Amendment to Exhibit A of the Management Agreement Between Simplify Exchange Traded Funds and Simplify Asset Management Inc.
Exhibit (d)(16)(iv)
Amendment to Exhibit A of the Management Agreement
Between
Simplify Exchange Traded Funds
and
Simplify Asset Management Inc.
This amendment (the “Amendment”) to the Management Agreement (the “Agreement”) by and between Simplify Exchange Traded Funds (the “Trust”) and Simplify Asset Management Inc. (“SAMI”) is entered into with effect as of July 8, 2024 (the “Effective Date”).
WHEREAS, the Trust and ▇▇▇▇ (the “Parties”) desire to amend Exhibit A of the Agreement to reflect the addition of funds; and
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:
| 1. | Capitalized terms not otherwise defined herein shall have the meanings set forth in Agreement. |
| 2. | Exhibit A of the Agreement is hereby deleted in its entirety and replaced by the Exhibit A attached hereto. |
| 3. | Except as expressly amended hereby, all of the provisions of the Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein. |
| 4. | This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware. |
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
| SIMPLIFY EXCHANGE TRADED FUNDS | SIMPLIFY ASSET MANAGEMENT INC. | |||
| By: | /s/ ▇▇▇▇ ▇▇▇ | By: | /s/ ▇▇▇▇ ▇▇▇ | |
| ▇▇▇▇ ▇▇▇, President | ▇▇▇▇ ▇▇▇, Chief Executive Officer | |||
Exhibit A
| Fund | Ticker | Percentage
of Average Fund Daily Net Assets |
Effective Date |
| Simplify Aggregate Bond ETF | AGGH | 0.50% | January 4, 2022 |
| Simplify Bitcoin Strategy PLUS Income ETF | MAXI | 0.85% | September 19, 2022 |
| Simplify Commodities Strategy No K-1 ETF | HARD | 0.75% | March 22, 2023 |
| Simplify Enhanced Income ETF | HIGH | 0.50% | October 19, 2022 |
| Simplify Health Care ETF | PINK | 0.50% | September 30, 2021 |
| Simplify Hedged Equity ETF | HEQT | 0.50% | September 9, 2021 |
| Simplify High Yield PLUS Credit Hedge ETF | CDX | 0.50% | January 4, 2022 |
| Simplify Interest Rate Hedge ETF | PFIX | 0.50% | May 7, 2021 |
| Simplify Intermediate Term Treasury Futures Strategy ETF | TYA | 0.25% | September 9, 2021 |
| Simplify Macro Strategy ETF | FIG | 0.75% | January 4, 2022 |
| Simplify Managed Futures Strategy ETF | CTA | 0.75% | January 4, 2022 |
| Simplify Multi-QIS Alternative ETF | QIS | 1.00% | May 26, 2023 |
| Simplify Opportunistic Income ETF | CRDT | 0.95% | May 26, 2023 |
| Simplify Propel Opportunities ETF | SURI | 2.75% ($0 to $1b) | December 9, 2022 |
| 2.50% (Over $1B to $5B) | |||
| 2.00% (Over $5B to $10B) | |||
| 1.00% (Over $10B) |
| Simplify Short Term Treasury Futures Strategy ETF | TUA | 0.25% | October 19, 2022 |
A-1
| Simplify Stable Income ETF | BUCK | 0.35% | October 19, 2022 |
| Simplify U.S. Equity PLUS GBTC ETF | SPBC | 0.50% | May 7, 2021 |
| Simplify U.S. Equity PLUS Convexity ETF | SPYC | 0.50% | November 23, 2020 |
| Simplify U.S. Equity PLUS Downside Convexity ETF | SPD | 0.50% | November 23, 2020 |
| Simplify U.S. Equity PLUS Upside Convexity ETF | SPUC | 0.50% | November 23, 2020 |
| Simplify Volatility Premium ETF | SVOL | 0.50% | May 7, 2021 |
| Simplify Volt Robocar Disruption and Tech ETF | VCAR | 0.50% | November 23, 2020 |
| Simplify MBS ETF | MTBA | 0.25% | October 23, 2023 |
| Simplify US Equities PLUS QIS ETF | SPQ | 0.50% | October 23, 2023 |
| Simplify Boosted US Equity Active ETF | AIUS | 0.25% | |
| Simplify Boosted US Quality Active ETF | AIQU | 0.25% | |
| Simplify Boosted US Value Active ETF | AIVA | 0.25% | |
| Simplify Opportunistic Equity ETF | SOEQ | 1.00% | |
| Simplify ▇▇▇▇ India Opportunities ETF | IOPP | 1.00% | February 15, 2024 |
| Simplify Next Intangible Core Index ETF | NXTI | 0.25% | April 15, 2024 |
| Simplify Next Intangible Value Index ETF | NXTV | 0.25% | April 15, 2024 |
| Simplify Gamma Emerging Market Bond ETF | GAEM | 0.95% | July 8, 2024 |
| Simplify National Muni Bond ETF | NMB | 0.50% | July 8, 2024 |
A-2