Sub-Item 77Q1(e)
FIFTH AMENDED AND RESTATED
MEMORANDUM OF AGREEMENT
(SECURITIES LENDING ADMINISTRATIVE FEE WAIVER)
This Fifth Amended and Restated Memorandum of Agreement is entered into as
of the dates indicated on Exhibit "A" between AIM Counselor Series Trust, AIM
Equity Funds, AIM Funds Group, AIM Growth Series, AIM International Mutual
Funds, AIM Investment Funds, AIM Investment Securities Funds, AIM Sector Funds,
AIM Tax-Exempt Funds, AIM Treasurer's Series Trust, AIM Variable Insurance Funds
and Short-Term Investments Trust (each a "Fund" and collectively, the "Funds"),
on behalf of the portfolios listed on Exhibit "A" to this Memorandum of
Agreement (the "Portfolios"), and Invesco Advisers, Inc. ("Invesco"), successor
by merger to Invesco Aim Advisors, Inc..
For and in consideration of the mutual terms and agreements set forth
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, the Funds and Invesco agree as follows:
1. Each Fund, for itself and its Portfolios, and Invesco agree that until
the expiration date, if any, of the commitment set forth on the
attached Exhibit "A" occurs, as such Exhibit "A" is amended from time
to time, Invesco has agreed that it will not charge any administrative
fee under each Portfolio's advisory agreement in connection with
securities lending activities without prior approval from the
Portfolio's Board (such agreement is referred to as the "Waiver").
2. Neither a Fund nor Invesco may remove or amend the Waiver to a Fund's
detriment prior to requesting and receiving the approval of the
Portfolio's Board to remove or amend the Waiver. Invesco will not have
any right to reimbursement of any amount so waived.
Unless a Fund, by vote of its Board of Trustees terminates the Waiver, or a
Fund and Invesco are unable to reach an agreement on the amount of the Waiver to
which the Fund and Invesco desire to be bound, the Waiver will continue
indefinitely with respect to such Fund. Exhibit "A" will be amended to reflect
the new date through which a Fund and Invesco agree to be bound.
It is expressly agreed that the obligations of the Trusts hereunder shall
not be binding upon any of the Trustees, shareholders, nominees, officers,
agents or employees of the Trusts personally, but shall only bind the assets and
property of the Funds, as provided in each Trust's Agreement and Declaration of
Trust. The execution and delivery of this Memorandum of Agreement have been
authorized by the Trustees of each Trust, and this Memorandum of Agreement has
been executed and delivered by an authorized officer of each Trust acting as
such; neither such authorization by such Trustees nor such execution and
delivery by such officer shall be deemed to have been made by any of them
individually or to impose any liability on any of them personally, but shall
bind only the assets and property of the Funds, as provided in each Trust's
Agreement and Declaration of Trust.
Nothing in this Memorandum of Agreement is intended to affect any other
memorandum of agreement executed by any Fund or Invesco with respect to any
other fee waivers, expense reimbursements and/or expense limitations.
IN WITNESS WHEREOF, each Fund, on behalf of itself and its Portfolios
listed in Exhibit "A" to this Memorandum of Agreement, and Invesco have entered
into this Memorandum of Agreement as of the dates indicated on Exhibit "A".
AIM COUNSELOR SERIES TRUST
AIM EQUITY FUNDS
AIM FUNDS GROUP
AIM GROWTH SERIES
AIM INTERNATIONAL MUTUAL FUNDS
AIM INVESTMENT FUNDS
AIM INVESTMENT SECURITIES FUNDS
AIM SECTOR FUNDS
AIM TAX-EXEMPT FUNDS
AIM TREASURER'S SERIES TRUST
AIM VARIABLE INSURANCE FUNDS
SHORT-TERM INVESTMENTS TRUST
By: /s/ Xxxx X. Xxxx
-----------------------------------
Title: Senior Vice President
INVESCO ADVISERS, INC.
