AMENDMENT TO THE AMENDED AND RESTATED DISTRIBUTION PLAN
AMENDMENT TO THE
AMENDED AND RESTATED DISTRIBUTION PLAN
This Amendment (the “Amendment”) to the Amended and Restated Distribution Plan, by and between Hartford Funds Distributors, LLC and The Hartford Mutual Funds, Inc. (the “Company”), on behalf of each series of the Company (each a “Fund” and together the “Funds”), and is effective as of June 7, 2022 (the “Effective Date”).
WHEREAS, the parties hereto have entered into certain terms and conditions under an Amended and Restated Distribution Plan dated as of August 2, 2006, as amended and restated August 3, 2021 (as amended, supplemented, restated or otherwise modified from time to time, the “Plan”); and
WHEREAS, the parties hereto wish to amend and restate the list of Funds described in and are the subject of the Plan to reflect adding a new Fund, Hartford Dynamic Bond Fund, a series of The Hartford Mutual Funds, Inc., as approved by the Board of Directors (the “Board”).
NOW THEREFORE, for good and adequate consideration, the receipt for which is hereby acknowledged, the parties hereto agree as follows:
1. | The list of Funds described in and are the subject of the Plan is hereby deleted in its entirety and replaced with the following: |
SERIES | CLASS | EFFECTIVE DATE | ||
Hartford AARP Balanced Retirement Fund | A | April 30, 2014 | ||
Hartford AARP Balanced Retirement Fund | C | April 30, 2014 | ||
Hartford AARP Balanced Retirement Fund | R3 | April 30, 2014 | ||
Hartford AARP Balanced Retirement Fund | R4 | April 30, 2014 | ||
The Hartford Balanced Income Fund | A | May 10, 2006 | ||
The Hartford Balanced Income Fund | B | May 10, 2006 | ||
The Hartford Balanced Income Fund | C | May 10, 2006 | ||
The Hartford Balanced Income Fund | R3 | May 28, 2010 | ||
The Hartford Balanced Income Fund | R4 | May 28, 2010 | ||
The Hartford Balanced Income Fund | T | February 28, 2017 | ||
The Hartford Capital Appreciation Fund | A | July 22, 1996 | ||
The Hartford Capital Appreciation Fund | B | July 22, 1996 | ||
The Hartford Capital Appreciation Fund | C | July 31, 1998 | ||
The Hartford Capital Appreciation Fund | R3 | December 15, 2006 | ||
The Hartford Capital Appreciation Fund | R4 | December 15, 2006 | ||
The Hartford Capital Appreciation Fund | T | February 28, 2017 | ||
The Hartford Checks and Balances Fund | A | May 31, 2007 | ||
The Hartford Checks and Balances Fund | B | May 31, 2007 | ||
The Hartford Checks and Balances Fund | C | May 31, 2007 | ||
The Hartford Checks and Balances Fund | R3 | August 29, 2008 | ||
The Hartford Checks and Balances Fund | R4 | August 29, 2008 | ||
The Hartford Checks and Balances Fund | T | February 28, 2017 | ||
Hartford Climate Opportunities Fund | A | February 29, 2016 | ||
Hartford Climate Opportunities Fund | C | February 29, 2016 | ||
Hartford Climate Opportunities Fund | R3 | February 29, 2016 | ||
Hartford Climate Opportunities Fund | R4 | February 29, 2016 | ||
The Hartford Conservative Allocation Fund | A | May 19, 2004 |
SERIES | CLASS | EFFECTIVE DATE | ||
The Hartford Conservative Allocation Fund | B | May 19, 2004 | ||
The Hartford Conservative Allocation Fund | C | May 19, 2004 | ||
The Hartford Conservative Allocation Fund | R3 | December 15, 2006 | ||
The Hartford Conservative Allocation Fund | R4 | December 15, 2006 | ||
The Hartford Conservative Allocation Fund | T | February 28, 2017 | ||
Hartford Core Equity Fund | A | April 30, 1998 | ||
Hartford Core Equity Fund | B | April 30, 1998 | ||
Hartford Core Equity Fund | C | July 31, 1998 | ||
Hartford Core Equity Fund | R3 | December 15, 2006 | ||
Hartford Core Equity Fund | R4 | December 15, 2006 | ||
