BUFFALO FUNDS AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENT
AMENDMENT TO THE
AMENDED AND RESTATED CUSTODY AGREEMENT
THIS AMENDMENT to the Amended and Restated Custody Agreement (the “Agreement”) dated as of April 16, 2014, is entered into by and among Xxxxxxxxx Capital Management, Inc., a Kansas corporation (“KCM”), U.S. Bank National Association, N.A., a national banking association (the “Custodian”) and Buffalo Funds (the “Trust”), a Delaware statutory trust, on behalf of its series (each a “Fund” and collectively, the “Funds”), is entered into by the parties effective as of October 15, 2014.
RECITALS
WHEREAS, KCM is registered as an investment adviser under the Investment Advisers Act of 1940 and is the investment adviser and manager of the Funds; and
WHEREAS, the Custodian is a bank having the qualifications prescribed in Section 26(a)(1) of the 1940 Act; and
WHEREAS, the parties desire to amend the Amended and Restated Custody Agreement to amend fees;
NOW, THEREFORE, the parties agree as follows:
Exhibit D, the Global Sub-Custodial Fees, is replaced in its entirety by Amended Exhibit D attached hereto.
Except to the extent supplemented hereby, the Amended and Restated Custody Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year written above.
U.S. BANK NATIONAL ASSOCIATION
|
XXXXXXXXX CAPITAL MANAGEMENT, INC.
|
||
By:
|
/s/ Xxxxxxx X. XxXxx
|
By:
|
/s/ Xxxx X. Xxxxxxxxx
|
Xxxxxxx X. XxXxx, Senior Vice President
|
Xxxx X. Xxxxxxxxx, President
|
||
By:
|
/s/ Xxxx X. Xxxxxxxx
|
||
Xxxx X. Xxxxxxxx, President
|
1
Amended Exhibit D
Global Sub-Custodial Services Fee Schedule and Eligible Foreign Custodians at December, 2014
GLOBAL SUB-CUSTODIAL SERVICES
ANNUAL FEE SCHEDULE
|
||||||||
Country
|
Instrument
|
Safekeeping
(BPS)
|
Transaction
Fee
|
Country
|
Instrument
|
Safekeeping
(BPS)
|
Transaction
Fee
|
|
Argentina
|
All
|
[ ]
|
$[ ]
|
Latvia
|
Equities/Bonds
|
[ ]
|
$[ ]
|
|
Australia
|
All
|
[ ]
|
$[ ]
|
Latvia
|
Gov't Bonds
|
[ ]
|
$[ ]
|
|
Austria
|
Equities/Bonds
|
[ ]
|
$[ ]
|
Lebanon
|
All
|
[ ]
|
$[ ]
|
|
Austria
|
Depo Receipt
|
[ ]
|
$[ ]
|
Lithuania
|
All
|
[ ]
|
$[ ]
|
|
Austria
|
non ATS ALL
|
[ ]
|
$[ ]
|
Luxembourg
|
All
|
[ ]
|
$[ ]
|
|
Bahrain
|
All
|
[ ]
|
$[ ]
|
Malaysia
|
All
|
[ ]
|
$[ ]
|
|
Bangladesh
|
All
|
[ ]
|
$[ ]
|
Mali
|
All
|
[ ]
|
$[ ]
|
|
Belgium
|
All
|
[ ]
|
$[ ]
|
Malta
|
All
|
[ ]
|
$[ ]
|
|
Benin
|
All
|
[ ]
|
$[ ]
|
Mauritius
|
All
|
[ ]
|
$[ ]
|
|
Bermuda
|
All
|
[ ]
|
$[ ]
|
Mexico
|
All
|
[ ]
|
$[ ]
|
|
Bolivia
|
All
|
[ ]
|
$[ ]
|
Morocco
|
All
|
[ ]
|
$[ ]
|
|
Botswana
|
All
|
[ ]
|
$[ ]
|
Namibia
|
All
|
[ ]
|
$[ ]
|
|
Brazil
|
All
|
[ ]
|
$[ ]
|
Netherlands
|
All
|
[ ]
|
$[ ]
|
|
Bulgaria
|
All
|
[ ]
|
$[ ]
|
New Zealand
|
