---------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Total Return Fund
---------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
---------------------------------------------------------------------------------------------------------------------------
Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
---------------------------------------------------------------------------------------------------------------------------
Underwriters CSFB, DBSI, XX Xxxxxx, Comercia Bear Xxxxxxx, DBAB XX Xxxxxx, Bank of America, Banc
Sec., Naionalt City One, Credit Lyonnais, Credit
Investments, Wachovia Bank Suisse, DBAB, First Union Bank,
Xxxxxxx Xxxxx, Xxxxxxx Xxxxx Xxxxxx
---------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
---------------------------------------------------------------------------------------------------------------------------
Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
---------------------------------------------------------------------------------------------------------------------------
Is the affiliate a Co-Manager Co-Manager Co-Manager
manager or co-manager
of offering?
---------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which
purchased CSFB N/A N/A
---------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
---------------------------------------------------------------------------------------------------------------------------
Trade date/Date of
Offering 6/13/2002 8/9/2001 6/14/2001
---------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00
---------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0.00 $0.00 $0.00
any concurrent public
offering
---------------------------------------------------------------------------------------------------------------------------
Total $250,000,000.00 $200,000,000.00 $135,000,000.00
---------------------------------------------------------------------------------------------------------------------------
Public offering price $100.00 $100.00 $98.26
---------------------------------------------------------------------------------------------------------------------------
Price paid if other
than public offering
price N/A N/A N/A
---------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 3.00% 3.00% 3.00%
commission
---------------------------------------------------------------------------------------------------------------------------
Rating B3/B Ba3 /B+ B2/B+
---------------------------------------------------------------------------------------------------------------------------
Current yield 11.00% 8.88% 10.84%
---------------------------------------------------------------------------------------------------------------------------
Total par value
purchased 150,000 N/A N/A
---------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $150,000.00 N/A N/A
---------------------------------------------------------------------------------------------------------------------------
% of offering purchased
by fund 0.06% N/A N/A
---------------------------------------------------------------------------------------------------------------------------
% of offering purchased 4.64% N/A N/A
by associated funds
---------------------------------------------------------------------------------------------------------------------------
Total 4.70% N/A N/A
---------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------
Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
Xxxxxxx Total Return Fund
---------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
---------------------------------------------------------------------------------------------------------------------------
Issuer XXXXX BROS CORPORATION COMPASS MINERALS GROUP METALDYNE CORP
---------------------------------------------------------------------------------------------------------------------------
Underwriters DBSI, Salomon, Huntington, ING, Credit Suisse, XX Xxxxxx, CSFB, DBSI, XX Xxxxxx, Comercia,
Keybank, Merrill, Natcity, Credit Lyonnais, DBSI Natcity, Wachovia
Suntrust, US Bancorp
---------------------------------------------------------------------------------------------------------------------------
Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
---------------------------------------------------------------------------------------------------------------------------
Security GBCOA 8.875%, 8/1/2012 COMPAS 10%, 8/15/2011 METALD 11%, 6/15/2012
---------------------------------------------------------------------------------------------------------------------------
Is the affiliate a Joint Lead Co-Manager Joint Lead
manager or co-manager
of offering?
---------------------------------------------------------------------------------------------------------------------------
Name of underwriter or Salomon N/A N/a
dealer from which
purchased
---------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
---------------------------------------------------------------------------------------------------------------------------
Trade date/Date of 7/25/2002 11/15/2001 6/13/2002
Offering
---------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $250,000,000 $250,000,000 $250,000,000
offering sold to QIBs
---------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $0 $0 $0
any concurrent public
offering
---------------------------------------------------------------------------------------------------------------------------
Total $250,000,000 $250,000,000 $250,000,000
---------------------------------------------------------------------------------------------------------------------------
Public offering price 99.19 100.00 100.00
---------------------------------------------------------------------------------------------------------------------------
Price paid if other N/A N/A N/A
than public offering
price
---------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 2.08% 2.60% 3.00%
commission
---------------------------------------------------------------------------------------------------------------------------
Rating B2/B+ B3/B B3/B
---------------------------------------------------------------------------------------------------------------------------
Current yield 8.95% 10.00% 11.00%
---------------------------------------------------------------------------------------------------------------------------
Total par value $70,000 N/A N/A
purchased
---------------------------------------------------------------------------------------------------------------------------
$ amount of purchase $69,430 N/A N/A
---------------------------------------------------------------------------------------------------------------------------
% of offering purchased 0.03% N/A N/A
by fund
---------------------------------------------------------------------------------------------------------------------------
% of offering purchased 3.95% N/A N/A
by associated funds
---------------------------------------------------------------------------------------------------------------------------
Total 3.98% N/A N/A
---------------------------------------------------------------------------------------------------------------------------