Hartford Core Equity Fund | T | February 28, 2017 | ||
The Hartford Dividend and Growth Fund | A | July 22, 1996 | ||
The Hartford Dividend and Growth Fund | B | July 22, 1996 | ||
The Hartford Dividend and Growth Fund | C | July 31, 1998 | ||
The Hartford Dividend and Growth Fund | R3 | December 15, 2006 | ||
The Hartford Dividend and Growth Fund | R4 | December 15, 2006 | ||
Hartford Dynamic Bond Fund | A | June 7, 2022 | ||
Hartford Dynamic Bond Fund | C | June 7, 2022 | ||
The Hartford Dividend and Growth Fund | T | February 28, 2017 | ||
Hartford Emerging Markets Equity Fund | A | May 31, 2011 | ||
Hartford Emerging Markets Equity Fund | B | May 31, 2011 | ||
Hartford Emerging Markets Equity Fund | C | May 31, 2011 | ||
Hartford Emerging Markets Equity Fund | R3 | May 31, 2011 | ||
Hartford Emerging Markets Equity Fund | R4 | May 31, 2011 | ||
Hartford Emerging Markets Equity Fund | T | February 28, 2017 | ||
The Hartford Emerging Markets Local Debt Fund | A | May 31, 2011 | ||
The Hartford Emerging Markets Local Debt Fund | B | May 31, 2011 | ||
The Hartford Emerging Markets Local Debt Fund | C | May 31, 2011 | ||
The Hartford Emerging Markets Local Debt Fund | R3 | May 31, 2011 | ||
The Hartford Emerging Markets Local Debt Fund | R4 | May 31, 2011 | ||
The Hartford Emerging Markets Local Debt Fund | T | February 28, 2017 | ||
The Hartford Equity Income Fund | A | August 28, 2003 | ||
The Hartford Equity Income Fund | B | August 28, 2003 | ||
The Hartford Equity Income Fund | C | August 28, 2003 | ||
The Hartford Equity Income Fund | R3 | December 15, 2006 | ||
The Hartford Equity Income Fund | R4 | December 15, 2006 | ||
The Hartford Equity Income Fund | T | February 28, 2017 | ||
The Hartford Floating Rate Fund | A | April 29, 2005 | ||
The Hartford Floating Rate Fund | B | April 29, 2005 | ||
The Hartford Floating Rate Fund | C | April 29, 2005 | ||
The Hartford Floating Rate Fund | R3 | December 15, 2006 | ||
The Hartford Floating Rate Fund | R4 | December 15, 2006 | ||
The Hartford Floating Rate Fund | T | February 28, 2017 | ||
The Hartford Floating Rate High Income Fund | A | September 30, 2011 | ||
The Hartford Floating Rate High Income Fund | C | September 30, 2011 | ||
The Hartford Floating Rate High Income Fund | R3 | September 30, 2011 |
SERIES | CLASS | EFFECTIVE DATE | ||
The Hartford Floating Rate High Income Fund | R4 | September 30, 2011 | ||
The Hartford Floating Rate High Income Fund | T | February 28, 2017 | ||
Hartford Global Impact Fund | A | February 28, 2017 | ||
Hartford Global Impact Fund | C | February 28, 2017 | ||
Hartford Global Impact Fund | R3 | February 28, 2017 | ||
Hartford Global Impact Fund | R4 | February 28, 2017 | ||
Hartford Global Impact Fund | T | February 28, 2017 | ||
The Hartford Global Real Asset Fund | A | May 28, 2010 | ||
The Hartford Global Real Asset Fund | C | May 28, 2010 | ||
The Hartford Global Real Asset Fund | R3 | May 28, 2010 | ||
The Hartford Global Real Asset Fund | R4 | May 28, 2010 | ||
The Hartford Global Real Asset Fund | T | February 28, 2017 | ||
The Hartford Growth Allocation Fund | A | May 19, 2004 | ||
The Hartford Growth Allocation Fund | B | May 19, 2004 | ||
The Hartford Growth Allocation Fund | C | May 19, 2004 | ||
The Hartford Growth Allocation Fund | R3 | December 15, 2006 | ||
The Hartford Growth Allocation Fund | R4 | December 15, 2006 | ||
The Hartford Growth Allocation Fund | T | February 28, 2017 | ||
The Hartford Healthcare Fund | A | April 27, 2000 | ||
The Hartford Healthcare Fund | B | April 27, 2000 | ||
The Hartford Healthcare Fund | C | April 27, 2000 | ||
The Hartford Healthcare Fund | R3 | December 15, 2006 | ||
