EXHIBIT 4.30
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THIRD SUPPLEMENTAL INDENTURE
Dated as of October 1, 2002
to Indenture
Dated as of December 12, 2000
Among
AMERISOURCE HEALTH CORPORATION, as Issuer,
AMERISOURCE CORPORATION, as Guarantor
and
BANK ONE TRUST COMPANY, N.A., as Trustee
__________________
5% Convertible Subordinated Notes due December 1, 2007
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This THIRD SUPPLEMENTAL INDENTURE dated as of October 1, 2002 ("Third
Supplemental Indenture"), is among AMERISOURCE HEALTH CORPORATION, a corporation
duly organized and existing under the laws of the State of Delaware (the
"Company"), AMERISOURCE CORPORATION, a corporation duly organized and existing
under the laws of the State of Delaware, as guarantor (the "Subsidiary
Guarantor"), AMERISOURCEBERGEN CORPORATION, a corporation duly organized and
existing under the laws of the State of Delaware (the "Parent"), the companies
listed on Schedule I attached hereto (individually, an "Additional Subsidiary
Guarantor," and collectively, the "Additional Subsidiary Guarantors"),
subsidiaries of the Company, and BANK ONE TRUST COMPANY, N.A., a national
banking association organized under the laws of the United States, as Trustee
hereunder (the "Trustee").
RECITALS
WHEREAS, the Company, the Subsidiary Guarantor and the Trustee have
heretofore duly executed and delivered an Indenture dated as of December 12,
2000, with respect to the 5% Convertible Subordinated Notes due December 1, 2007
of the Company (the "Securities"), and such obligations of the Company were
jointly and severally assumed by the Parent pursuant to the First Supplemental
Indenture dated as of August 29, 2001 among the Company, the Subsidiary
Guarantor, the Parent and the Trustee and guaranteed by the Additional
Subsidiary Guarantors pursuant to the Second Supplemental Indenture dated as of
December 27, 2001 among the Company, the Subsidiary Guarantor, the Parent, the
Additional Subsidiary Guarantors and the Trustee (as supplemented, the
"Indenture"); and
WHEREAS, Section 8.1 of the Indenture provides that without the consent
of any Holders of Securities the Company, when authorized by a Board Resolution
and the Trustee, at any time and from time to time, may enter into one or more
indentures supplemental hereto to make any change that would not adversely
affect the interests of the Holders of Securities;
WHEREAS, the Board of Directors of the Company, the Board of Directors
of the Subsidiary Guarantor, the Board of Directors of the Parent and the
respective Boards of Directors of each Additional Subsidiary Guarantor have
authorized the execution of this Third Supplemental Indenture and the delivery
hereof to the Trustee for the purpose of modifying the Indenture as set forth
herein;
WHEREAS, in all other respects all actions have been taken necessary to
make this Third Supplemental Indenture the valid, binding and legal obligation
of the Company, the Subsidiary Guarantor, the Parent and each Additional
Subsidiary Guarantor in accordance with its terms;
NOW, THEREFORE, in consideration of the premises, and of other good and
valuable consideration, the receipt and sufficiency of which is hereby
acknowledged, the Company, the Subsidiary Guarantor, the Parent and each
Additional Subsidiary Guarantor hereby covenants and agrees with the Trustee as
follows:
SECTION 1. Capitalized Terms. All capitalized terms not otherwise
defined herein shall have the meanings ascribed to them in the Indenture.
SECTION 2. Additional Subsidiary Guarantors May Consolidate, Etc. on
Certain Terms. Nothing contained in the Indenture or in any of the Securities
shall restrict, limit or prevent any consolidation or merger of any Additional
Subsidiary Guarantor with or into the Company, the Parent, the Subsidiary
Guarantor or any other Additional Subsidiary Guarantor or shall prevent any sale
or conveyance of the assets of any Additional Subsidiary Guarantor to the
Company, the Parent, the Subsidiary Guarantor or any other Additional Subsidiary
Guarantor. Upon any such consolidation, merger, sale or conveyance, such
Additional Subsidiary Guarantor will be released from its Guarantee in
accordance with Section 14.4 of the Indenture.
SECTION 3. Release of Additional Subsidiary Guarantor. The Guarantee of
an Additional Subsidiary Guarantor under the Indenture shall no longer have any
force or effect if such Additional Subsidiary Guarantor consolidates, merges or
otherwise conveys, transfers or disposes of all or substantially all of its
assets to the Company or the Parent.
SECTION 4. The Indenture. This Third Supplemental Indenture is
expressly made supplemental to and shall form a part of the Indenture and is
made subject to all the conditions, covenants and warranties contained in the
Indenture. Nothing in this Third Supplemental Indenture is intended to or shall
provide any rights to any parties other than those expressly contemplated by
this Third Supplemental Indenture. Each reference in the Indenture to "this
Indenture," "hereunder," "hereof," and words of like import referring to the
Indenture and each reference in any other transaction document relating to the
Indenture shall mean the Indenture as amended hereby.