By: /s/ Xxxx X. Xxxx
-----------------------------------
Title: Senior Vice President
2
EXHIBIT "A"
AIM COUNSELOR SERIES TRUST
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL*
--------- ------------------ ----------------
AIM Core Plus Bond Fund June 2, 2009
AIM Floating Rate Fund April 14, 2006
AIM Multi-Sector Fund November 25, 2003
AIM Select Real Estate Income Fund March 9, 2007
AIM Structured Core Fund March 31, 2006
AIM Structured Growth Fund March 31, 2006
AIM Structured Value Fund March 31, 2006
Invesco Balanced Fund February 12, 0000
Xxxxxxx Xxxxxxxxxx Tax-Free Income Fund February 12, 2010
Invesco Dividend Growth Securities Fund February 12, 2010
Invesco Equally-Weighted S&P 500 Fund February 12, 2010
Invesco Fundamental Value Fund February 12, 2010
Invesco Large Cap Relative Value Fund February 12, 2010
Invesco New York Tax-Free Income Fund February 12, 2010
Invesco S&P 500 Index Fund February 12, 2010
Invesco Xxx Xxxxxx American Franchise Fund February 12, 2010
Invesco Xxx Xxxxxx Core Equity Fund February 12, 2010
Invesco Xxx Xxxxxx Equity and Income Fund February 12, 2010
Invesco Xxx Xxxxxx Equity Premium Income Fund February 12, 2010
Invesco Xxx Xxxxxx Growth and Income Fund February 12, 2010
Invesco Xxx Xxxxxx Money Market Fund February 12, 0000
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxxxx Tax Free Income Fund February 12, 2010
Invesco Xxx Xxxxxx Small Cap Growth Fund February 12, 2010
Invesco Xxx Xxxxxx Tax-Free Money Fund February 12, 2010
AIM EQUITY FUNDS
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL*
--------- ------------------ ----------------
AIM Capital Development Fund June 21, 2000
AIM Charter Fund June 21, 2000
AIM Constellation Fund June 21, 2000
AIM Disciplined Equity Fund July 14, 2009
AIM Diversified Dividend Fund December 28, 2001
AIM Large Cap Basic Value Fund June 21, 2000
AIM Large Cap Growth Fund June 21, 2000
AIM Summit Fund July 24, 2000
AIM FUNDS GROUP
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ----------------- ----------------
AIM Basic Balanced Fund September 28, 2001
AIM European Small Company Fund August 30, 2000
AIM Global Core Equity Fund December 27, 2000
AIM International Small Company Fund August 30, 2000
AIM Mid Cap Basic Value Fund December 27, 2001
AIM Select Equity Fund June 1, 2000
AIM Small Cap Equity Fund August 30, 2000
* Committed until the Fund or AIM requests and receives the approval of the
Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-1
AIM GROWTH SERIES
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
AIM Basic Value Fund June 5, 2000
AIM Global Equity Fund September 1, 2001
AIM Mid Cap Core Equity Fund September 1, 2001
AIM Small Cap Growth Fund September 11, 2000
Invesco Convertible Securities Fund February 12, 2010
Invesco Xxx Xxxxxx Asset Allocation Conservative
Fund February 12, 2010
Invesco Xxx Xxxxxx Asset Allocation Growth Fund February 12, 2010
Invesco Xxx Xxxxxx Asset Allocation Moderate Fund February 12, 2010
Invesco Xxx Xxxxxx Harbor Fund February 12, 2010
Invesco Xxx Xxxxxx Leaders Fund February 12, 2010
Invesco Xxx Xxxxxx Real Estate Securities Fund February 12, 2010
Invesco Xxx Xxxxxx U.S. Mortgage Fund February 12, 2010
AIM INTERNATIONAL MUTUAL FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
AIM Asia Pacific Growth Fund June 21, 2000
AIM European Growth Fund June 21, 2000
AIM Global Growth Fund June 21, 2000
AIM Global Small & Mid Cap Growth Fund June 21, 2000
AIM International Growth Fund June 21, 2000
AIM International Core Equity Fund November 25, 2003
AIM INVESTMENT FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
AIM Balanced-Risk Allocation Fund May 29, 2009
AIM China Fund March 31, 2006
AIM Developing Markets Fund September 1, 2001
AIM Global Health Care Fund September 1, 2001
AIM International Total Return Xxxx Xxxxx 00, 0000
XXX Xxxxx Fund March 31, 2006
AIM LIBOR Alpha Fund March 31, 2006