The Hartford Healthcare Fund | R4 | December 15, 2006 | ||
The Hartford Healthcare Fund | T | February 28, 2017 | ||
The Hartford High Yield Fund | A | September 30, 1998 | ||
The Hartford High Yield Fund | B | September 30, 1998 | ||
The Hartford High Yield Fund | C | September 30, 1998 | ||
The Hartford High Yield Fund | R3 | December 15, 2006 | ||
The Hartford High Yield Fund | R4 | December 15, 2006 | ||
The Hartford High Yield Fund | T | February 28, 2017 | ||
The Hartford Inflation Plus Fund | A | October 31, 2002 | ||
The Hartford Inflation Plus Fund | B | October 31, 2002 | ||
The Hartford Inflation Plus Fund | C | October 31, 2002 | ||
The Hartford Inflation Plus Fund | R3 | December 15, 2006 | ||
The Hartford Inflation Plus Fund | R4 | December 15, 2006 | ||
The Hartford Inflation Plus Fund | T | February 28, 2017 | ||
Hartford International Equity Fund | A | June 30, 2008 | ||
Hartford International Equity Fund | B | June 30, 2008 | ||
Hartford International Equity Fund | C | June 30, 2008 | ||
Hartford International Equity Fund | R3 | June 30, 2008 | ||
Hartford International Equity Fund | R4 | June 30, 2008 | ||
Hartford International Equity Fund | T | February 28, 2017 | ||
The Hartford International Growth Fund | A | April 30, 2001 | ||
The Hartford International Growth Fund | B | April 30, 2001 | ||
The Hartford International Growth Fund | C | April 30, 2001 | ||
The Hartford International Growth Fund | R3 | December 15, 2006 | ||
The Hartford International Growth Fund | R4 | December 15, 2006 | ||
The Hartford International Growth Fund | T | February 28, 2017 | ||
The Hartford International Opportunities Fund | A | July 22, 1996 | ||
The Hartford International Opportunities Fund | B | July 22, 1996 | ||
The Hartford International Opportunities Fund | C | July 31, 1998 | ||
The Hartford International Opportunities Fund | R3 | December 15, 2006 |
SERIES | CLASS | EFFECTIVE DATE | ||
The Hartford International Opportunities Fund | R4 | December 15, 2006 | ||
The Hartford International Opportunities Fund | T | February 28, 2017 | ||
The Hartford International Value Fund | A | May 28, 2010 | ||
The Hartford International Value Fund | C | May 28, 2010 | ||
The Hartford International Value Fund | R3 | May 28, 2010 | ||
The Hartford International Value Fund | R4 | May 28, 2010 | ||
The Hartford International Value Fund | T | February 28, 2017 | ||
The Hartford MidCap Fund | A | July 22, 1996 | ||
The Hartford MidCap Fund | B | July 22, 1996 | ||
The Hartford MidCap Fund | C | July 31, 1998 | ||
The Hartford MidCap Fund | R3 | May 31, 2009 | ||
The Hartford MidCap Fund | R4 | May 31, 2009 | ||
The Hartford MidCap Fund | T | February 28, 2017 | ||
The Hartford MidCap Value Fund | A | April 30, 2001 | ||
The Hartford MidCap Value Fund | B | April 30, 2001 | ||
The Hartford MidCap Value Fund | C | April 30, 2001 | ||
The Hartford MidCap Value Fund | R3 | May 28, 2010 | ||
The Hartford MidCap Value Fund | R4 | May 28, 2010 | ||
The Hartford MidCap Value Fund | T | February 28, 2017 | ||
Hartford Moderate Allocation Fund | A | May 19, 2004 | ||
Hartford Moderate Allocation Fund | B | May 19, 2004 | ||
Hartford Moderate Allocation Fund | C | May 19, 2004 | ||
Hartford Moderate Allocation Fund | R3 | December 15, 2006 | ||
Hartford Moderate Allocation Fund | R4 | December 15, 2006 | ||
Hartford Moderate Allocation Fund | T | February 28, 2017 | ||
Hartford Multi-Asset-Income Fund | A | July 22, 1996 | ||
Hartford Multi-Asset-Income Fund | B | July 22, 1996 | ||
Hartford Multi-Asset-Income Fund | C | July 31, 1998 | ||
Hartford Multi-Asset-Income Fund | R3 | December 15, 2006 | ||
Hartford Multi-Asset-Income Fund | R4 | December 15, 2006 | ||
