged and remain in full
force and effect. This Amendment shall be deemed to be an
amendment to the Agreement and shall be governed by the laws of
the State of Colorado.
IN WITNESS WHEREOF, this Amendment has been executed by a duly
authorized representative of each of the parties hereto as of the date of the
Amendment first set forth above.
ACCESSOR FUNDS, INC.
By:
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Name:
---------------------------------
Title:
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ACCESSOR CAPITAL MANAGEMENT LP
By:
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Name:
---------------------------------
Title:
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ALPS MUTUAL FUNDS SERVICES, INC.
By:
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Name: Xxxxxx X. May
Title: Senior Vice President
APPENDIX A
ACCESSOR FUNDS
Actively Managed Funds
Growth Fund Investor, Adviser and C Classes
Value Fund Investor, Adviser and C Classes
Small to Mid Cap Fund Investor, Adviser and C Classes
International Equity Fund Investor, Adviser and C Classes
High Yield Fund Investor, Adviser and C Classes
Intermediate Fixed-Income Fund Investor, Adviser and C Classes
Short-Intermediate Fixed-Income Fund Investor, Adviser and C Classes
Mortgage Securities Fund Investor, Adviser and C Classes
U.S. Government Money Fund Investor, Adviser and C Classes
Allocation Funds
Accessor Income Allocation Fund Investor, Adviser and C Classes
Accessor Income & Growth Allocation Fund Investor, Adviser and C Classes
Accessor Balanced Allocation Fund Investor, Adviser and C Classes
Accessor Growth & Income Allocation Fund Investor, Adviser and C Classes
Accessor Growth Allocation Fund Investor, Adviser and C Classes
Accessor Aggressive Growth Allocation Fund Investor, Adviser and C Classes
APPENDIX C
FEES AND EXPENSES
BASE FEE (CALCULATED DAILY, PAYABLE MONTHLY)
Combined assets of all portfolios: annual fee of the greater of
* $360,000; or
* .0275% (2.75 basis points) of combined average daily net
assets of all portfolios up to $1 billion, and .02% (2 basis
points) thereafter.
OUT-OF-POCKET EXPENSES
Securities Pricing