SECTION 5. Legend. There shall be stamped, overprinted, typed or
otherwise noted on the Notes authenticated and delivered after the date hereof
the following legend:
"THE INDENTURE GOVERNING THIS NOTE HAS BEEN AMENDED BY A
SUPPLEMENTAL INDENTURE DATED AS OF OCTOBER 1, 2002. REFERENCE
IS MADE TO SUCH SUPPLEMENTAL INDENTURE FOR A STATEMENT OF THE
AMENDED RIGHTS AND OBLIGATIONS OF THE COMPANY AND HOLDERS OF
THE NOTES."
SECTION 6. Trustee. The Trustee makes no representations as to the
validity or sufficiency of this Third Supplemental Indenture or the Indenture as
hereby supplemented, or the due execution hereof by the Company, the Subsidiary
Guarantor, the Parent and the Additional Subsidiary Guarantors, or the recitals
and statements contained herein, all of which recitals and statements are made
solely by the Company, the Subsidiary Guarantor, the Parent and the Additional
Subsidiary Guarantors, as the case may be.
SECTION 7. Governing Law. This Third Supplemental Indenture shall be
governed by and construed in accordance with the laws of the State of New York,
the United States of America, without regard to the principles of conflicts of
laws.
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SECTION 8. Counterparts. This Third Supplemental Indenture may be
simultaneously executed in any number of counterparts, each of which shall be an
original, but such counterparts shall together constitute but one and the same
instrument.
SECTION 9. No Adverse Affect. Other than changes required or permitted
pursuant to the Indenture, nothing in this Third Supplemental Indenture shall
effect any change to the Indenture that would adversely affect the interests of
the Holders of the Securities.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
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IN WITNESS WHEREOF, the parties hereto have caused this Third
Supplemental Indenture to be duly executed as of the day and year first written
above.
Additional Subsidiary Guarantors:
Alliance Health Services, Inc.
Alliance Home Health Care, Inc.
AmeriSource Health Services Corporation
AmeriSource Sales Corporation
ASD Hemophilia Management, LLC
ASD Specialty Healthcare, Inc.
BBC Laboratories
BBC Operating Sub, Inc.
BBC Packing Corporation
BBC Special Packaging, Inc.
BBC Transportation Company
Bergen ▇▇▇▇▇▇▇▇ Corporation
Bergen ▇▇▇▇▇▇▇▇ Drug Company
Bergen ▇▇▇▇▇▇▇▇ Realty Services, Inc.
▇▇▇▇▇▇▇ Acquisition Corporation
Brownstone Pharmacy, Inc.
Capstone Med, Inc.
Capstone Pharmacy of Delaware, Inc.
▇.▇. ▇▇▇▇▇ Healthcare, Inc.
Century Advertising, Inc.
Choice Medical, Inc.
Compuscript, Inc.
Computran Systems, Inc.
Corrections Pharmacies Licensing
Company, L.L.C.
Corrections Pharmacies, L.L.C.
DD Wholesale, Inc.
Drug Service, Inc.
▇▇▇▇▇▇▇▇▇▇ Drug, Inc.
▇▇▇▇▇▇▇▇▇▇ Rx Services of Massachusetts, Inc.
▇▇▇▇▇▇▇▇▇▇ Rx Services of Rhode Island, Inc.
▇▇▇▇-▇▇▇▇▇▇▇▇ Medical, Inc.
Express Pharmacy Services, Inc.
Family Center Pharmacy, Inc.
Goot Nursing Home Pharmacy, Inc.
Goot's Goodies, Inc.
Goot's Pharmacy & Orthopedic Supply, Inc.
4
Goot Westbridge Pharmacy, Inc.
Green Barn, Inc.
Healthcare Prescription Services, Inc.
Health Services Capital Corporation
Home Medical Equipment Health Company
Insta-Care Holdings, Inc.
Insta-Care Pharmacy Services Corporation
Integrated Commercialization Solutions, Inc.
Inteplex, Inc.
▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Company, Inc.
K/S Instrument Corp.
LAD Drug Corporation
Los Angeles Drug Corporation
MDP Properties, Inc.
Medical Health Industries, Inc.
Medidyne Corp.
Omni Med B, Inc.
Pharmacy Corporation of America, Inc.
Pharmacy Corporation of America-
Massachusetts, Inc.
Pharmacy Dynamics Group, Inc.
PharMerica Drug Systems, Inc.
PharMerica, Inc.
Premier Pharmacy, Inc.
RightPak, Inc.
Rombro's Drug Center, Inc.
Southwestern Drug Corporation
Southwest Pharmacies, Inc.