AIM Trimark Endeavor Fund November 4, 2003
AIM Trimark Fund November 4, 2003
AIM Trimark Small Companies Fund November 4, 2003
Invesco Alternative Opportunities Fund February 12, 2010
Invesco Commodities Strategy Fund February 12, 2010
Invesco FX Alpha Plus Strategy Fund February 12, 2010
Invesco FX Alpha Strategy Fund February 12, 2010
Invesco Global Advantage Fund February 12, 2010
Invesco Global Dividend Growth Securities Fund February 12, 2010
Invesco Health Sciences Fund February 12, 2010
Invesco International Growth Equity Fund February 12, 2010
Invesco Pacific Growth Fund February 12, 2010
Invesco Xxx Xxxxxx Emerging Markets Fund February 12, 2010
Invesco Xxx Xxxxxx Global Bond Fund February 12, 2010
Invesco Xxx Xxxxxx Global Equity Allocation Fund February 12, 2010
* Committed until the Fund or AIM requests and receives the approval of the
Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-2
Invesco Xxx Xxxxxx Global Franchise Fund February 12, 2010
Invesco Xxx Xxxxxx Global Tactical Asset Allocation
Fund February 12, 2010
Invesco Xxx Xxxxxx International Advantage Fund February 12, 2010
Invesco Xxx Xxxxxx International Growth Fund February 12, 2010
AIM INVESTMENT SECURITIES FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
AIM Core Bond Fund December 28, 2001
AIM Dynamics Fund November 25, 2003
AIM Global Real Estate Fund April 29, 2005
AIM High Yield Fund June 1, 2000
AIM Income Fund June 1, 2000
AIM Limited Maturity Treasury Fund June 1, 2000
AIM Money Market Fund June 1, 2000
AIM Municipal Bond Fund June 1, 2000
AIM Real Estate Fund September 11, 2000
AIM Short Term Bond Fund August 29, 2002
AIM U.S. Government Fund June 1, 2000
Invesco High Yield Securities Fund February 12, 2010
Invesco Xxx Xxxxxx Core Plus Fixed Income Fund February 12, 2010
Invesco Xxx Xxxxxx Corporate Bond Fund February 12, 2010
Invesco Xxx Xxxxxx Government Securities Fund February 12, 2010
Invesco Xxx Xxxxxx High Yield Fund February 12, 2010
Invesco Xxx Xxxxxx Limited Duration Fund February 12, 2010
AIM SECTOR FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
AIM Energy Fund November 25, 2003
AIM Financial Services Fund November 25, 2003
AIM Gold & Precious Metals Fund November 25, 2003
AIM Leisure Fund November 25, 2003
AIM Technology Fund November 25, 2003
AIM Utilities Fund November 25, 2003
Invesco Mid-Cap Value Fund February 12, 2010
Invesco Small-Mid Special Value Fund February 12, 2010
Invesco Special Value Fund February 12, 2010
Invesco Technology Sector Fund February 12, 2010
Invesco U.S. Mid Cap Value Fund February 12, 0000
Xxxxxxx X.X. Small Cap Value Fund February 12, 0000
Xxxxxxx X.X. Small/Mid Cap Value Fund February 12, 2010
Invesco Value Fund February 12, 2010
Invesco Value II Fund February 12, 2010
Invesco Xxx Xxxxxx American Value Fund February 12, 2010
Invesco Xxx Xxxxxx Capital Growth Fund February 12, 2010
Invesco Xxx Xxxxxx Xxxxxxxx Fund February 12, 2010
Invesco Xxx Xxxxxx Enterprise Fund February 12, 2010
Invesco Xxx Xxxxxx Mid Cap Growth Fund February 12, 2010
Invesco Xxx Xxxxxx Small Cap Value Fund February 12, 2010
Invesco Xxx Xxxxxx Technology Sector Fund February 12, 2010
Invesco Xxx Xxxxxx Utility Fund February 12, 2010
Invesco Xxx Xxxxxx Value Opportunities Fund February 12, 2010
* Committed until the Fund or AIM requests and receives the approval of the
Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-3
AIM TAX-EXEMPT FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
AIM High Income Municipal Fund June 1, 2000
AIM Tax-Exempt Cash Fund June 1, 2000
AIM Tax-Free Intermediate Fund June 1, 2000
Invesco Municipal Fund February 12, 2010
Invesco Tax-Exempt Securities Fund February 12, 0000
Xxxxxxx Xxx Xxxxxx Xxxxxxxxxx Insured Tax Free Fund February 12, 2010
Invesco Xxx Xxxxxx High Yield Municipal Fund February 12, 2010
Invesco Xxx Xxxxxx Insured Tax Free Income Fund February 12, 2010