Hartford Multi-Asset-Income Fund | T | February 28, 2017 | ||
The Hartford Municipal Opportunities Fund | A | May 31, 2007 | ||
The Hartford Municipal Opportunities Fund | B | May 31, 2007 | ||
The Hartford Municipal Opportunities Fund | C | May 31, 2007 | ||
The Hartford Municipal Opportunities Fund | T | February 28, 2017 | ||
Hartford Municipal Short Duration Fund | A | May 29, 2015 | ||
Hartford Municipal Short Duration Fund | C | May 29, 2015 | ||
Hartford Municipal Short Duration Fund | T | February 28, 2017 | ||
The Hartford Short Duration Fund | A | October 31, 2002 | ||
The Hartford Short Duration Fund | B | October 31, 2002 | ||
The Hartford Short Duration Fund | C | October 31, 2002 | ||
The Hartford Short Duration Fund | R3 | September 30, 2011 | ||
The Hartford Short Duration Fund | R4 | September 30, 2011 | ||
The Hartford Short Duration Fund | T | February 28, 2017 | ||
Hartford Small Cap Value Fund | A | January 1, 2005 | ||
Hartford Small Cap Value Fund | B | January 1, 2005 | ||
Hartford Small Cap Value Fund | C | January 1, 2005 | ||
Hartford Small Cap Value Fund | R3 | September 30, 2011 | ||
Hartford Small Cap Value Fund | R4 | September 30, 2011 | ||
Hartford Small Cap Value Fund | T | February 28, 2017 | ||
The Hartford Small Company Fund | A | July 22, 1996 | ||
The Hartford Small Company Fund | B | July 22, 1996 |
SERIES | CLASS | EFFECTIVE DATE | ||
The Hartford Small Company Fund | C | July 31, 1998 | ||
The Hartford Small Company Fund | R3 | August 2, 2006 | ||
The Hartford Small Company Fund | R4 | August 2, 2006 | ||
The Hartford Small Company Fund | T | February 28, 2017 | ||
The Hartford Strategic Income Fund | A | May 31, 2007 | ||
The Hartford Strategic Income Fund | B | May 31, 2007 | ||
The Hartford Strategic Income Fund | C | May 31, 2007 | ||
The Hartford Strategic Income Fund | R3 | September 30, 2011 | ||
The Hartford Strategic Income Fund | R4 | September 30, 2011 | ||
The Hartford Strategic Income Fund | T | February 28, 2017 | ||
Hartford Sustainable Municipal Bond Fund | A | May 29, 2015 | ||
Hartford Sustainable Municipal Bond Fund | C | May 29, 2015 | ||
The Hartford Total Return Bond Fund | A | July 22, 1996 | ||
The Hartford Total Return Bond Fund | B | July 22, 1996 | ||
The Hartford Total Return Bond Fund | C | July 31, 1999 | ||
The Hartford Total Return Bond Fund | R3 | December 15, 2006 | ||
The Hartford Total Return Bond Fund | R4 | December 15, 2006 | ||
The Hartford Total Return Bond Fund | T | February 28, 2017 | ||
The Hartford World Bond Fund | A | May 31, 2011 | ||
The Hartford World Bond Fund | B | May 31, 2011 | ||
The Hartford World Bond Fund | C | May 31, 2011 | ||
The Hartford World Bond Fund | R3 | May 31, 2011 | ||
The Hartford World Bond Fund | R4 | May 31, 2011 | ||
The Hartford World Bond Fund | T | February 28, 2017 |
2. | The changes to the Plan reflected in this Amendment shall become effective as of the Effective Date. |
3. | Except as amended by this Amendment and any previous amendment, the terms of the Plan remain unchanged and may be further modified only by mutual written agreement of the parties and the approval of the Board. |
4. | This Amendment may be executed by the parties hereto on any number of counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same amendment. |
[Signatures follow on next page]
IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date first written above.
THE HARTFORD MUTUAL FUNDS, INC. |
By: /s/ Xxxxxx X. Xxxxxxxx |
Name: Xxxxxx X. Xxxxxxxx |
Title: Secretary and Vice President |
HARTFORD FUNDS DISTRIBUTORS, LLC |
By: /s/ Xxxxxx X. Xxxxxxx |
Name: Xxxxxx X. Xxxxxxx |
Title: Executive Vice President |