Stadt Solutions, LLC
The ▇▇▇▇▇ Company
The Lash Group, Inc.
Tmesys(TM), Inc.
Value Apothecaries, Inc.
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
-----------------------------------
Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Title: Vice President and Secretary
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ASD HEMOPHILIA PROGRAM, L.P.
By: ASD Hemophilia Management, LLC,
General Partner
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
-----------------------------------
Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Title: Vice President and Secretary
CORRECTIONS PHARMACIES OF
CALIFORNIA, LP
By: Corrections Pharmacies, L.L.C.,
General Partner
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
-----------------------------------
Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Title: Vice President and Secretary
CORRECTIONS PHARMACIES OF HAWAII, LP
By: Corrections Pharmacies, L.L.C.,
General Partner
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
-----------------------------------
Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Title: Vice President and Secretary
PHARMACY HEALTHCARE SOLUTIONS,
LTD.
By: Value Apothecaries, Inc., General Partner
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
-----------------------------------
Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Title: Vice President and Secretary
AMERISOURCE HERITAGE CORPORATION
By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇
------------------------------------
Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇
Title: Secretary
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The Company:
-----------
AMERISOURCE HEALTH CORPORATION
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
------------------------------------
Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Title: Vice President, General Counsel
and Secretary
The Subsidiary Guarantor:
------------------------
AMERISOURCE CORPORATION,
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
------------------------------------
Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Title: Vice President, General Counsel
and Secretary
The Parent:
----------
AMERISOURCEBERGEN CORPORATION
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
------------------------------------
Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Title: Vice President, General Counsel
and Secretary
The Trustee:
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BANK ONE TRUST COMPANY, N.A
By: /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇
------------------------------------
Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇
Title: Authorized Officer
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Schedule I
Alliance Health Services
Alliance Home Health Care, Inc.
AmeriSource Health Services Corporation
AmeriSource Heritage Corporation
AmeriSource Sales Corporation
ASD Hemophilia Management, LLC
ASD Hemophilia Program, L.P.
ASD Specialty Healthcare, Inc.
BBC Laboratories
BBC Operating Sub, Inc.
BBC Packing Corporation
BBC Special Packaging, Inc.
BBC Transportation Company
Bergen ▇▇▇▇▇▇▇▇ Corporation
Bergen ▇▇▇▇▇▇▇▇ Drug Company
Bergen ▇▇▇▇▇▇▇▇ Realty Services, Inc.
▇▇▇▇▇▇▇ Acquisition Corporation
Brownstone Pharmacy, Inc.
Capstone Med, Inc.
Capstone Pharmacy of Delaware, Inc.
▇.▇. ▇▇▇▇▇ Healthcare, Inc.
Century Advertising, Inc.
Choice Medical, Inc.
Compuscript, Inc.
Computran Systems, Inc.
Corrections Pharmacies Licensing Company, L.L.C.
Corrections Pharmacies, L.L.C.
Corrections Pharmacies of California, LP
Corrections Pharmacies of Hawaii, LP
DD Wholesale, Inc.
Drug Service, Inc.
▇▇▇▇▇▇▇▇▇▇ Drug, Inc.
▇▇▇▇▇▇▇▇▇▇ Rx Services of Massachusetts, Inc.
▇▇▇▇▇▇▇▇▇▇ Rx Services of Rhode Island, Inc.
▇▇▇▇-▇▇▇▇▇▇▇▇ Medical, Inc.
Express Pharmacy Services, Inc.
Family Center Pharmacy, Inc.
Goot Nursing Home Pharmacy, Inc.
Goot's Goodies, Inc.
Goot's Pharmacy & Orthopedic Supply, Inc.
Goot Westbridge Pharmacy, Inc.
Green Barn, Inc.
8
Healthcare Prescription Services, Inc.
Health Services Capital Corporation
Home Medical Equipment Health Company
Insta-Care Holdings, Inc.
Insta-Care Pharmacy Services Corporation
Integrated Commercialization Solutions, Inc.
Inteplex, Inc.
▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Company, Inc.
K/S Instrument Corp.
LAD Drug Corporation
Los Angeles Drug Corporation
MDP Properties, Inc.
Medical Health Industries, Inc.
Medidyne Corp.
Omni Med B, Inc.
Pharmacy Corporation of America, Inc.
Pharmacy Corporation of America-Massachusetts, Inc.
Pharmacy Dynamics Group, Inc.
Pharmacy Healthcare Solutions, Ltd.
PharMerica Drug Systems, Inc.
PharMerica, Inc.
Premier Pharmacy, Inc.
RightPak, Inc.
Rombro's Drug Center, Inc.
Southwestern Drug Corporation
Southwest Pharmacies, Inc.
Stadt Solutions, LLC
The ▇▇▇▇▇ Company
The Lash Group, Inc.
Tmesys(TM), Inc.
Value Apothecaries, Inc.
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