Invesco Xxx Xxxxxx Intermediate Term Municipal
Income Fund February 12, 2010
Invesco Xxx Xxxxxx Municipal Income Fund February 12, 0000
Xxxxxxx Xxx Xxxxxx Xxx Xxxx Tax Free Income Fund February 12, 2010
AIM TREASURER'S SERIES TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
Premier Portfolio November 25, 2003
Premier Tax-Exempt Portfolio November 25, 2003
Premier U.S. Government Money Portfolio November 25, 2003
AIM VARIABLE INSURANCE FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
AIM V.I. Basic Balanced Fund May 1, 2000
AIM V.I. Basic Value Fund September 10, 2001
AIM V.I. Capital Appreciation Fund May 1, 2000
AIM V.I. Capital Development Fund May 1, 2000
AIM V.I. Core Equity Fund May 1, 2000
AIM V.I. Diversified Income Fund May 1, 2000
AIM V.I. Dynamics Fund April 30, 2004
AIM V.I. Financial Services Fund April 30, 2004
AIM V.I. Global Health Care Fund April 30, 2004
AIM V.I. Global Real Estate Fund April 30, 2004
AIM V.I. Government Securities Fund May 1, 2000
AIM V.I. High Yield Fund May 1, 2000
AIM V.I. International Growth Fund May 1, 2000
AIM V.I. Large Cap Growth Fund September 1, 2003
AIM X.X. Xxxxxxx Xxxx Xxxxx 00, 0000
AIM V.I. Mid Cap Core Equity Fund September 10, 2001
AIM V.I. Money Market Fund May 1, 2000
AIM V.I. PowerShares ETF Allocation Fund October 22, 2008
AIM V.I. Small Cap Equity Fund September 1, 2003
AIM V.I. Technology Fund April 30, 2004
AIM V.I. Utilities Fund April 30, 2004
Invesco V.I. Dividend Growth Fund February 9, 2010
Invesco V.I. Global Dividend Growth Fund February 9, 2010
* Committed until the Fund or AIM requests and receives the approval of the
Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-4
Invesco V.I. High Yield Fund February 12, 2010
Invesco V.I. Income Builder Fund February 12, 2010
Invesco V.I. S&P 500 Index Fund February 12, 2010
Invesco V.I. Select Dimensions Balanced Fund February 12, 2010
Invesco V.I. Select Dimensions Dividend Growth Fund February 12, 2010
Invesco V.I. Select Dimensions Equally-Weighted
S&P 500 Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Capital Growth Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Xxxxxxxx Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Equity and Income Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Global Tactical Asset
Allocation Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Global Value Equity Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Government Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Growth and Income Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. High Yield Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. International Growth Equity
Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Mid Cap Growth Fund February 12, 2010
Invesco Xxx Xxxxxx V.I. Mid Cap Value Fund February 12, 2010
Invesco Xxx Xxxxxx X.X. Xxxxx Xxxx Xxxxxxxx 00, 0000
XXXXX-XXXX INVESTMENTS TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
Government & Agency Portfolio June 1, 2000
Government TaxAdvantage Portfolio June 1, 2000
Liquid Assets Portfolio June 1, 2000
STIC Prime Portfolio June 1, 2000
Tax-Free Cash Reserve Portfolio June 1, 2000
Treasury Portfolio June 1, 2000
* Committed until the Fund or AIM requests and receives the approval of the
Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-5
INVESCO GLOBAL HEALTH CARE FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 74U AND 74V.
FOR PERIOD ENDING: 4/30/2010
FILE NUMBER : 811-05426
SERIES NO.: 3
74U. 1 Number of shares outstanding (000's Omitted)
Class A 18,009
2 Number of shares outstanding of a second class of open-end company shares (000's Omitted)
Class B 1,768
Class C 1,242
Class Y 189
Investor Class 18,799
74V. 1 Net asset value per share (to nearest cent)
Class A $ 26.12
2 Net asset value per share of a second class of open-end company shares (to nearest cent)
Class B $ 22.12
Class C $ 22.14
Class Y $ 26.22
Investor Class $ 26.12
