EXHIBIT (9)(I)
United States Trust Company of New York
000 Xxxx 00xx Xxxxxx
Xxx Xxxx, XX 00000
September 11, 1997
Chase Global Funds Services Company
00 Xxxxxxx Xxxxxx
Xxxxxx, XX 00000-0000
Gentlemen:
United States Trust Company of New York ("U.S. Trust"), and Chase Global
Funds Services Company ("CGFSC"), are parties to a Mutual Funds Sub-Transfer
Agency Agreement made as of September 1, 1995 (the "Agreement"). Excelsior
Funds, Inc. (the "Company"), has retained U.S. Trust to serve as the Company's
transfer agent, registrar and dividend disbursing agent. U.S. Trust, by way of
the Agreement, has assigned its duties and obligations to CGFSC.
The Company has established classes of shares for two new portfolios, the
Large Cap Growth Fund and the Real Estate Fund (the "New Funds"). This letter
shall serve as written notice that U.S. Trust desires to retain CGFSC to serve
as sub-transfer agent, sub-registrar and sub-dividend disbursing agent under and
in accordance with the terms of the Agreement, whereupon the New Funds shall be
subject to the provisions of the Agreement to the same extent as the funds
currently covered by the Agreement.
Please sign below to signify CGFSC's agreement to serve as sub-transfer
agent, sub-registrar and sub-dividend disbursing agent for each class and/or
series of common stock of the Company with respect to the New Funds for the
period and on the terms set forth in the Agreement.
Very truly yours,
UNITED STATES TRUST COMPANY OF NEW YORK
By: /s/ Xxxxxxx X. Xxxxx
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Name: Xxxxxxx X. Xxxxx
---------------------------------
Title: Executive Vice President
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Agreed to and Accepted intending
to be legally bound hereby
CHASE GLOBAL FUNDS SERVICES COMPANY
By: /s/ Xxxxxx X. Xxxxx
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Name: Xxxxxx X. Xxxxx
--------------------------------
Title: Chairman & CEO
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