All
|
[ ]
|
$[ ]
|
|
Burkina Faso
|
All
|
[ ]
|
$[ ]
|
Niger
|
All
|
[ ]
|
$[ ]
|
|
Canada
|
All
|
[ ]
|
$[ ]
|
Nigeria
|
All
|
[ ]
|
$[ ]
|
|
Cayman Islands
|
All
|
[ ]
|
$[ ]
|
Norway
|
All
|
[ ]
|
$[ ]
|
|
Channel Islands
|
All
|
[ ]
|
$[ ]
|
Oman
|
All
|
[ ]
|
$[ ]
|
|
Chile
|
All
|
[ ]
|
$[ ]
|
Pakistan
|
All
|
[ ]
|
$[ ]
|
|
China-Shanghai
|
All
|
[ ]
|
$[ ]
|
Palestinian
|
All
|
[ ]
|
$[ ]
|
|
China-Shenzhen
|
All
|
[ ]
|
$[ ]
|
Peru
|
All
|
[ ]
|
$[ ]
|
|
Columbia
|
All
|
[ ]
|
$[ ]
|
Philippines
|
All
|
[ ]
|
$[ ]
|
|
Costa Rica
|
All
|
[ ]
|
$[ ]
|
Poland
|
All
|
[ ]
|
$[ ]
|
|
Croatia
|
All
|
[ ]
|
$[ ]
|
Portugal
|
All
|
[ ]
|
$[ ]
|
|
Cyprus
|
All
|
[ ]
|
$[ ]
|
Qatar
|
All
|
[ ]
|
$[ ]
|
|
Czech Republic
|
All
|
[ ]
|
$[ ]
|
Romania
|
All
|
[ ]
|
$[ ]
|
|
Denmark
|
All
|
[ ]
|
$[ ]
|
Russia
|
Equities/Bonds
|
[ ]
|
$[ ]
|
|
EASDAQ
|
All
|
[ ]
|
$[ ]
|
Russia
|
MINFIN
|
[ ]
|
$[ ]
|
|
Ecuador
|
All
|
[ ]
|
$[ ]
|
Senegal
|
All
|
[ ]
|
$[ ]
|
|
Egypt
|
All
|
[ ]
|
$[ ]
|
Singapore
|
All
|
[ ]
|
$[ ]
|
|
Estonia
|
All
|
[ ]
|
$[ ]
|
Slovak Republic
|
All
|
[ ]
|
$[ ]
|
|
Euromarkets
|
All
|
[ ]
|
$[ ]
|
Slovenia
|
All
|
[ ]
|
$[ ]
|
|
Finland
|
All
|
[ ]
|
$[ ]
|
South Africa
|
All
|
[ ]
|
$[ ]
|
|
France
|
All
|
[ ]
|
$[ ]
|
South Korea
|
All
|
[ ]
|
$[ ]
|
|
Germany
|
All
|
[ ]
|
$[ ]
|
Spain
|
All
|
[ ]
|
$[ ]
|
|
Ghana
|
All
|
[ ]
|
$[ ]
|
Sri Lanka
|
All
|
[ ]
|
$[ ]
|
|
Greece
|
All
|
[ ]
|
$[ ]
|
Swaziland
|
All
|
[ ]
|
$[ ]
|
|
Guinea Bissau
|
All
|
[ ]
|
$[ ]
|
Sweden
|
All
|
[ ]
|
$[ ]
|
|
Hong Kong
|
All
|
[ ]
|
$[ ]
|
Switzerland
|
All
|
[ ]
|
$[ ]
|
|
Hungary
|
All
|
[ ]
|
$[ ]
|
Taiwan
|
All
|
[ ]
|
$[ ]
|
|
Iceland
|
All
|
[ ]
|
$[ ]
|
Thailand
|
All
|
[ ]
|
$[ ]
|
|
India
|
All
|
[ ]
|
$[ ]
|
Togo
|
All
|
[ ]
|
$[ ]
|
|
Indonesia
|
All
|
[ ]
|
$[ ]
|
Trinidad & Tobago
|
All
|
[ ]
|
$[ ]
|
|
Ireland
|
All
|
[ ]
|
$[ ]
|
Tunisia
|
All
|
[ ]
|
$[ ]
|
|
Israel
|
All
|
[ ]
|
$[ ]
|
Turkey
|
All
|
[ ]
|
$[ ]
|
|
Italy
|
All
|
[ ]
|
$[ ]
|
UAE
|
All
|
[ ]
|
$[ ]
|
|
Ivory Coast
|
All
|
[ ]
|
$[ ]
|
United Kingdom
|
All
|
[ ]
|
$[ ]
|
|
Jamaica
|
All
|
[ ]
|
$[ ]
|
Ukraine
|
All
|
[ ]
|
$[ ]
|
|
Japan
|
All
|
[ ]
|
$[ ]
|
Uruguay
|
All
|
[ ]
|
$[ ]
|
|
Jordan
|
All
|
[ ]
|
$[ ]
|
Venezuela
|
All
|
[ ]
|
$[ ]
|
|
Kazakhstan
|
Equities
|
[ ]
|
$[ ]
|
Vietnam
|
All
|
[ ]
|
$[ ]
|
|
Kazakhstan
|
Bonds
|
[ ]
|
$[ ]
|
Zambia
|
All
|
[ ]
|
$[ ]
|
|
Kenya
|
All
|
[ ]
|
$[ ]
|
Zimbabwe
|
All
|
[ ]
|
$[ ]
|
Base Fee and Out of Pocket Expenses: A monthly base charge of $[ ]per account (fund) will apply, plus any out of pocket expenses.
*Any Non-Eurobond assets held in CEDEL and Euroclear will be charged at the local market price quote.
** All fees quoted are payable monthly
2